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W.-H. Wu et al. / Tetrahedron 74 (2018) 360e365
Table 3
Thermodynamic parameters obtained from ITC measurement.
Inclusion complex
DH1 (KJ/mol)
DS1 (KJ/mol$K)
D
G1 (KJ/mol)
K1 ꢁ 107 (Mꢀ1
)
p-AP-
b
-CD
-CD
ꢀ25.68 0.08
ꢀ23.57 0.08
0.066
0.062
ꢀ45.35 0.08
ꢀ42.05 0.08
8.26 1.08
2.28 0.29
o-AP-
b
3. Conclusions
In summary, we investigated the effect of various cyclodextrins
on the three-component Mannich reaction of phenol with form-
aldehyde and dimethylamine, and demonstrated the use of
most effective to give p-AP as major product. By utilizing 1H NMR
and ITC measurements, we probed in-depth the role of -CD, and
proposed the inclusion conformations of phenol/ -CD, o-AP/ -CD
and p-AP/ -CD. Based on these conformations, the -CD mediated
b-CD is
b
Scheme 2. Plausible mechanism for the
aminomethylation.
b-CD mediated para-selective
b
b
b
b
para-regioselective dimethylaminomethylation of phenol could be
reasonably explained, that is, the preferential formation of the
complex p-AP/b-CD resulted in the change of the reaction pathway
to the desired direction. This product-inclusion process is com-
plementary to the known substrate-inclusion mechanism and may
have an important role in developing regioselective reactions by
supramolecular chemistry.
form an outer-sphere complex (Scheme 2A). The intermediate N,N-
dimethyliminium, which resides in the proton-deshielding region
outside
attack at the para-site of phenol to generate p-AP and subsequently
forming a inclusion complex with -CD (Scheme 2B), or via the
attack at the ortho-site of phenol to give o-AP and followed by the
formation of o-AP/ -CD (Scheme 2C). The positions and orienta-
tions of p-AP and o-AP in -CD are drawn accordingly in line with
b-CD, undergoes an electrophilic addition either via the
b
b
4. Experimental section
b
this process. In addition, there may exist somewhat hydrogen
bonding between the phenolic hydroxyl group of o-AP and the
4.1. Synthesis
primary hydroxyl group at the narrow rim of
b-CD, which is pre-
One solution was firstly prepared by dissolving 2 mmol phenol
and a certain amount of one CD (a-, b- or g-CD) in 15 ml water and
sumably formed upon interaction with -CD by disrupting the
b
intramolecular cyclic hydrogen bond between the hydroxyl and the
stirring for 30 min. Another solution, involving the formation of the
intermediate N,N-dimethyliminium (DMA), was prepared by mix-
ing 37% aqueous solution of formaldehyde (0.16 g, 2 mmol) and 33%
aqueous solution of dimethylamine (0.27 g, 2 mmol) in 10 ml water.
Then the DMA solution was added dropwise to the phenol solution
with magnetic stirring, and the reaction was monitored by TLC.
After stirring for 4 h, the reaction was complete, and the solution
was acidified to pH 2 with 2 M HCl and extracted with ethyl acetate
(3 ꢁ 10 ml). The organic extracts were combined, dried with
anhydrous sodium sulfate, concentrated in vacuum to give
unreacted phenol, whose amount was used to calculate the con-
version rate. The aqueous phase was basified to pH 9e10 with 2 M
NaOH and extracted with ethyl acetate (3 ꢁ 10 ml). The combined
organic phase was dried with anhydrous sodium sulfate, concen-
trated in vacuum to give a product mixture, which was used for the
1H NMR analysis of the composition of o-AP and p-AP. The mixture
was also subjected to purification with flash chromatography on
silica gel with EtOAc/petroleum ether (volumetric ratio 1:1) as the
first eluent to obtain o-AP, then with EtOAc/CH3OH (volumetric
ratio 1:1) as the second eluent to afford p-AP.
amino nitrogen in o-AP. This result can be inferred from the large
methylene chemical shift variation from
free o-AP binds with -CD, and the resulting value of
approximates the methylene chemical shift of 3.83 ppm of free p-
d4.06 to
d3.79 ppm when
b
d3.79 ppm
d
AP, where no intramolecular hydrogen bonding exists. Further-
more, this intermolecular hydrogen bonding may prevent o-AP
from entering into the cavity, resulting in a binding conformation
different to the deep complexation of p-AP/b-CD.
The proposed binding conformations are in agreement with the
1H NMR data to a large extent, except for that of the dimethyla-
minomethyl group. In principle, the more deep insertion of a gust
molecule inside the
b-CD cavity, the larger upfield proton Dds
should be resulted.31,32 The methyl Dds of p- and o-AP are consis-
tent with this expectation (Hp-f (ꢀ0.20 ppm) vs Hoꢀf (ꢀ0.15 ppm));
however, the methylene Dd
s
(Hp-e (ꢀ0.14 ppm) vs Hoꢀe
(ꢀ0.27 ppm)) deviate from this expectation largely. We could
attribute the deviation to a consequence of the transformation of
the intramolecular hydrogen bonding to the intermolecular one as
mentioned above, due to the former induces a larger downfield
shift to the methylene group of o-AP. Another remaining concern is
that the stoichiometry of b-CD in the optimal reaction conditions
needed to be or more than 1.5-fold over that of phenol to give the
high regioselectivity. This might be ascribed to fact that the binding
4.2. Simplified purification procedure
of
b
-CD with p-AP is a thermodynamic process, thus a higher
An alternative simplified purification procedure was developed
to obtain the pure compounds o-AP and p-AP without use of col-
umn chromatography. Briefly, after the reaction mentioned above,
the reaction mixture was first acidified to pH 2 with 2 M HCl and
extracted with ethyl acetate (3 ꢁ 10 ml) to remove the unreacted
phenol. Next, the aqueous phase was basified to about pH 7 using
2 M NaOH and extracted with ethyl acetate (3 ꢁ 10 ml) to give an
organic phase which contained the product o-AP. Finally, the
aqueous phase was further basified to about pH 8e9 and extracted
with ethyl acetate (3 ꢁ 10 ml) to give another organic phase con-
taining p-AP. Both the organic phases were dried with anhydrous
amount of
direction.
b-CD would favor the reaction toward the desired
It is worthy of mention that the plausible mechanism depicted
in Scheme 2, in which -CD includes more efficiently the product p-
AP to realize the para-selectivity, is significantly different to the
known role of -CD on supramolecular chemistry based syntheses.
For example, the para-photo-Reimer-Tiemann reaction of phenol to
yield 4-hydroxy benzaldehyde under light irradiation was reported
b
b
to involve the complexation of
b-CD with phenol and block the
ortho-site other than to affect the product.15