Allylation of R-Ketoesters
tanylamine-base N,N′-dioxide 1e (Table 2, entry 5). However,
no better results were obtained by using aliphatic amine based
N,N′-dioxides (2a, 2b) with ramipril acid backbone (Table 2,
entries 7 and 8). Moreover, the linker length of the catalyst was
also screened and the results indicated that the three-carbon
linkage was the best (Table 2, entries 5 vs 9, 10).
Following these results, different metal reagents were inves-
tigated to improve the enantioselectivity. As shown in Table 3,
only InBr3 or In(OTf)3 coordinated with ligand 1e could produce
the product with a high enantioselectivity of 73% ee and 86%
ee, respectively (Table 3, entries 1 and 2); other metal reagents
coordinated with ligand 1e could not catalyze the enantiose-
lective allylation of R-ketoester 3 (Table 3, entries 3-5).
Subsequently, we examined the effect of solvents under the
condition of 10 mol % of 1e-In(OTf)3 (1:1) complex as catalyst
and 1.1 equiv of tetraallylstannane. As shown in Table 3, the
enantioselectivity and reactivity were deeply dependent on the
solvents (Table 3, entries 2 and 6-10). DMF was chosen as
the optimal solvent, in which 99% yield and 86% ee were
obtained (Table 3, entry 2).
FIGURE 2. Precursor of the chiral N,N′-dioxide 1e and chiral N-
oxide 9.
Under the conditions of 10 mol % of 1e and 10 mol % of
In(OTf)3 in DMF, further improvement was achieved by
changing the ester group of the R-ketoester. When the ester
group was changed from ethyl to methyl, the ee value was
increased to 93% (Table 4, entry 2). However, the ee value was
not increased when the ester group was changed to larger groups
such as i-Pr and t-Bu (Table 4, entries 3 and 4). These results
showed that the smaller ester group was suitable for this catalytic
system.
Next, the concentration of R-ketoester, molar ratios of metal
to ligand, temperature, and catalyst loading were investigated,
but the reactivity and enantioselectivity could not be improved
(see the Supporting Information). Moreover, this allylation could
be conducted under air without any decrease in yield and
enantiomeric excess. Hence, the optimal condition was 10 mol
% of 1e-In(OTf)3 and 0.1 M concentration of R-ketoester with
1.1 equiv of tetraallylstannane in DMF at 0 °C.
Encouraged by the results obtained from R-ketoester 4a under
the optimized conditions, a variety of R-ketoesters were
investigated. As summarized in Table 5, aromatic R-ketoesters
as well as heterocyclic R-ketoester afforded R-allyl-R-hydrox-
yesters 5 in excellent yields (up to 99%) with high enantiomeric
excess (up to 94% ee). Comparison of the experimental results
(Table 5, entries 2-8) revealed the negative effect of ortho-
substitution on aromatic R-ketoesters for the enantioselectivity.
The o-methyl- and o-methoxylphenyl R-ketoesters (4b and 4g)
afforded the products with 77% ee and 83% ee, respectively
(Table 5, entries 2 and 7), which were lower than those obtained
from m- or p-substituted-phenyl R-ketoesters (89-94% ee, Table
5, entries 3-6 and 8). In particular, R-ketoester 4h gave the
best ee value (94% ee, Table 5, entry 8). However, the aliphatic
R-ketoester 4k only gave a moderate enantioselectivity (69%
ee, Table 5, entry 11).
FIGURE 3. 1H NMR spectra of the NH group of N,N′-dioxide 1e in
diverse reaction stage: (a) 1e in CDCl3 and (b) 1e and In(OTf)3 (ratio
1/1) in DMSO-d6.
compounds exhibited a similar (-) Cotton effect in their CD
spectra (see the Supporting Information). It could be deduced
that these compounds possess the same configuration (R) as
5a.
Mechanism Studies. Control experiments were performed
to provide insight into the mechanism. As shown in Table 6,
no corresponding R-hydroxyester was obtained with amide 6
(Figure 2) as catalyst (Table 6, entry 1), which suggested that
the reaction could not occur with only chiral amide 6 activating
tetraallylstannane. The In(OTf)3 coordinated with amide 6 as
the catalyst could catalyze the allylation of R-ketoesters with
67% yield, but no enantiomeric excess was observed (Table 6,
entry 2). The result demonstrates that the N-oxide played a key
role in the reaction. To compare with N,N′-dioxide 1e, N-oxide
9 with one dipolar group was prepared and evaluated in the
reaction (Table 6, entry 4). However, only 8% ee and 53% yield
were observed in the allylation of R-ketoester. This important
piece of evidence suggested that tetraallylstannane was simul-
taneously activated by the two oxygen atoms of N,N′-dioxide
1e. In addition, by decreasing the amount of tetraallylstannane
to 0.5 and 0.25 equiv, the reaction proceeded smoothly with
81% yield and 92% ee and 42% yield and 81% ee, respectively
(Table 6, entries 6 and 7). This result showed that one molecular
tetraallylstannane could provide more than one allyl group.
To determine the status of the coordination between In(OTf)3
and N,N′-dioxide 1e, the 1H NMR and ESI-HRMS studies have
been carried out (Figure 3). The NH proton showed a deshield-
ing effect at 10.30 ppm due to the characteristic strong
intramolecular hydrogen bond between N-oxide and the NH
proton (Figure 3a). However, upon combination of In(OTf)3 and
N,N′-dioxide 1e in a ratio of 1:1, a new upfield shift was
observed at 5.76 ppm (Figure 3b). Furthermore, the catalyst
compositions and molecular weight studies by the positive mode
ESI-HRMS spectrum showed that the major peak corresponded
to the 1:1 complex of In(III) and N,N′-dioxide 1e (727.0610,
calcd for [N,N′-dioxide 1e + In(OTf) - H]+ ) 727.1843), which
might be the major active species (Figure 4).
The absolute configuration of 5a was determined as R by
comparison with literature data.16 To determine the absolute
configurations of the other products, the CD (circular dichroism)
spectra of the products 5a-f,h were measured in ethanol. These
(16) (a) Ooi, T.; Fukumoto, K.; Maruoka, K. Angew. Chem., Int. Ed.
2006, 45, 3839-3842. (b) Moorlag, H.; Kellogg, R. M.; Kloosterman, M.;
Kaptein, B.; Kamphuis, J.; Schoemaker, H. E. J. Org. Chem. 1990, 55,
5878-5881. (c) Fra´ter, G.; Mu¨ller, U.; Gu¨nther, W. Tetrahedron Lett. 1981,
22, 4221-4224.
J. Org. Chem, Vol. 72, No. 22, 2007 8481