chemoselectivity. One hypothesis was that Au(I) under-
went disproportionalization and generated active Au(III)
in situ, which then served as the active catalyst for this
reaction.5i,8 The successful application of Au(I) complexes
as the precatalyst was first reported in 2006, while
Uson-Laguna salt 2b and Schmidbaur-Bayler salt 2c were
used to promote the reaction, giving modest to good yields
(up to 72%) of the phenol products.8 Interestingly, with a
more sterically hindered ligand, catalyst 2c provided better
chemoselectivity, favoring the formation of the phenol (>20:
1). Therefore, very recently, new Au(I) complexes with steric
hindered ligands (such as 2d and 2e) have been applied as
effective catalysts for phenol synthesis. These results led to
the concerns: Were Au(I) cations themselVes effectiVe
catalysts for alkyne 1 actiVation? Was the application of the
rather complicated steric hindered and electron enriched
phosphorus ligands necessary?
It was reasonable to rationalize that Au(III), a better Lewis
acid, should favor alkyne activation in the Friedel-Craft type
cyclization (formation of A). The Au(I) cation, in theory, would
be a better catalyst for carbene intermediate formation due to
its high electron density on the gold atom (d10 for AuI and d8
for AuIII), but this hypothesis was not consistent with current
literature reports. To investigate the reaction mechanism, 31P
NMR studies were performed with substrate 1a and simple
Ph3PAu+·TfO- catalyst as summarized in Figure 2.
Scheme 1. Dual Reactivities of Cationic Au Catalysts
a much more interesting transformation, which involved four
bonds breaking and formation of four new bonds in one step.
Hashmi and co-workers performed extensive investigations of
this transformation (Figure 1).5 Remarkable works have also
Figure 1
synthesis.
. Representative effective gold catalysts for Hashmi phenol
been performed regarding the elucidation of the reaction
mechanism including the successful isolation of several key
intermediates.6 Our interest in spending efforts on this rather
“well-studied” transformation was initiated by the “unconven-
tional” and “picky” ligand effects (vide infra), along with an
unclear argument in the literature whether the Au(I) cation itself
could promote this reaction or the in situ formed Au(III) (from
Au(I) precatalyst decomposition) were the only viable catalysts
for this reaction.
According to the literature, AuCl3 was first reported as
the effective catalyst for the isomerization of 1, giving
phenol B as the major products in good yields.4 Later
developed Au(III)-pyridine complexes (such as 2a) led
to improved reaction efficiency.7 Meanwhile, the Au(I)
complexes, such as Ph3PAuOTf, were reported as less
effective catalysts with “slow reaction rate” and poor
Figure 2.
31P NMR spectra of catalyst Ph3PAu+·TfO- with substrate
1a. Ph3PAuCl (20 mg, 0.04 mmol) was dissolved in 1 mL of CDCl3,
then AgOTf (10 mg, 0.04 mmol) and 1a (24 mg, 0.08 mmol) were
added sequentially (see Supporting Information).
(5) See examples: (a) Hashmi, A. S. K.; Rudolph, M.; Huck, J.; Frey,
W.; Bats, J. W.; Hamzic, N. Angew. Chem., Int. Ed. 2009, 48, 5848–5852.
(b) Hashmi, A. S. K.; Loos, A.; Littmann, A.; Braun, I.; Knight, J.; Doherty,
S.; Rominger, F. AdV. Synth. Catal. 2009, 351, 576–582. (c) Hashmi,
A. S. K.; Scha¨fer, S.; Bats, J. M.; Frey, W.; Rominger, F. Eur. J. Org.
Chem. 2008, 73, 4891–4899. (d) Hashmi, A. S. K.; Salathe´, R.; Frey, W.
Chem.sEur. J. 2006, 12, 6991–6996. (e) Hashmi, A. S. K.; Blanco, M. C.;
Kurpejovic, E.; Frey, W.; Bats, J. W. AdV. Synth. Catal. 2006, 348, 709–
713. (f) Hashmi, A. S. K.; Weyrauch, J. P.; Kurpejovic, E.; Frost, T. M.;
Miehlich, B.; Frey, W.; Bats, J. W. Chem.sEur. J. 2006, 12, 5806–5814.
(g) Carrettin, S.; Blanco, M. C.; Corma, A.; Hashmi, A. S. K. AdV. Synth.
Catal. 2006, 348, 1283–1288. (h) Hashmi, A. S. K.; Ding, L.; Bats, J. W.;
Fischer, P.; Frey, W. Chem.sEur. J. 2003, 9, 4339–4345. (i) Hashmi,
A. S. K.; Frost, T. M.; Bats, J. W. Org. Lett. 2001, 3, 3769–3771.
To ensure the accuracy of these NMR experiments, the
H3PO4 in a sealed capillary tube was applied as the internal
standard (0 ppm signal). The Ph3PAu+·TfO- sample was freshly
prepared. As shown in Figure 2B, the Ph3PAu+, though it
decomposed over time (up to 10 h at rt), could be prepared in
good purity. The integration ratio of the signals provided direct
measurement of PPh3Au+ cation concentration. Upon the
addition of 2.0 equiv of alkyne 1a, formation of gold-mirror
occurred instantly. A new 43.5 ppm signal was observed in
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