water,16 or ionic liquids17 have been employed as reaction
media in open18 or closed vessel systems.19
products on a kilogram scale.25 With some of the physical
limitations of microwave heating technology (magnetron
power, penetration depth) under consideration,5,26 two dif-
ferent approaches for microwave synthesis on a larger scale
(>100 mL volume) have emerged. While some groups have
employed larger batch-type multimode21 or monomode
reactors,27 others have used continuous flow techniques
(multi- and monomode)28 to overcome the inherent problems
associated with MAOS scale-up. In general, one should note
that published examples of MAOS scale-up experiments are
rare, in particular those involving complex organic reactions.
An important issue for the process chemist is the potential
of direct scalability of microwave reactions, allowing rapid
translation of previously optimized small-scale conditions
to a larger scale. Keeping these issues in mind, we herewith
report our findings on the microwave scalability of a range
of organic transformations typically from a less than 1 g to
100 g scale employing a dedicated multimode batch reactor.
Regardless of the specific chemistry or processing tech-
nique, the main benefits of performing reactions under
microwave conditions are the significant rate enhancements
and the higher product yields that can frequently be observed.
While different hypotheses have been proposed to account
for the observed rate enhancements under microwave ir-
radiation, a generally accepted rationalization remains elu-
sive.20 Regardless of the origin/existence of a special
microwave effect, microwave-enhanced chemistry can be
extremely efficient and is applicable to a broad range of
practical synthesis.
Although most of the early pioneering experiments in
microwave-enhanced organic synthesis have been carried out
in unmodified domestic microwave ovens, the current trend
clearly is to use dedicated instruments for chemical synthesis,
in particular for processes involving organic solvents. Begin-
ning in the late 1980s, dedicated multimode21 and mono-
mode22 microwave reactors for organic synthesis were
designed and later became commercially available. Most
recently, the focus in the published literature from both
academic and industrial laboratories has shifted toward the
use of small commercially available monomode (also called
single-mode) microwave applicators, that typically allow the
safe processing of up to 10 mL of reaction volume in a single
reaction vessel with a pressure limit of ca. 20 bar.23,24 These
reactors feature built-in magnetic stirrers, direct temperature
control of the reaction mixture aided by fiber-optic probes
or IR sensors, and software that enables on-line temperature/
pressure control by regulation of microwave power output.
Such applicators have been proven suitable and reliable for
the safe and controlled microwave synthesis of gram-scale
quantities of materials using organic solvents.
Results
General Considerations. One of the main limitations of
microwave scale-up technology is the restricted penetration
depth of microwave irradiation into absorbing materials, that
is, solvents or reaction mixtures. At the typical operating
frequency of most microwave reactors of 2.45 GHz, the
penetration depth is generally in the order of a few
centimeters, depending on the dielectric properties of the
medium.5,26 This means that the microwave power density
inside a large batch reactor (>1 L of volume) may only be
a small fraction of the density on the surface. Therefore,
solvents or reagents in the center of the reaction vessel are
heated by convection and not by direct “in core” microwave
dielectric heating.29 This physical limitation is one of the
main reasons for the development of continuous flow
reactors,28 where the reaction mixture is passed through a
relatively small microwave heated flow cell, avoiding
penetration depth problems. On the other hand, continuous
flow reactors with pumping systems may not be appropriate
for processing solids, highly viscous liquids, or heterogeneous
reaction mixtures.
While the above-mentioned techniques are very successful
for small-scale organic synthesis, in particular for the rapid
optimization of reaction conditions and in the context of the
drug discovery process, there is a clear need to develop
larger-scale MAOS techniques, which can ultimately provide
(25) For general references on microwave scale-up, see: (a) Bose, A. K.; Manhas,
M. S.; Ganguly, S. N.; Sharma, A.; Rao, K. V.; Nageshwar, K. V. 223th
National Meeting of the American Chemical Society, Orlando, FL, 2002;
American Chemical Society: Washington, DC, 2002; IEC 036. (b) Nu¨chter,
M.; Mu¨ller, U.; Ondruschka, B.; Tied, A.; Lautenschla¨ger, W. In Einsatz
innoVatiVer Energietra¨ger in der Verfahrenstechnik; Bathen, D., Schmidt-
Traub, H., Eds.; Shaker Verlag: Aachen, 2001; p 85. (c) Bykov, Yu.;
Rybakov, K. I.; Semenov, V. E. J. Phys. D.: Appl. Phys. 2001, 34, R55-
R75.
(16) (a) An, J.; Bagnell, L.; Cablewski, T.; Strauss, C. R.; Trainor, R. W. J.
Org. Chem. 1997, 62, 2505-2511. (b) Bagnell, L.; Cablewski, T.; Strauss,
C. R.; Trainor, R. W. J. Org. Chem. 1996, 61, 7355-7359.
(17) (a) Leadbeater, N. E.; Torenius, H. M.; Tye, H. Tetrahedron 2003, 59, 2253-
2258. (b) Berthold, H.; Schotten, T.; Ho¨nig, H. Synthesis 2002, 1607-
1610. (c) Vallin, K. S. A.; Emilsson, P.; Larhed, M.; Hallberg, A. J. Org.
Chem. 2002, 67, 6243-6246.
(18) Bose, A. K.; Manhas, M. S.; Ganguly, S. N.; Sharma, A. H.; Banik, B. K.
Synthesis 2002, 1578-1591.
(19) For a discussion of open versus closed microwave technology, see: Stadler,
A.; Pichler, S.; Horeis, G.; Kappe, C. O. Tetrahedron 2002, 58, 3177-
3183.
(20) For a discussion of nonthermal or specific microwave effects, see: (a)
Perreux, L.; Loupy, A. Tetrahedron 2001, 57, 9225-9283. (b) Kuhnert, N.
Angew. Chem., Int. Ed. 2002, 41, 1863-1866. (c) Strauss, C. R. Angew.
Chem., Int. Ed. 2002, 41, 3589-3590.
(21) Raner, K. D.; Strauss, C. R.; Trainor, R. W.; Thorn, J. S. J. Org. Chem.
system.
(22) Commarmont, R.; Didenot, R.; Gardais, J. F. (Prolabo). French Patent 84/
03496, 1986. See also ref 13b.
(26) MicrowaVe-Enhanced Chemistry; Kingston, H. M., Haswell, S. J., Eds.;
American Chemical Society: Washington, DC, 1997.
(27) (a) Perio, B.; Dozias, M.-J.; Hamelin, J. Org. Process Res. DeV. 1998, 2,
428-430. (b) Cle´ophax, J.; Liagre, M.; Loupy, A.; Petit, A. Org. Process
Res. DeV. 2000, 4, 498-504.
(28) (a) Cablewski, T.; Faux, A. F.; Strauss, C. R. J. Org. Chem. 1994, 59, 3408-
3412. (b) Kazba, K.; Chapados, B. R.; Gestwicki, J. E.; McGrath, J. L. J.
Org. Chem. 2000, 65, 1210-1214. (c) Khadlikar, B. M.; Madyar, V. R.
Org. Process Res. DeV. 2001, 5, 452-451. (d) Esveld, E.; Chemat, F.; van
Haveren, J. Chem. Eng. Technol. 2000, 23, 279-283 and 429-435. (e)
Shieh, W.-C.; Dell, S.; Repicˇ, O. Tetrahedron Lett. 2002, 43, 5607-5609.
(f) Hayes, B. L.; Collins, M. J.; Collins, J. M., Jr. Abstracts of Papers, 225rd
ACS National Meeting, New Orleans, LA, United States, March 23-27,
2003, ORGN-053.
(29) For an in-depth discussion of microwave dielectric heating mechanisms,
see refs 5 and 26. See also: Gabriel, C.; Gabriel, S.; Grant, E. H.; Halstead,
B. S. J.; Mingos, D. M. P. Chem. Soc. ReV. 1998, 27, 213-223.
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Vol. 7, No. 5, 2003 / Organic Process Research & Development