9420 J . Org. Chem., Vol. 61, No. 26, 1996
Tung and Guan
Ta ble 2. Mola r Ra tio of BZ to BC in th e P r od u cts of
P h otocycliza tion a s a F u n ction of th e Occu p a n cy
Nu m ber of AB In cor p or a ted in to Wa ter -Sw ollen Na fion
nAB/cluster 3.56 2.40 1.82 1.49 1.18 0.34 0.25 0.016
m
BC/mBZ
0.96 0.96 0.77 0.48 0.12
0
0
0
We have measured the quantum yield for the photo-
cyclization of AB incorporated into the Nafion-H+ mem-
brane and found that the plot of the quantum yield as a
function of the square of the light intensity is linear. This
suggests that the photocyclization is a two-photon pro-
cess. We demonstrated by experiment that photoirra-
diation of AB incorporated into water-swollen Nafion-Na+
membrane could not yield any cyclization product. All
of the observations mentioned above can be rationalized
by the well-established mechanism14,20 for the photocy-
clization which is given by eqs 2 and 3 in Scheme 1.
The conjugated acid of azobenzene, not the neutral
molecule, is the species which undergoes photocyclization.
The first photon converts the protonated trans-isomer of
AB (1) into the cis-isomer (2), and the second photon
results in the cyclization of the cis-isomer to the inter-
mediate 3. Rapid conversion of 3 into the more stable 4
can occur by two prototropic shifts. BC (5) is then formed
by dehydrogenation of 4. The nature of the latter
oxidation step is dependent on the reaction condition.
When the occupancy number of AB in the water cluster
of the Nafion membrane is greater than 2, the probability
of a water cluster to contain two AB molecules would be
high. The dehydrogenation of 4 is caused by ABH+
according to the disproportionation mechanism as shown
by eq 3 in Scheme 1. Thus, for one BC molecule formed,
one molecule of hydrozobenzene (6) is produced. Under
the acidic condition in the water cluster of Nafion-H+, 6
is efficiently rearranged to benzidine (BZ, 7). Conse-
quently, the ratio of BZ to BC in the products is close to
1:1 (Table 2). On the other hand, in the case of the
occupancy mumber less than 0.4 (Table 2), the probability
of one water cluster to host two AB molecules would be
rather low. The dehydrogenation of 4 might be caused
either by oxygen presented in the water cluster of Nafion
or by the -SO3H groups of the Nafion. It has been well
documented21 that cis-stilbenes, like cis-azobenzene, can
undergo photocyclization to give phenanthrene in the
presence of oxygen. The first step of this photocyclization
yields dihydrophenanthrene, which then is oxidized to
phenanthrene by oxygen. By reference to this oxidiza-
tion, 4 might be dehydrogenated by oxygen. On the other
hand, it has been established22 that photoirradiation of
azobenzene in 98% sulfuric acid results in BC in high
yield. In this case, the solvent is the effective dehydro-
genating agents for 4, being reduced during the reaction
to sulfur dioxide. We found that the Nafion-H+ mem-
brane as the medium of the photochemical reaction can
be recycled, but the efficiency for the catalysis of the
photocyclization of azobenzene decreased slightly after
many cycles. Thus, we infer that the SO3H groups of the
Nafion also might be the dehydrogenating agents for 4.
The above two mechanisms for the dehydrogenation of 4
(oxygen vs. SO3H group) cannot be substantiated without
further information. In any case, BC is the unique
product in the photocyclization when the occupancy
number is less than 0.4.
Figu r e 4. Absorption spectra of AB incorporated into methanol-
swollen Nafion-H+ membrane before (s) and after (‚‚‚‚) ir-
radiation.
just a passive medium. The acid sites of the Nafion also
play an essential role in the reaction.
P h otoch em ica l Tr a n s-Cis Isom er iza tion of AB
In cor p or a ted in to Meth a n ol-Sw ollen Na fion Mem -
br a n e. cis-Azobenzene absorbs at shorter wavelength
than the trans-isomer.14 Furthermore, the extinction
coefficient of the ns f π* transition for the cis-isomer is
greater than that for the trans-isomer.14 Thus, the
trans-cis isomerization of AB is easily detected by UV
absorption spectra. By this technique, we successfully
observed the trans-cis isomerization of AB incorporated
into methanol-swollen Nafion-H+ membrane. Figure 4
shows the UV absorption spectra of the samples before
and after photoirradiation. We could obtain a photosta-
tionary mixture of the cis- and trans-isomers but could
not detect any photocyclization product, neither BC nor
BZ. This observation is consistent with the proposal that
in methanol-swollen Nafion-H+ the AB molecules are
solublized in the methanol pool. Thus AB is not proto-
nated and the photocyclization cannot occur.
Con clu sion s
This work illustrates that solvent-swollen Nafion can
play an important role in the selective phototransforma-
tions of azobenzene. In water-swollen Nafion-H+, azoben-
zene molecules are most likely located in the fluorocarbon/
water inteface and exist as their protonated form. In this
constrained medium the protonated azobenzene exhibits
strong fluorescence at room temperature. Photoirradia-
tion of these samples results in cyclization of AB to give
BC and BZ in quantitative yield. Great influence of the
occupancy number of AB in the water cluster of Nafion
on the product distribution was observed. In the case of
one water cluster containing two AB molecules, the
reaction intemediate 4 was dehydrogenated by dispro-
portionation mechanism. Consequently BC and BZ were
formed equimolarly. When one water cluster only hosts
one AB molecule, 4 was probably oxidized by -SO3H
groups of Nafion and/or by oxygen presented in the water
cluster exclusively to yield BC. On the other hand, in
methanol-swollen Nafion AB molecules are solublized in
the methanol pool and cannot be protonated. No fluo-
The results mentioned above illustrates that in the
photocyclization reaction of AB the Nafion is more than
(21) Muszkat, K. A. Top. Curr. Chem. 1980, 88, 89.
(22) Badger, G. M.; J oshua, C. P.; Lewis, G. E. Autr. J . Chem. 1965,
18, 1639.
(20) Badger, G. M.; Drewer, R. J .; Lewis, G. E. Aust. J . Chem. 1966,
19, 643.