Organic Process Research & Development 2004, 8, 246−251
Highly Enantioselective Conversion of Racemic 1-Phenyl-1,2-ethanediol by
Stereoinversion Involving a Novel Cofactor-Dependent Oxidoreduction System of
Candida parapsilosis CCTCC M203011
Yao Nie, Yan Xu,* and Xiao Qing Mu
Key Laboratory of Industrial Biotechnology of Ministry of Education and School of Biotechnology, Southern Yangtze
UniVersity, Wuxi 214036, P. R. China
Abstract:
oxidation catalyzed by glycerol dehydrogenase (GDH),4 and
microbial stereoinversion.5 Among various methods of
producing optically active PED, microbial stereoinversion
with a whole cell system can be used to avoid coenzyme
addition or regeneration system and obtain products with high
optical purity and yield.6-10 Various microorganisms, includ-
ing Candida parapsilosis, C. maltosa, C. boidinii, Loddero-
myces elongisporus, Pichia boVis, Nocardia fusca, Arthro-
bacter Viscosus, Lactobacillus kefir, etc., have been found
to possess the same ability of preparing optically active
alcohols from the racemates.11-14 However, the stereoselec-
tive reactions catalyzed by alcohol dehydrogenases from
these strains were different not only in the efficiency of
enantioselective conversion, such as ee value and yield of
products, but also in the coenzyme requirement and the
reaction mechanism. Among these microorganisms, C.
parapsilosis IFO0708 has been reported to prepare optically
active 1,2-diols from the corresponding racemates through
stereoinversion.5 In this procedure, (S)-PED with the optical
purity of 100% ee and the yield of 100% was produced from
the corresponding racemate with the substrate concentration
of 5 g/L, and the stereoinversion involved the oxidation of
(R)-diol to 2-keto-1-alcohol by an NAD+-linked (R)-specific
alcohol dehydrogenase and the reduction of 2-keto-1-alcohol
to (S)-diol by an NADPH-linked (S)-specific reductase.
Although (S)-PED with high optical purity and yield was
prepared by this means, it has not been considered to be
suitable for large-scale production and industrial application
due to the low concentration of substrate in the reaction. A
highly enantioselective and productive conversion system for
racemic PED is essential to prepare optically pure enantiomer
for potential large-scale application.
An economical and convenient biocatalytic process was devel-
oped for the preparation of (S)-1-phenyl-1,2-ethanediol (PED),
which is a valuable chiral building block for pharmaceuticals
and liquid crystals, by stereoselective microbial conversion from
the corresponding racemate. As a result of screening bacteria,
yeasts, and molds, the enantioselective conversion of racemic
PED by Candida parapsilosis CCTCC M203011 was found to
be the most efficient process to produce (S)-PED with high
optical purity of 98% ee and yield of 92%. By detecting the
intermediate produced in the reaction by GC-MS, it was
suggested that (S)-enantiomer was produced from the inter-
mediate identified as â-hydroxyacetophenone by asymmetric
reduction after stereoselective oxidation of (R)-enantiomer to
â-hydroxyacetophenone. After investigating the cofactor re-
quirement and stereospecificity of the reaction catalyzed by the
cell-free extract from C. parapsilosis CCTCC M203011, it was
found that the stereoselective conversion involved the oxidation
of (R)-PED to the intermediate with NADP+ as the cofactor
and the reduction reaction that formed the product used NADH
as the cofactor, which was catalyzed by a novel cofactor-
dependent oxidoreduction system. The NADP+-dependent (R)-
specific alcohol dehydrogenase involved in stereoinversion was
purified from C. parapsilosis CCTCC M203011, which has a
relative molecular mass of 45kD.
Introduction
Optically active 1-phenyl-1,2-ethanediol (PED) is a valu-
able and versatile chiral building block for the synthesis of
pharmaceuticals, agrochemicals, pheromones, and liquid
crystals, etc. Of the racemate, (S)-enantiomer can further be
used as precursor for the production of chiral biphosphines
and chiral initiator for stereoselective polymerization.1
Several bio-methods for preparation of optically active
PED and other 1,2-diols have been developed, including of
stereospecific dihydroxylation of styrene catalyzed by naph-
thalene dioxygenase (NDO),2 optical resolution of racemic
PED by lipase-catalyzed transesterification,3 enantioselective
Using whole cells for preparative conversions, the coen-
zyme requirement of the enzyme involved in the reaction
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* Author for correspondence.Telephone: +86-510-5864735. Fax: +86-510-
5864112. E-mail: yxu@sytu.edu.cn (Y. Xu).
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Vol. 8, No. 2, 2004 / Organic Process Research & Development
10.1021/op0341519 CCC: $27.50 © 2004 American Chemical Society
Published on Web 02/18/2004