Angewandte
Communications
Chemie
Organocatalysis
Exploiting the Imidazolium Effect in Base-free Ammonium Enolate
Generation: Synthetic and Mechanistic Studies
Claire M. Young, Daniel G. Stark, Thomas H. West, James E. Taylor, and Andrew D. Smith*
Abstract: N-Acyl imidazoles and catalytic isothiourea hydro-
chloride salts function as ammonium enolate precursors in the
absence of base. Enantioselective Michael addition–cyclization
reactions using different a,b-unsaturated Michael acceptors
have been performed to form dihydropyranones and dihydro-
pyridinones with high stereoselectivity. Detailed mechanistic
studies using RPKA have revealed the importance of the
“imidazolium” effect in ammonium enolate formation and
have highlighted key differences with traditional base-medi-
ated processes.
nucleophilic addition by suitable Lewis base catalysts to form
acyl ammonium intermediates that can be deprotonated
under basic conditions to form the required ammonium
enolate. Carboxylic acids can also be used as ammonium
enolate precursors, but require stoichiometric in situ func-
tionalization into either mixed anhydrides or activated esters
prior to the addition of the Lewis base catalyst.[5] All of these
procedures typically use an excess of reagents and organic
bases, and generate by-products that can be difficult to
chromatographically separate from the desired products.
In this manuscript, the development of a new, mild
method of catalytically generating ammonium enolates from
bench-stable N-acyl imidazole precursors that avoids the use
of stoichiometric additives and external base, and instead uses
isothiourea hydrochloride salts as catalysts, is reported. Key
to the process developed is the exploitation of the reactivity
underpinning the “imidazolium effect”—the recognized rate
enhancement for acylations using N-acyl imidazoliums com-
pared with N-acyl imidazoles (Scheme 1b).[6] For example,
Batey has developed N-methyl-N’-carbamoyl imidazolium
salts as efficient carbamoyl transfer agents,[7] while Gilday
used N-acyl imidazoles and stoichiometric imidazole hydro-
chloride for the challenging acylation of anilines.[8] Sarpong
has reported the dual Brønsted acid and Lewis base activation
of N-acyl imidazoles using stoichiometric pyridinium salts for
the acylation of alcohols and amines as well as for the
esterification of carboxylic acids.[9] Although powerful, to
date, this “imidazolium effect” has not been exploited in
either a catalytic fashion or for the generation of ammonium
enolate intermediates.[10] Furthermore, the expected imid-
azole by-product is both non-toxic and water soluble and
should be readily removed from reaction mixtures.
Ammonium enolates generated from tertiary amine-based
Lewis base catalysts are versatile intermediates that can be
utilized in a range of stereoselective processes.[1] Traditionally
accessed directly through nucleophilic attack of tertiary
amine catalysts onto ketenes,[1c] the practical challenges
associated with ketene preparation and their use has
prompted a number of alternative ammonium enolate
precursors to be developed (Scheme 1a). An early approach
generated ketenes in situ from the corresponding acid chlo-
ride using an organic base.[2] Alternatively, homoanhydrides[3]
and electron-deficient phenolate esters[4] can undergo direct
To the best of our knowledge, N-acyl imidazoles have not
been investigated as ammonium enolate precursors. How-
ever, Scheidt and co-workers have previously used N-acyl
imidazoles as azolium enolate precursors under basic reaction
conditions using N-heterocyclic carbene catalysis to form
dihydroquinolones and dihydrocoumarines with good enan-
tioselectivity.[11,12] The protocol developed herein represents
a new paradigm in ammonium enolate generation without the
addition of external base (Scheme 1c).[13] A range of enan-
tioselective Michael addition-cyclization processes with a,b-
unsaturated enones and ketimines to form substituted dihy-
dropyranones and dihydropyridinones have been explored.
Scheme 1. Ammonium enolate precursors at carboxylic acid oxidation
level.
[*] C. M. Young, Dr. D. G. Stark, T. H. West, Dr. J. E. Taylor,
Prof. A. D. Smith
Furthermore,
a detailed mechanistic investigation has
EaStCHEM, School of Chemistry, University of St Andrews
North Haugh, St Andrews, Fife, KY16 9ST (UK)
E-mail: ads10@st-andrews.ac.uk
revealed key differences between this new process and
analogous reactions using carboxylic acids under basic con-
ditions.
Investigations began with the Michael addition–lactoni-
zation reaction between N-phenacyl imidazole 1 (readily
Supporting information for this article can be found under:
Angew. Chem. Int. Ed. 2016, 55, 1 – 7
ꢀ 2016 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim
1
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