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magnetic decantation. As in the case of nonsupported PDA
1 (entry 5), the yield of the aldol product dropped after recy-
cling of 2 (entries 12 and 13). To compensate possible loss of
catalytic PDA units from the surface of the nanoparticles in the
case of 2, the Fe3O4@PDA 2 nanoparticles were covered with
a second shell of PDA to give particles 3 (Scheme 1). However,
their application in the aldol reaction showed similar results.
The yield dropped from originally 97 (entry 14) to 70% in the
second run (entry 15). Surprisingly, the reaction resulted in as
little as 13% yield in the third run (entry 16), a phenomenon
which is difficult to understand.
As another interesting issue, the diastereoselectivity of the
aldol model reaction has to be discussed. With dopamine
1 the d.r. was close to 1:1 (Table 1, entries 1–8) while some-
what higher values were observed with the magnetite-sup-
ported PDA NP 2 (entries 11–13). In the case of magnetite NP
3 with a double layer of PDA the situation (entries 14, 15) is
similar to mere PDA 1 but the d.r. increased from 55:45
(entry 14) to 70:30 after two recycling steps (entry 16).
Figure 4. Magnetization vs. applied magnetic field dependences at room
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temperature of MNP 4 ( ) and silica-coated MNP 10 ( ).
ence [19]. PDA-coated magnetite nanoparticles 2 were charac-
terized earlier by XPS. TGA of nanoparticles 2 (see ref [35]), 3
(see the Supporting Information, Figure S7), and 4 (see the
Supporting Information, Figure S8) revealed 19.8, 34, and 19%
organic material, respectively.
Coverage of magnetite NP with silica prior to coating with
PDA (MNP 4) revealed a similar effect in the aldol reaction. A
sharp drop of yield was observed after the first run from 75 to
40% (Table 1, entries 20, 21). To exclude that a shortage of
water for hydrolytic cleavage of intermediates from the catalyt-
ic sites of PDA was responsible for such drops in yield, the
aldol reaction was performed in water. However, the product
was only formed in traces (entry 22) as also observed when 3
was used as the catalyst in water (not shown).
The direct aldol reaction of 4-nitrobenzaldehyde with cyclo-
hexanone served as a test reaction for the presumed catalyst
candidates 1–9 (Scheme 1, Table 1). It was performed at 508C
by using an excess of cyclohexanone as the solvent. Remarka-
bly, the application of mere PDA 1 gave rise to the formation
of the aldol product 12 in 90% yield (Table 1, entry 3). Forma-
tion of the aldol product was only observed if additionally cat-
alytic amounts of water were applied (compare entry 1 with
entries 2–4). To find out if some change of PDA 1 occurred
when it served as a catalyst in the aldol reaction it was separat-
ed from the reaction mixture by centrifugation and reused. In-
terestingly, the yield of aldol product dropped after first recy-
cling (entry 5) but remained more or less constant in the sub-
sequent three runs (entries 6–8). Obviously, some change oc-
curred when PDA (1) was used in the first run resulting in a de-
crease of the catalytic performance. The resulting PDA still
contained catalytic units, which were not affected later on
when the catalyst was used again. To check if possibly
a change in pH caused by PDA were responsible for the cataly-
sis of the aldol reaction, the following experiments were per-
formed: addition of PDA 1 to distilled water caused a change
in the pH from 5.5 to 5.7, which is too small to catalyze the
aldol reaction. On the other hand treatment of cyclohexanone
with 4-nitrobenzaldehyde in water or phosphate buffer gave
rise to the formation of the aldol product 12a in 64 or 90%
yield, respectively (entries 9 and 10). These results demonstrate
that first the aldol reaction is catalyzed by the involvement of
PDA and not by a simple change in pH and second that the
catalytic activity of PDA is likely to occur also under biological
conditions. In further experiments, PDA-coated magnetite
nanoparticles 2 were investigated in direct aldol reactions (en-
tries 11–13). Again, catalytic activity was observed leading to
the aldol product 12 in 86% yield under optimized conditions
(entry 12). The system 2 represents a magnetically supported
organocatalyst and thus can be recovered by straightforward
Magnetite PDA nanoparticles 3 were further tested in reac-
tions with other arylaldehydes (entries 28–30). Whereas 4-bro-
mobenzaldehyde gave a modest 48% yield of the aldol prod-
uct (entry 28), benzaldehyde and anisaldehyde failed (en-
tries 29 and 30). The fact that arylaldehydes lacking electron-
withdrawing groups are less prone to aldol reactions observed
here is a known phenomenon in organocatalyzed aldol reac-
tions.[36]
To get more information on what structural elements in
PDA might be responsible for the altogether unexpected and
hitherto unknown behavior as an organocatalyst, also dopa-
mine 5 and its derivatives 6, 7, and 8 were applied in direct
aldol reactions. Application of dopamine hydrochloride 5 fur-
nished the aldol product 12a in 80% yield (Table 1, entry 23).
If the amino group was blocked by tert-butoxycarbonyl (Boc)
the reaction failed, like in the case of 7 wherein both the
amino group and the hydroxyl groups were protected. On the
other hand, a modest catalytic activity (25% yield) was ob-
served with O,O-dibenzyldopamine (8) in which only the phe-
nolic OH groups of dopamine were blocked. Taking these
facts into consideration it seems that dopamine and probably
also PDA react as dual catalysts wherein the amino group acts
as an imine/enamine-forming organocatalytic unit while the
acidic phenolic hydroxyl groups assist catalysis by H-bonding
with carbonyl O-atoms (Scheme 2). In fact, enhancement of
the catalytic performance of (S)-proline in aldol reactions by
adding catalytic amounts of catechol was observed
before.[37–38] As can be seen by the result obtained with tyro-
sine methyl ester 9 (entry 27) providing the aldol product in
Chem. Eur. J. 2014, 20, 1 – 8
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