COMMUNICATIONS
[4] a) For an early study, see: T. Rosen, C. H. Heathcock, J. Am. Chem.
Soc. 1985, 107, 3731 3733; b) for an overview and leading references,
see Ref. [1a].
[5] a) For an early study, see: J. Hiratake, Y. Yamamoto, J. Oda, J. Chem.
Soc. Chem. Commun. 1985, 1717 1719; b) for an overview and
leading references, see Ref. [3].
[6] a) K. Matsuki, H. Inoue, M. Takeda, Tetrahedron Lett. 1993, 34, 1167
1170; b) K. Matsuki, H. Inoue, A. Ishida, M. Takeda, M. Nakagawa, T.
Hino, Chem. Pharm. Bull. 1994, 42, 9 18.
[7] a) For an early study, see: M. North, G. Zagotto, Synlett 1995, 639
640; b) D. E. Hibbs, M. B. Hursthourse, I. G. Jones, W. Jones, K. M. A.
Malik, M. North, J. Org. Chem. 1999, 64, 5413 5421.
[8] S. D. Real, D. R. Kronenthal, H. Y. Wu, Tetrahedron Lett. 1993, 34,
8063 8066. After the submission of our manuscript, Rovis described
one example of a catalytic asymmetric desymmetrization of an
anhydride by ZnEt2 (79% ee): E. A. Bercot, T. Rovis, J. Am. Chem.
Soc. 2002, 124, 174 175.
[9] a) H. Nozaki, T. Aratani, R. Noyori, Tetrahedron Lett. 1968, 2087
2090; b) H. Nozaki, T. Aratani, R. Noyori, Tetrahedron Lett. 1968,
4097 4098; c) T. Aratani, T. Gonda, H. Nozaki, Tetrahedron Lett.
1969, 2265 2268.
[10] For a general review that includes the work of the Hoppe laboratory,
see: D. Hoppe, T. Hense, Angew. Chem. 1997, 109, 2376 2410; Angew.
Chem. Int. Ed. Engl. 1997, 36, 2282 2316.
[11] a) P. A. Beak, D. R. Anderson, M. D. Curtis, J. M. Laumer, D. J.
Pippel, G. A. Weisenburger, Acc. Chem. Res. 2000, 33, 715 727; b) P.
Beak, A. Basu, D. J. Gallagher, Y. S. Park, S. Thayumanavan, Acc.
Chem. Res. 1996, 29, 552 560.
alkylations normally favor nucleophilic addition to the less
substituted allyl terminus although ligands can influence this
selectivity.[1] Early results demonstrate the effectiveness of
Mo[3] and W[4] catalysts and, more recently, their ability to
induce enantioselectivity.[5] Such catalysts normally do not
work with heteroatom nucleophiles. Iridium catalysts have
been reported to favor attack on the more substituted carbon
with a carbon–and most recently nitrogen–nucleophile, but
the use of an oxygen nucleophile like phenol has not been
reported.[6] Rhodium catalysis has proven to be very interest-
ing in that the regioselectivity of the substitution is deter-
mined by the position of the leaving group.[7] Herein, we
report our preliminary observations that the ruthenium-
catalyzed reaction favors attack at the more substituted
carbon atom regardless of the regioisomeric nature of the
substrate and does so with complete retention of enantiomeric
purity when a chiral scalemic substrate is employed. This
study has led to a facile synthetic strategy to antidepressants
like fluoxetine,[8] the active ingredient of prozac, from
ephedrine.
Pioneering work in ruthenium-catalyzed allylic alkylation
by Watanabe et al. with the [Ru(cod)(cot)] (cod 1,5-cyclo-
octadiene; cot 1,3,5-cyclooctatriene) complex has indicated
a bias for attack at the more substituted terminus with some
nucleophiles, although only a 50:50 regioisomeric mixture was
obtained by using a cinnamyl carbonate and malonate
anion.[9] [CpRu(cod)Cl][10] (1) and [CpRu(PPh3)2Cl][11] (2)
have been employed together with heteroatom nucleophiles,
but the regioselectivity has not been satisfactorily addressed.
Our recent work on cyclocondensations of allenes and vinyl
ketones using [CpRu(NCCH3)3]PF6 (3) induced us to examine
this complex as a catalyst for regioselective allylic alkylation.
We chose the reaction shown in Equation (1) as a standard.
In contrast to the earlier reports in which 1 or 2 were used and
which required elevated temperatures, complex 3 effected the
[12] a) Kise and Yoshida have provided a single example of the addition of
an RLi/(À)-sparteine/MgBr2 mixture to an aldehyde: N. Kise, T. Urai,
J.-i. Yoshida, Tetrahedron: Asymmetry 1998, 9, 3125 3128; b) Oka-
moto and Yuki have applied RMgBr/(À)-sparteine to asymmetric
polymerization reactions: Y. Okamoto, K. Suzuki, T. Kitayama, H.
Yuki, H. Kageyama, K. Miki, N. Tanaka, N. Kasai, J. Am. Chem. Soc.
1982, 104, 4618 4624.
[13] For an NMR study of dineopentylmagnesium/(À)-sparteine, see: G.
Fraenkel, B. Appleman, J. G. Ray, J. Am. Chem. Soc. 1974, 96, 5113
5119.
A Stereospecific Ruthenium-Catalyzed Allylic
Alkylation**
Ph
LG
4
CH3O2C
Ph
CO2CH3
Barry M. Trost,* Pierre L. Fraisse, and Zachary T. Ball
CO2CH3
CO2CH3
Ph
(1)
NaCH(CO2CH3)2
Metal-catalyzed allylic alkylations provide a powerful tool
for the construction of complex molecules. One of the benefits
of such substitutions is the prospect that the regioselectivity
with unsymmetrical allyl substrates can be controlled by the
catalyst rather than the position of the allylic substituent
serving as the leaving group. Palladium-catalyzed allylic
6
5
a: LG = OCO2tBu
b: LG = OCO2CH3
c: LG = Cl
reaction of carbonate 4a at ambient temperature in DMF to
give a 1:2ratio of 5:6 in nearly quantitative yield. Attempts to
increase this selectivity by varying the reaction conditions
failed and thus we examined changes in the ligand. We
reasoned that a more sterically demanding catalyst might
favor the monosubstituted olefin adduct initially formed from
™branched∫ attack to afford 5. Under identical conditions with
carbonate 4a, [Cp*Ru(NCCH3)3]PF6 (7) (Cp* h5-C5Me5)
gave a 9:1 ratio of 5:6 (96% yield) in 2h. In acetone, the
selectivity increased to 19:1 (quantitative yield). Reactions of
the methyl carbonate 4b are generally faster. Indeed, in DMF
within 30 min, a quantitative yield of alkylation products was
obtained in a 14:1 ratio of 5:6 with only 1 mol% of catalyst 7.
[*] Prof. B. M. Trost, P. L. Fraisse, Z. T. Ball
Department of Chemistry
Stanford University
Stanford, CA 94305-5080 (USA)
Fax : (1)650-725-0002
[**] We thank the National Science Foundation and the National Institutes
of Health, and General Medical Sciences, for their generous support
of our programs. Mass spectra were provided by the Mass Spectrom-
etry Facility of the University of California San Francisco, supported
by the NIH Division of Research Resources.
Supporting information for this article is available on the WWW under
Angew. Chem. Int. Ed. 2002, 41, No. 6
¹ WILEY-VCH Verlag GmbH, 69451 Weinheim, Germany, 2002
1433-7851/02/4106-1059 $ 17.50+.50/0
1059