Solvolyses of Benzyl and p-Nitrobenzyl Chloroformates
J . Org. Chem., Vol. 65, No. 23, 2000 8057
SN2 reaction, with bond breaking running ahead of bond
making at the transition state.32,33 Nonetheless, the S
value of 0.94 with benzyl tosylate as the substrate32 is
very similar to the values obtained for benzyl azoxyto-
sylate and benzyl chloroformate, such that if a portion
of the reaction is via benzyl tosylate, it will not seriously
perturb the comparison of S values. The similar S values
for the azoxytosylate and the chloroformate are consistent
with both pathways involving capture of an intermediate
benzyl cation by the solvent.
In TFE-ethanol mixtures, we can measure the pro-
duction of all four of the solvolysis products, two from
attack at the acyl carbon and two from capture of the
benzyl cation. This allows, in principle at least, the
calculation of S values for both routes. In practice, in
TFE-rich solvents only trace amounts of benzyl 2,2,2-
trifluoroethyl carbonate are produced and in ethanol-rich
solvents, only trace amounts of both benzyl 2,2,2-trifluo-
roethyl carbonate and ether.
The product percentages are reported in Table 4 and,
for three of the mixtures, S values are reported in Table
6. Over the 90% to 60% (v/v) range of TFE content, the
S value for benzyl cation capture is again very close to
unity, as it was for the TFE-water mixtures. The value
of 0.79 ( 0.05 shows only a slight preference for reaction
with the more nucleophilic ethanol. This differs from the
study of p-methoxybenzyl chloride in these solvents,28
where the S values rose slightly with ethanol content and
were much lower in value (0.040 to 0.068). To explain
the surprising large difference between the partitioning
between TFE and water and between TFE and ethanol,
it was proposed28 that TFE suppresses the nucleophilic
attack by both water and ethanol, but with a larger effect
for water. We do not see evidence for this large difference
in our study. Our present results are, however, in accord
with those for the solvolysis-decomposition of 1-ada-
mantyl chloroformate, where an S value of 0.97 in 80%
TFE and a range of S values from 1.64 to 1.13 in TFE-
ethanol mixtures was observed.7a
The selectivity for reaction at the acyl carbon of 0.0036
in 80% TFE-20% ethanol (v/v) is essentially identical to
the value of 0.0035 obtained for the reaction of 2 (Table
5), where 100% of the reaction follows this pathway, as
opposed to 15% for 1. In 60% TFE-40% ethanol (v/v),
the S value increases to 0.0066. These small S values
are consistent with the nucleophilic addition to the acyl
carbon being rate-determining, with ethanol considerably
more nucleophilic than TFE.
to a sensitivity toward changes in solvent nucleophilicity
(l value) of 1.61 ( 0.09 and a sensitivity toward changes
in solvent ionizing power (m value) of 0.46 ( 0.04. These
values are typical of those obtained when the association
step within an association-dissociation (addition-
elimination) mechanism is rate-determining. Five mea-
sured values for the entropy of activation, in the range
-30 to -38 cal mol-1 K-1, are consistent with this
hypothesis.
The selectivity values (S) obtained in binary solvents
are also consistent with the proposed mechanism. In 80%
and 60% (v/v) ethanol, reaction with the more nucleo-
philic ethanol is preferred over reaction with water by
factors of 4.1 and 6.1, respectively. In 80% TFE-20%
ethanol (v/v), with a much greater difference in nucleo-
philicities, ethanol is favored over TFE by a factor of 286.
The solvolyses of benzyl chloroformate (1) can give, in
addition to the alcohol and mixed carbonate esters, two
additional types of product, formed with loss of CO2:
benzyl chloride (the decomposition product) and benzyl
alkyl ethers. Formation of these additional types, relative
to the products from 2, are favored in solvents of low
nucleophilicity and/or high ionizing power. In other
solvents, the products are very similar in character and
amount to those formed from 2.
Multiple correlation analyses were carried out after
division of the 26 available data points into two groups,
based on solvent characteristics. For 11 solvents, com-
prising TFE, all of the TFE and HFIP mixtures with
water, and the two TFE-ethanol mixtures of highest
TFE content, l values of 0.25 ( 0.05 and m values of 0.66
( 0.06 were obtained. These values are suggestive of an
ionization mechanism, as similar rather low m values
have previously been found to be a characteristic of
ionization reactions proceeding with an accompanying
loss of a small molecule. The other 15 solvents produce l
and m values (1.95 ( 0.16 and 0.57 ( 0.05, respectively)
which are very similar to those observed for solvolyses
of 2.
With the assumption that the products from the
association-dissociation pathway for 1 will approximate
the partitioning observed for 2, thus allowing one to
subdivide the total alcohol product into components from
each pathway, one can calculate S values for each
pathway. In aqueous ethanol (favoring the association-
dissociation pathway), values of 2.7 and 3.7 are obtained
in 80% and 60% ethanol (v/v). These values are slightly
lower, but similar to, values obtained for solvolyses of 2.
In 80% TFE-20% ethanol, the S value of 278 for this
pathway is essentially identical to that observed for 2.
In TFE-H2O mixtures with 97-50% TFE (w/w), an
essentially constant value, close to unity, is observed for
reaction by the ionization pathway, which falls to only
just below unity for TFE-ethanol mixtures. These very
low selectivity values are consistent with the capture by
the components of the solvent of a high-energy unselec-
tive carbocation. Values very close to unity are often
observed when the products are formed at the solvent-
separated ion-pair stage. A benzyl carbocation-chloride
anion pair is formed, which can either collapse to
decomposition product or allow solvent to insert and then
react, leading to solvolysis products being formed after
loss of CO2.
Con clu sion s
The solvolyses of p-nitrobenzyl chloroformate (2) give
as products p-nitrobenzyl alcohol from reaction with the
water component of a binary solvent and p-nitrobenzyl
alkyl carbonate from reaction with an alcohol or with the
alcohol component of a binary solvent. None of the
product studies showed any formation of p-nitrobenzyl
alkyl ether, strongly suggesting that the p-nitrobenzyl
alcohol is formed in the decomposition of an intermediate
p-nitrobenzyl hydrogen carbonate.
Multiple correlation analysis of the specific rates of
solvolysis against a combination of solvent nucleophilicity
(NT) values and solvent ionizing power (YCl) values leads
(33) (a) Kevill, D. N.; Ren, H. J . Org. Chem. 1989, 54, 5654. (b)
Kevill, D. N.; D’Souza, M. J .; Ren, H. Can. J . Chem. 1998, 76, 751.