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high levels of enantioselectivity achieved for substrates 10a
and 10c with ligand 4a alone, by using a RA, were unsuccess-
Table 8. Catalytic studies on the AH of alkenes 10a–f mediated by bis-
phosphite ligands 3a or 4a, with or without RA.
[
a]
ful.
[
b]
[c]
[d]
Conv. [%], ee [%] (config.)
Appropriate combinations of [Rh(cod) ][BArF] and bisphos-
2
Entry
Ligand
Substrate
RA=none
Highest performing RA
phite ligands 3a or 4a, plus a regulation agent (NaBArF,
CsBArF, or 6–III), can provide an adaptive catalytic system spe-
cific to the substrate geometry: enantioselectivity in these hy-
drogenations can be maximized by the choice of whether or
not to use an RA (and if so, which one to use). These results
confirm the validity of our regulation design: easy generation
of an efficient catalytic system by combining a ligand and
a suitable RA.
1
2
3
4
5
6
7
8
9
3a
3a
3a
3a
3a
3a
4a
4a
4a
4a
4a
4a
10a
10b
10c
10d
10e
10 f
10a
10b
10c
10d
10e
10 f
99, 98, (R)
99, 94, (S)
99, 92, (S)
99, 95, (S)
99, 93, (S)
59, 94, (S)
99, 97, (R)
99, 94, (S)
99, 92, (S)
99, 90, (S)
99, 73, (R)
48, 93, (S)
99, 99, (R); with CsBArF
[e]
99, 97, (S); with CsBArF
[
f]
–
–
[
f]
99, 94, (S); with NaBArF
[
f]
–
–
[
f]
99, 96, (S); with 6–III
[
f]
–
1
0
99, 93, (S); with 6–III
99, 78, (R); with CsBArF
50, 95, (S); with 6–III
1
1
1
2
Conclusion
[
a] The reaction conditions used are those in Scheme 5, unless otherwise
We have reported an efficient synthesis of the new a,w-bis-
phosphite ligands 1–5,a–d, which incorporate a polyether
motif as regulation site. Rhodium complexes of these ligands,
either alone or in combination with various regulation agents
(RAs), have been assayed in asymmetric hydroformylation
stated. The values shown are the average values of at least two inde-
pendent runs. [b] Conversion, as determined by using H NMR spectros-
copy. [c] Enantioselectivity, as determined by GC or HPLC using chiral sta-
tionary phases. [d] Absolute configuration was assigned by comparison of
the specific rotation or the elution order in GC or HPLC (for details, see
the Supporting Information). [e] 2.0 equiv of RA relative to 3a was used.
1
(
AHF) and asymmetric hydrogenation (AH) of diverse sub-
9
5% ee was observed when 1.3 equiv of CsBArF were used. [f] None of
strates. Strong binding affinities between the ligands and the
alkali-metal BArF salts have been demonstrated by using NMR
spectroscopy and UV/Vis studies. The binding ability of the
studied bisphosphites towards enantiomerically pure ammoni-
um salts was also proven. Complexation studies between
the RAs provided any improvement in the ee values relative to the reac-
tions of the ligand alone.
2
When the standard amount of polyether binder (1.3 equiv of
CsBArF relative to the ligand) was used for the AH of substrate
these ligands, rhodium precursors (either [Rh(k O,O’–
acac)(CO) ] or [Rh(cod) ][BArF]), and alkali metal salts (RbBArF
2
2
1
0b, the ee value was slightly (1%) higher than that observed
and NaBArF) have demonstrated that 1:1:1 [Rh]/L/RA chelates
are formed, which are suitable enantiomerically pure pre-cata-
lysts for AHF and AH.
in the reaction in which no RA was used (95% ee, see footnote
e in Table 8). With a higher amount of CsBArF (2 equiv of RA
relative to the ligand), the ee value was 3% higher than that
observed when no RA was used (97% ee, entry 2, Table 8).
CsBArF had the same effect on the hydrogenation of itaconic
acid derivative 10a, as did NaBArF on the hydrogenation of 1-
The presence of substituents at the 3,3’ positions of the
[1,1’-biaryl]-2,2’-diol-derived phosphite moieties was beneficial
to catalytic activity in asymmetric hydroformylation. Further-
more, small amounts of polyether-binder RAs were shown to
regulate the activity of the AHF catalysts by biasing the distri-
bution of enantiomers, as evidenced by the fact the rhodium
complexes of a ligand and RA enabled up to 82% higher enan-
tioselectivity compared with those obtained in the reactions of
the corresponding complexes without RA. For example, rhodi-
um complexes of the bisphosphite ligand 4b that contained
a rubidium salt as the regulation agent gave much higher
enantioselectivity in the AHF of diversely substituted sub-
strates than those obtained in the AHF of the complexes with-
out RA. Computational studies suggest that the increase in
enantioselectivity provided by the RAs arise from adaptation of
the PÀRhÀP bond angle (b) to the particular requirements of
the substrate.
(
naphthyl)vinyl acetamide 10e (up to 1% higher ee than that
observed when no RA was used; Table 8, 99% ee in entry 1
and 94% ee in entry 5, respectively). However, attempts to en-
hance the positive regulation effect observed in the reaction
of the substrates 10a and 10e, by increasing the amount of
RA (up to 2.0 equiv relative to the ligand 3a), were not suc-
cessful.
For the substrates 10c, 10d, and 10 f, the rhodium complex
of 3a (without RA) afforded the corresponding products 11 c,
11 d, and 11 f with the highest enantioselectivity (from 92 to
9
5%; see entries 3, 4, and 6, respectively; Table 8); none of the
analogous complexes containing an RA provided any increase
in enantioselectivity.
In the AHs using ligand 4a, the rhodium complex of 4a
without RA) gave the product 11 b in 94% ee, whereas the
corresponding ligand containing the 6–III as RA gave a slightly
higher value (96% ee; see entry 8; Table 8). For the substrates
For asymmetric hydrogenation, the presence of substituents
at the 3,3’ positions of a [1,1’-biaryl]-2,2’-diol-derived phos-
phites was detrimental to catalytic activity. Moreover, for sub-
strates 10a–f, the best enantioselectivities were found when
the rhodium complexes of ligands 3a or 4a contained an RA
(either NaBArF, CsBArF, or 6–III). The regulation effects in the
AH were minor: the rhodium complexes of 3a or 4a without
RA gave very high enantioselectivities that could not be fur-
ther enhanced through use of an RA. We are currently design-
(
1
0d–f, the use of ligand 4a and CsBArF or 6–III as RAs gave
higher ee values than those obtained in the corresponding re-
action in the absence of an RA (see entries 10–12; Table 8): for
example, for substrate 10e, the ee increased up to 5%
(
78% ee). Unfortunately, attempts at enhancing the already
11424
Chem. Eur. J. 2015, 21, 11417 – 11426
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