D. Iguchi et al. / Tetrahedron Letters xxx (2014) xxx–xxx
3
in a ca. 1:1 M ratio regardless of the electron-donating or electron
– withdrawing nature of the substituent attached to the aromatic
ring of esters 2 with the exception of the nitro group (2o). These
results can be rationalized taking into account the charge density
values of C-2 and C-6 that belong to the aromatic ring of esters
2l–o. Therefore, we have calculated the charge densities of all the
carbon atoms by AM1 Semi Empirical calculation of esters 2 (see
Supplementary material). Since both atom positions, viz. C-2 and
C-6, show similar values, it is expected that migration of the acyl
group would proceed to both positions with similar probability
during the photochemical process, which is the photo Fries step
that provides the o-hydroxy phenone intermediates. Then, in a sec-
ond step, the intramolecular oxa-Michael addition reaction takes
place efficiently under base-mediated catalysis onto both o-
hydroxy phenone intermediates (see Scheme 3 and Table 3). How-
ever, the charge density values at C-6 are slightly greater than
those values at C-2 and a nice correlation is observed between
these values and the respective yields of formation of chroman-
4-ones 4 and 5, respectively. It is also interesting to point out that
since charge density values at C-4 predict that the p-hydroxyphe-
none derivatives could be formed with similar probability as com-
pounds 4 and 5, in our experimental conditions this kind of
photoproduct was not detected, however.
Again, the nitro compound 2o shows a different behavior. The
chroman-4-one 4o was obtained in moderate yield with a high reg-
ioselectivity, along with significant amount of m-nitrophenol. The
use of Cs2CO3 as catalyst was beneficial to accomplish the photo-
chemical reaction, whereas, the use of KOH favored the formation
of m-nitrophenol in high yield, giving compound 4o in low yield
(see Table 2, entries 5 and 6). The regioselectivity observed for
ester 2o can be rationalized in terms of the charge density values.
Since in ester 2o C-6 shows a higher charge density than C-2, it is
expected that the acyl group will migrate preferentially to C-6 than
to C-2. Therefore, chroman-4-ones 4o and 5o will be obtained with
noticeable selectivity. Compound 4o was indeed obtained in mod-
erate yield as it was predicted by the Semi Empirical AM1 method,
while compound 5o was not formed.
O
4l - o
+
O
(a)
O
(a)
O
hν
R
(b)
basic
6
5
1
2
condition
O
3
R
4
5l - o
(b)
O
2l - o
R
o-hydroxyphenone
intermediates
Scheme 3. Formation of chroman-4-ones 4 and 5 under two-phase base-mediated
photochemical reaction.
Table 3
Charge density values of esters 2l–o calculated with the Semi Empirical AM1 methoda
Compd; R
Charge density values
C-1
C-2
C-3
C-4
C-5
C-6
2l; OCH3
2m; CH3
2n; Cl
0.085
0.055
0.063
0.051
À0.212
À0.136
À0.131
À0.077
0.093
À0.165
À0.141
À0.135
À0.081
À0.086
À0.112
À0.107
À0.124
À0.189
À0.162
À0.158
À0.120
À0.054
À0.048
À0.116
2o; NO2
a
Carbon atom numbering see Scheme 3.
We have also calculated the charge densities by the Semi
Empirical AM1 method for all the phenoxide ions of the o-hydroxy-
phenone intermediates formed after the photo-Fries rearrange-
ment has occurred. The relevant data of interest are the charge
densities belonging to the oxygen of the fenoxide ion and the
C-b of the
a,b-ethylenic moiety which are collected in Table 4.
The calculated data predict that the cyclization process could take
place efficiently and, in fact, this prediction is in agreement with
our experimental results.
With regard to mechanism, the findings herein and from previ-
ous studies10c,11 led us to surmise that these biphasic photoreac-
tions advance via 2-hydroxyphenone intermediates which is
formed during the photolysis of esters 2a–o and do not need to
be isolated. To rationalize the reaction mechanism we proposed
that the whole photochemical reaction of esters 2a–o takes place
actually in two consecutive steps: (i) the photochemical formation
of the rearrangement product (o-hydroxy phenone) and (ii) the
thermal intramolecular cyclization of the o-regioisomer to the
The success of the thermal cyclization reaction of esters 2a–o
can be ascribed to the polarization of the double bond, due to con-
jugation with the ketone group that determines the occurrence of
the nucleophilic attack exclusively at C-b of the double bond, in
agreement with the usual reactivity of
a,b-ethylenic carbonyl
compounds.12 Furthermore, the success of the intramolecular
oxa-Michael addition is improved in our experimental conditions
due to the formation of the phenoxide ion of the o-hydroxyphe-
none intermediate under basic catalysis. In this regard, the phen-
oxide ion becomes a better nucleophile than the hydroxy group
promoting the nucleophilic attack at C-b of the double bond
efficiently to afford chroman-4-one derivatives in high yields.
Table 4
Charge density values of phenoxide ion of the o-hydroxyphenone intermediates A, B,
and C, calculated with the Semi Empirical AM1 method
O
O
O
O
R
O
O
Table 2
photo-Fries rearrangement reaction of m-substituted phenyl 3-methyl-2-butenoate
esters (2l–o) in cyclohexane under basic catalysis (KOH 10% aq; biphasic system)a
R
R
A
B
C
Entry
Substrate; R
Irradiation time (min)
Conv. %
Yieldb
%
1
2
3
4
5
2l; OCH3
2m; CH3
2n; Cl
65
65
105
40
95
90
65
34
10
4m, 51; 5m, 42
4n, 50; 5n, 39
4o, 51; 5o, 41
4p, 59e; 5p, 0
4p, 30f; 5p, 0
R
Charge densities
B
A
C
c
2o; NO2
d
Ar–OÀ
C-b
Ar–OÀ
C-b
Ar–OÀ
C-b
2o; NO2
70
OCH3
OPh
t-Bu
CH3
H
À0.496
À0.478
À0.493
À0.495
À0.498
À0.485
À0.445
À0.103
À0.095
À0.103
À0.104
À0.105
À0.097
À0.078
À0.494
—
—
À0.490
À0.498
À0.484
À0.468
À0.103
—
—
À0.105
À0.105
À0.097
À0.005
À0.492
—
—
À0.499
À0.498
À0.487
À0.477
À0.105
—
—
À0.107
À0.105
À0.102
À0.085
a
Reaction conditions: 0.010 M of ester, excitation wavelength: 254 nm, quartz
vessel, degassed solvent (2.5 mL), under Ar, room temperature.
b
Yields are based on the conversion of the starting material.
Standard conditions, base catalyst/Cs2CO3 (s).
Standard conditions, solvent/benzene–KOH 10% aq.
m-nitrophenol was formed in 17.6% yield.
c
d
Cl
NO2
e
f
m-nitrophenol was formed in 70% yield.