An Example of a Single Step Substitution?
J . Org. Chem., Vol. 62, No. 23, 1997 8055
could not be extended to t-BuS- ion since it did not give
any substitution product. If we assume that 0.1% of the
chlorine replacement product could have been detected,
as found for several other products obtained in this study,
and if we add the reduction/substitution product to the
monosubstitution product, then the geminal element
effects should be g107, g43, and g100 with PhCH2S-,
MeS-, and MeO-, respectively. Since (a) the structures
of the products in this system are unambiguous, (b) the
values are high, (c) the values are lower limits to the
geminal EE, and (d) highly unlikely errors of 100% will
still retain high EE values, we conclude that errors, e.g.,
due to the lack of calibration, are not going to affect our
major conclusion that the geminal EEs are high.
If the process investigated is one of the possible
variants of the “addition-elimination” type nucleophilic
vinylic substitution,3,10,19 in which the nucleophile attacks
the vinylic carbon and the leaving group is expelled from
the formed transition state (TS) or a carbanionic inter-
mediate, two cases can be envisioned.
(a) The reaction is a single step substitution occurring
via a single TS where bond formation to the nucleophile
and cleavage of the C-halogen bond occur concertedly,
i.e., eq 1 with k1 and k2 merging into a single step process,
i.e., I is a transition state rather than an intermediate.
In this case there are two different single step TSs,
chloride ion is expelled in one of them and bromide ion
is expelled in the other, and since bromide is a better
nucleofuge, the energy of the latter TS is much lower,
leading to the observed high geminal element effects. We
note that each one of these TSs can have two completely
different configurations: (i) the nucleophilic attack can
be on the π* orbital, perpendicular to the double bond,
and the process involves formation and cleavage of the
bonds as well as intramolecular rotation required to
achieve the proper stereoelectronic configuration (anti-
periplanar arrangement of the leaving group-carbon bond
and the carbanionic lone pair) in order to obtain the
substitution product; (ii) an in-plane SN2 nucleophilic
substitution where the nucleophile attacks from the back
of the leaving group.
tion (e.g., E- and Z-BrC(F)dC(Br)F are unstable to
mutual isomerization2), although both isomers could be
detected by 13C NMR. Consequently, the stereochemical
tool could not be applied and the remaining tools are the
intramolecular and intermolecular EEs. The ratio of the
bromine-replaced to the chlorine-replaced products in eq
11 (i.e., the geminal EE) is equal to the rate ratio for
expulsion of Br- vs Cl- from the same “ground state”
carbanion NuC(Br)(Cl)C(Br)Cl- (19).11 As expulsion of
different leaving groups occurs from different conforma-
tions of carbanion 19, characterized by antiperiplanar
arrangement of the carbanionic lone pair and the leaving
group expelled, there must be a bifurcation point on the
potential energy surface preceding to and resulting in two
different TSs. The EE in this case is a measure of how
early or late the corresponding TSs are. J udging from
intermolecular element effects in SN1 reactions, i.e., kion
-
(RBr)/kion(RCl), the ratios28 are mostly between 1 and 2
orders of magnitude in an endothermic carbocation
forming C-X bond cleavage, and a much lower value is
anticipated for an expected exothermic reaction in which
a â-halo carbanion is converted to a halide ion and a
neutral alkene. The TS in the latter reaction should be
much earlier than in an SN1 reaction and the element
effect is therefore expected to be lower. Note, however,
that an SN1, E1, or even E2 reaction differs somewhat
from what we have in our case, since in our case the
nonexpelled halogen stabilizes the TS, so we are compar-
ing expulsion of Cl- in a Br-stabilized TS to an expulsion
of Br- in a Cl-stabilized TS. Unfortunately, we have no
data for a proper comparison for the product ratio derived
from loss of bromide and chloride ion, i.e., on SN1
reactions of RR′C(Br)Cl solvolysis and on E1 or E2
reactions of RR′CH-CR′′(Br)Cl, respectively. Neverthe-
less, since the polar and resonance effects of Cl and Br
are similar, this effect could be neglected in the first
approximation. If so, an independent assessment of the
intramolecular EE values can be made based on the
known data for energy of Br- vs Cl- formation in
ionization processes, hydration, and transfer from water
to various solvents. The heterolytic bond dissociation
energies for RX f R+ + X- in the gas phase for R ) Me,
Et, n-Pr, i-Pr, t-Bu, Ph, vinyl, allyl, and PhCH2 are by
6-9 kcal mol-1, averaging 7.7 kcal mol-1, higher for X )
Cl than for X ) Br.29 For hydration, i.e., transfer from
(b) The reaction proceeds by the customary two-step
nucleophilic vinylic substitution (eq 11).3,10
the gas phase to water, ∆Go ) -81.3 (Cl-) and -75.3
hyd
(Br-) kcal mol-1 and ∆Hohyd ) -87.2 (Cl-) and -80.1 (Br-)
kcal mol-1. The maximum predicted EE in terms of ∆H
is therefore 0.7 kcal mol-1, i.e., less than 1 order of
magnitude. For transfer of X- from water to MeCN,
∆Gtrans ) 10.1 (Cl-), 7.4 (Br-) kcal mol-1 and ∆Htrans
)
4.5 (Cl-), 1.7 (Br-) kcal mol-1; for transfer from water to
DMSO, ∆Gtrans ) 9.8 (Cl-), 6.5 (Br-) kcal mol-1 and
∆Htrans ) 4.8 (Cl-), 1.2 (Br-) kcal mol-1 30
Hence, ∆∆Gtrans
.
(Cl- - Br-) ) 2.7 (MeCN), 3.3 (DMSO) kcal mol-1 and
∆∆Htrans (Cl- - Br-) ) 2.8 (MeCN), 3.6 (DMSO) kcal
(28) For few collections of several kBr/kCl ratios, see: Streitwieser,
A., J r. Solvolytic Displacement Reactions; McGraw-Hill: New York,
1962; p 30 and ref 40 therein: Rappoport, Z.; Gal, A. J . Chem. Soc.,
Perkin Trans. 2 1973, 301. For several other values, see: Ross, S. D.;
Labes, M. M. J . Am. Chem. Soc. 1957, 79, 4155. Gelles, E.; Hughes,
E. D.; Ingold, C. K. J . Chem. Soc. 1954, 2918; Pocker, Y. J . Chem.
Soc. 1960, 1972. Heinonen, K.; Tomilla, E. Suom. Kemistil. 1965, 38B,
9.
(29) Morrison, R. T.; Boyd, R. N. Organic Chemistry, 6th ed.;
Prentice Hall: New York, 1992; p 22.-
(30) Marcus, Y. In Liquid-Liquid Interfaces. Theory and Methodol-
ogy; Volkov, A. G., Deamer, D. W., Eds.; CRC Press: Boca Raton, 1996;
Chapter 3, p 321.
In this case, the expulsion of the leaving group(s) takes
place starting from a discrete intermediate carbanion.
Two mechanistic probes to distinguish some of these
alternatives are the stereochemistry of the reaction and
the “external” EE. The in-plane reaction should lead to
inversion, whereas the perpendicular attack either via a
single-step or a multistep route should lead to retention.
Unfortunately, we could not separate the E and Z isomers
of 1, and we do not know if they are stable to isomeriza-