Photochemistry of 1,2-Dihydronaphthalene Oxide
SCHEME 3. Photoinduced Decarbonylation of
1-Indancarbaldehyde
FIGURE 3. Active spaces utilized for CASSCF calculations.
hydrogen transfer from formyl to indanyl giving 4, R-hydrogen
abstraction from indanyl by formyl giving 5 and formaldehyde,
or biindanyl (6) formation11 analogous to bibenzyl formation
8
in the photolysis of phenylacetaldehyde. However, 5 is never
observed in the photolysis of 1 until very long reaction times
are used, at which time traces of two components displaying
the m/z of 6 also appear in the GC/MS trace. We have tentatively
assigned these species to the DL- and meso-isomers of 6.
Computational Studies: In light of the experimental results
obtained, we chose to employ computational methods to
examine possibilities for this system that are not directly
observable experimentally. One of the more powerful compu-
tational methods for exploring photochemical reactions has been
the use of MC-SCF computational techniques to locate and
characterize molecular geometries of excited state species.
Complete active space SCF (CASSCF) calculations provide
configuration interaction of the ground state and excited state
surfaces via utilization of a matrix of matrices, each one of
which represents one of the possible electron excitation states
or the ground state based on the selection of occupied and virtual
orbitals with which to generate the possible states. Use of the
CASSCF method also allows for the location of those molecular
geometries where the ground state surface and the first excited
state surface are degenerate, a point known as a conical
intersection.12 Conical intersections can serve as barrier-free,
highly efficient passage points to the ground state surface where
available relaxation modes determine the geometry changes
FIGURE 4. Views of conical intersection CCCI.
photochemistry, and they corresponded well with those com-
monly utilized in the location of hydrogen-allyl and alkyl-
allyl-type conical intersections, respectively. All three active
spaces (I, II, and III) successfully led to the location of conical
intersections.
Active space I converged to a (S /S ) conical intersection
1
0
(CCCI, Figure 4) with a geometry that corresponded to the
complete dissociation of both benzylic σ-bonds of the arylox-
irane ring, giving an aryl carbene and a formyl group as clearly
depicted in the two views of CCCI. Additionally, a structurally
similar (T /S ) surface crossing (TSC, Figure 5; also known as
1
0
an intersystem crossing, ISC) was also located using an active
space comprised of the two unshared valence orbitals of the
carbenic carbon. Thus this carbenic-aldehyde structure is
potentially accessible via a singlet or triplet pathway from the
initial excited state structure. Triplet state arylcarbenes are well-
known for hydrogen atom abstraction and if formed could
16
readily abstract the aldehydic hydrogen leading to decarbo-
13
probable along its pathway to a minima. CASSCF calculations
CAS(4,4)/6-31G(d)) were performed (opt)conical algorithm)
in our labs using the appropriate active spaces shown in Figure
. Aromatic π-system orbitals were not included14 in the utilized
(13) Frisch, M. J.; Trucks, G. W.; Schlegel, H. B.; Scuseria, G. E.; Robb,
(
M. A.; Cheeseman, J. R.; Zakrzewski, V. G.; Montgomery, J. A., Jr.;
Stratmann, R. E.; Burant, J. C.; Dapprich, S.; Millam, J. M.; Daniels, A.
D.; Kudin, K. N.; Strain, M. C.; Farkas, O.; Tomasi, J.; Barone, V.; Cossi,
M.; Cammi, R.; Mennucci, B.; Pomelli, C.; Adamo, C.; Clifford, S.;
Ochterski, J.; Petersson, G. A.; Ayala, P. Y.; Cui, Q.; Morokuma, K.; Malick,
D. K.; Rabuck, A. D.; Raghavachari, K.; Foresman, J. B.; Cioslowski, J.;
Ortiz, J. V.; Stefanov, B. B.; Liu, G.; Liashenko, A.; Piskorz, P.; Komaromi,
I.; Gomperts, R.; Martin, R. L.; Fox, D. J.; Keith, T.; Al-Laham, M. A.;
Peng, C. Y.; Nanayakkara, A.; Gonzalez, C.; Challacombe, M.; Gill, P. M.
W.; Johnson, B. G.; Chen, W.; Wong, M. W.; Andres, J. L.; Head-Gordon,
M.; Replogle, E. S.; Pople, J. A. Gaussian 98, revision A.6; Gaussian,
Inc.: Pittsburgh, PA, 1998.
3
active spaces as accurate reaction energetics, excitation energies,
and energy barriers were not within the scope of this work,
which focused on the examination of potential photogenerated
intermediates in the photolysis of the parent 3. The aromatic
π-system was viewed as a “photon antenna”15 to gather light
and supply the excitation to the oxirane moiety. Active space I
included the two benzylic σ/σ* orbital pairs of the epoxide
moiety, which have been known to dissociate in some arylox-
iranes under photolytic conditions. Active spaces II and III were
modeled on the ubiquitously proposed singlet 1,3-diradical
generally proposed as the primary intermediate in aryloxirane
(14) The requisite CASSCF(10,10)/6-31G(d) calculations on this system
are beyond the capacity of our current computational facilities.
(15) Celani, P.; Bernardi, F.; Olivucci, M.; Robb, M. A. J. Am. Chem.
Soc. 1997, 119, 10815.
(16) (a) A similar ring formation from a triplet carbene can be seen in:
Tomioka, H.; Okada, H.; Watanabe, T.; Banno, K.; Komatsu, K.; Hirai, K.
J. Am. Chem. Soc. 1997, 119, 1582. (b) Aldehydic hydrogen dissociation
energy (∼86.0 kcal/mol) is comparable to that of a benzylic hydrogen (88.0
kcal/mol): McMillen, D. F.; Golden, D. M. Annu. ReV. Phys. Chem. 1982,
33, 493.
(17) (a) Wilsey, S.; Houk, K. N. J. Am. Chem. Soc. 2000, 122, 2651.
(b) Wilsey, S.; Houk, K. N. J. Am. Chem. Soc. 2002, 124, 11182.
(11) Formation of indanyl dimers is strongly suggested by the consistent
presence of two high boiling components in the GC/MS analysis of the
photolysis of 1, both with base peaks of m/e ) 145 corresponding to indanyl.
(
12) Robb, M. A.; Bernardi, F.; Olivucci, M. Pure Appl. Chem. 1995,
6
7, 783 and references contained therein.
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