526
LETTER
Efficient Synthesis of Functionalized 4,5-Benzotropones by Regioselective
Cyclization of 1,3-Bis(trimethylsilyloxy)-1,3-butadienes with Phthalic
Dialdehyde
Peter Langer,* Uwe Albrecht
Institut für Organische Chemie der Georg-August-Universität Göttingen, Tammannstrasse 2, 37077 Göttingen, Germany
E-mail: planger@uni-goettingen.de
Received 19 January 2001
action of 2 with 1,3-bis(trimethylsilyloxy)-1,3-butadiene
Abstract: The reaction of 1,3-bis(trimethylsiloxy)-1,3-butadienes
1a, which was readily prepared from ethyl acetoacetate
with phthalic dialdehyde resulted in regioselective formation of
functionalized 4,5-benzotropones.
in two steps,4 resulted in formation of the 4,5-
benzotropone 3a, however, in only low yield. The Lewis
Key words: aldol reactions, benzotropones, cyclizations, regiose-
acid, temperature, reaction time, concentration and the
lectivity, silyl enol ethers
presence of molecular sieves (MS) proved important pa-
rameters during the optimization of the reaction condi-
tions (Table 1). After much experimentation (Table 1) we
Benzocycloheptanones and benzocycloheptatrienones
have found that best results (up to 72% yield) were ob-
(benzotropones) are present in a variety of pharmacologi-
tained when the Lewis acid TiCl4 (2.0 equiv.) and an ex-
cally relevant natural products including colchicone,
cess of the aldehyde were used. The reaction was carried
colchicine, allocolchicine or purpurogalline.1 4,5-Ben-
out in the presence of 4 Å MS at 78 °C 20 °C using a
zotropones have been previously prepared mainly by
relatively low concentration of 1a (0.01 mol/L).6
base-mediated cyclization of ketones with aromatic dial-
dehydes.2,3 Since tropones readily undergo base-mediated
Michael additions with the starting materials these reac-
O
tions are often problematic. In addition, a number of struc-
Me3SiO
OSiMe3
OEt
H
H
2.0 TiCl4
O
O
tural limitations exist: whereas 1,3,5-tricarbonyl
compounds generally react rather selectively, 1,3-dicar-
bonyl derivatives such as acetyl acetone and substrates
containing base-labile functional groups fail to give the
desired products.3c Acid-mediated cyclizations are
known,3d but require harsh conditions (the reactions have
to be carried out in neat 96-98% sulfuric acid). In addition,
only highly activated substrates, such as 1,3-dimethoxy-
carbonylacetone, can be successfully transformed into
4,5-benzotropones. Due to the pharmacological relevance
of benzotropone derivatives, we herein disclose our find-
ings related to a new synthesis of 4,5-benzotropones. Our
methodology is based on the Lewis-acid mediated cy-
clization of 1,3-bis(trimethylsilyloxy)-1,3-butadienes 1,
electroneutral 1,3-dianion equivalents,4 with phthalic di-
aldehyde 2. Previously, cyclizations of dienes 1 with ali-
phatic 1,4-dicarbonyl compounds to give bridged
oxacycles have been reported by Molander and co-work-
ers.4b We have recently reported [3+2] cyclizations of
dienes 1 with 1,2-dielectrophiles such as oxalyl chloride,
1,2-diketones and epoxides.5 The reactions reported here-
in represent to our knowledge the first Mukaiyama-type
[4+3] cyclizations of bis-silyl enol ethers 1 with aromatic
1,4-dicarbonyl compounds to give 4,5-benzotropones.
+
CH2Cl, 4Å MS
_
O
1a
2
78
20 °C
3a
EtO
(1.8 eq.)
(1.0 eq.)
72%
+ 2 TiCl4
+ H2O, H+
OTiCl3
_
Me3SiCl
Cl3TiO
OSiMe3
O
O
O
H
_
Me3SiCl
OEt
Cl3TiO
O
Cl4Ti
EtO
A
B
Scheme 1 Mechanism of the formation of 4,5-benzotropone 3a
The formation of 4,5-benzotropone 3a can be explained
by a double Mukaiyama-aldol-reaction and subsequent
elimination of water. The cyclization proceeded by regio-
selective attack of the terminal carbon atom of the diene
onto the 1,4-dielectrophile and subsequent regioselective
cyclization via the central carbon atom of the diene
(Scheme 1).
In order to study the preparative scope of the reaction, the
substituents of the diene were systematically varied
(Scheme 2, Table 2). Reaction of phthalic dialdehyde 2
with the 1,3-bis(trimethylsiloxy)-1,3-dienes 1a-e derived
from ethyl-, methyl-, methoxyethyl-, benzyl-, and isobut-
yl acetoacetate afforded the 4,5-benzotropones 3a-e in
good yields and with very good regioselectivities. The cy-
clization of 2 with dienes 1f-h, containing an alkyl group
Our starting point was the reaction of the dianion of ethyl
acetoacetate with phthalic dialdehyde 2. Due to overaddi-
tion, polymerization and reduction of the aldehyde, only a
complex mixture was formed. The reaction of ethyl acet-
oacetate with 2 in the presence of KOH, NaOEt or sulfuric
acid were equally disappointing. The TiCl4-mediated re-
Synlett 2001, No. 4, 526–528 ISSN 0936-5214 © Thieme Stuttgart · New York