Enantioselective Iridium-Catalyzed Carbonyl Allylation
A R T I C L E S
catalytic turnover. Carbonyl-ene processes represent another
approach to carbonyl allylation and are attractive in view of
their byproduct-free nature.15 Whereas conventional Lewis acid-
catalyzed variants require activated carbonyl electrophiles,
recently developed nickel-catalyzed transformations exhibit
complementary substrate scope.16 Finally, metal-catalyzed allyl
transfer from homoallyl alcohols represents a promising strategy
for carbonyl allylation.17
On the basis of the concepts of hydrogenative and transfer
hydrogenative C-C coupling,18-21 we have developed a new
family of catalytic carbonyl allylation methodologies wherein
allenes,22 dienes,23 and allyl acetate24 serve as precursors to
transient allyl metal nucleophiles. These protocols enable
carbonyl allylation in the absence of preformed organometallic
reagents or metallic reductants. Most remarkably, transfer
hydrogenative C-C coupling promotes carbonyl allylation from
the aldehyde or alcohol oxidation level. In the latter case, the
alcohol reactant serves as both reducing agent and aldehyde
precursor. To our knowledge, these processes are among the
very first examples of direct metal-catalyzed C-C couplings
of alcohol and unsaturates.25,26
In this account, the scope of the enantioselective transfer
hydrogenative carbonyl allylation employing allyl acetate is
evaluated,24 and mechanistic investigations that illuminate key
features of the catalytic cycle are presented. Under the conditions
of iridium-catalyzed transfer hydrogenation, allyl acetate couples
to allylic alcohols 1a-c, aliphatic alcohols 1d-l, and benzylic
alcohols 1m-u to provide homoallylic alcohols 3a-u, respec-
tively, in highly optically enriched form. Under nearly identical
conditions, employing isopropanol as the terminal reductant,
allyl acetate couples to enals 2a-c, aliphatic aldehydes 2d-l,
and aryl aldehydes 2m-u to provide an identical set of
enantiomerically enriched homoallylic alcohols 3a-u, respec-
tively. Thus, through transfer hydrogenative C-C coupling,
carbonyl allylation may be achieved from the alcohol or
aldehyde oxidation level. This methodology circumvents the
redox manipulations often required to convert alcohols to
aldehydes and bypasses the barriers imposed by the use of
stoichiometrically preformed allyl metal reagents.
(9) For catalytic carbonyl allylation via reductive coupling of π-allyls based
on palladium, see: (a) Tabuchi, T.; Inanaga, J.; Yamaguchi, M.
Tetrahedron Lett. 1986, 27, 1195. (b) Takahara, J. P.; Masuyama, Y.;
Kurusu, Y. J. Am. Chem. Soc. 1992, 114, 2577. (c) Kimura, M.;
Ogawa, Y.; Shimizu, M.; Sueishi, M.; Tanaka, S.; Tamaru, Y.
Tetrahedron Lett. 1998, 39, 6903. (d) Kimura, M.; Tomizawa, T.;
Horino, Y.; Tanaka, S.; Tamaru, Y. Tetrahedron Lett. 2000, 41, 3627.
(e) Kimura, M.; Shimizu, M.; Shibata, K.; Tazoe, M.; Tamaru, Y.
Angew. Chem., Int. Ed. 2003, 42, 3392. (f) Zanoni, G.; Gladiali, S.;
Marchetti, A.; Piccinini, P.; Tredici, I.; Vidari, G. Angew. Chem., Int.
Ed. 2004, 43, 846. (g) Kimura, M.; Shimizu, M.; Tanaka, S.; Tamaru,
Y. Tetrahedron 2005, 61, 3709. (h) Howell, G. P.; Minnaard, A. J.;
Feringa, B. L. Org. Biomol. Chem. 2006, 4, 1278. (i) Barczak, N. T.;
Grote, R. E.; Jarvo, E. R. Organometallics 2007, 26, 4863.
(10) For catalytic carbonyl allylation via reductive coupling of π-allyls based
on rhodium, see: Masuyama, Y.; Kaneko, Y.; Kurusu, Y. Tetrahedron
Lett. 2004, 45, 8969.
Results and Discussion
The initially disclosed catalytic system for transfer hydroge-
native carbonyl allylation24 employed an iridium catalyst
generated in situ from [Ir(cod)Cl]2 and a chelating triarylphos-
phine ligand. As illustrated in the coupling of allyl acetate to
p-nitrobenzyl alcohol 1m, it was found that optimal conversions
are obtained using Cs2CO3 (20 mol %) and m-nitrobenzoic acid
(10 mol %) as additives (Table 1, entry 1). Other carbonate
(11) For catalytic carbonyl allylation Via reductive coupling of π-allyls
based on iridium, see: (a) Masuyama, Y.; Chiyo, T.; Kurusu, Y. Synlett
2005, 2251. (b) Banerjee, M.; Roy, S. J. Mol. Catal. A 2006, 246,
231. (c) Masuyama, Y.; Marukawa, M. Tetrahedron Lett. 2007, 48,
5963.
(12) For catalytic carbonyl allylation Via reductive coupling of π-allyls
based on ruthenium, see: (a) Tsuji, Y.; Mukai, T.; Kondo, T.;
Watanabe, Y. J. Organomet. Chem. 1989, 369, C51. (b) Kondo, T.;
Ono, H.; Satake, N.; Mitsudo, T.-a.; Watanabe, Y Organometallics
1995, 14, 1945.
(20) For hydrogenative aldol and Mannich addition, see: (a) Jung, C.-K.;
Garner, S. A.; Krische, M. J. Org. Lett. 2006, 8, 519. (b) Jung, C.-K.;
Krische, M. J. J. Am. Chem. Soc. 2006, 128, 17051. (c) Garner, S. A.;
Krische, M. J. J. Org. Chem. 2007, 72, 5843. (d) Bee, C.; Han, S. B.;
Hassan, A.; Iida, H.; Krische, M. J. J. Am. Chem. Soc. 2008, 130,
2746.
(13) For selected examples of carbonyl allylation Via catalytic Nozaki-
Hiyama-Kishi coupling of allylic halides, see: (a) Fu¨rstner, A.; Shi,
N. J. Am. Chem. Soc. 1996, 118, 2533. (b) Bandini, M.; Cozzi, P. G.;
Umani-Ronchi, A. Polyhedron 2000, 19, 537. (c) McManus, H. A.;
Cozzi, P. G.; Guiry, P. J. AdV. Synth. Catal. 2006, 348, 551. (d)
Hargaden, G. C.; Mu¨ller-Bunz, H.; Guiry, P. J. Eur. J. Org. Chem.
2007, 4235. (e) Hargaden, G. C.; O’Sullivan, T. P.; Guiry, P. J. Org.
Biomol. Chem. 2008, 6, 562.
(21) For hydrogenative acyl substitution via reductive hydroacylation, see:
Hong, Y.-T.; Barchuk, A.; Krische, M. J. Angew. Chem., Int. Ed. 2006,
128, 6885.
(14) For a recent review of catalytic Nozaki-Hiyama-Kishi coupling, see:
Hargaden, G. C.; Guiry, P. J. AdV. Synth. Catal. 2007, 349, 2407.
(15) For reviews on carbonyl-ene reactions, see: (a) Mikami, K.; Shimizu,
M. Chem. ReV. 1992, 92, 1021. (b) Berrisford, D. J.; Bolm, C. Angew.
Chem., Int. Ed. 1995, 34, 1717. (c) Johnson, J. S.; Evans, D. A. Acc.
Chem. Res. 2000, 33, 325.
(22) For hydrogenative and transfer hydrogenative carbonyl allylations
employing allenes as allyl donors, see: (a) Skucas, E.; Bower, J. F.;
Krische, M. J. J. Am. Chem. Soc. 2007, 129, 12678. (b) Bower, J. F.;
Skucas, E.; Patman, R. L.; Krische, M. J. J. Am. Chem. Soc. 2007,
129, 15134. (c) Ngai, M.-Y.; Skucas, E.; Krische, M. J. Org. Lett.
2008, 10, 2705.
(16) For nickel catalyzed carbonyl-ene reactions, see: (a) Ho, C.-Y.; Ng,
S.-S.; Jamison, T. F. J. Am. Chem. Soc. 2006, 128, 5362. (b) Ng,
S.-S.; Ho, C.-Y.; Jamison, T. F. J. Am. Chem. Soc. 2006, 128, 11513.
(17) Sumida, Y.; Takada, Y.; Hayashi, S.; Hirano, K.; Yorimitsu, H.;
Oshima, K. Chem. Asian J. 2008, 3, 119, and references cited therein.
(18) For selected reviews of hydrogenative C-C coupling, see: (a) Ngai,
M.-Y.; Kong, J.-R.; Krische, M. J. J. Org. Chem. 2007, 72, 1063. (b)
Iida, H.; Krische, M. J. Top. Curr. Chem. 2007, 279, 77. (c) Skucas,
E.; Ngai, M.-Y.; Komanduri, V.; Krische, M. J. Acc. Chem. Res. 2007,
40, 1394.
(23) For transfer hydrogenative carbonyl allylations employing dienes as
allyl donors, see: (a) Bower, J. F.; Patman, R. L.; Krische, M. J. Org.
Lett. 2008, 10, 1033. (b) Shibahara, F.; Bower, J. F.; Krische, M. J.
J. Am. Chem. Soc. 2008, 130, 6338.
(24) For transfer hydrogenative carbonyl allylations employing allyl acetate
as allyl donor, see: Kim, I. S.; Ngai, M.-Y.; Krische, M. J. J. Am.
Chem. Soc. 2008, 130, 6340.
(25) Formal substitution of alcohols by C-nucleophiles may be achieved
under the conditions of hydrogen auto-transfer by way of oxidation-
condensation-reduction. The alcohol-unsaturate couplings developed
in our laboratory provide products of carbonyl addition, representing
a formal C-H functionalization of the carbinol carbon. For recent
reviews of hydrogen auto-transfer processes, see: (a) Guillena, G.;
Ramo´n, D. J.; Yus, M. Angew. Chem., Int. Ed. 2007, 46, 2358. (b)
Hamid, M. H. S. A.; Slatford, P. A.; Williams, J. M. J. AdV. Synth.
Catal. 2007, 349, 1555.
(19) For hydrogenative CdX vinylation, see: (a) Kong, J.-R.; Ngai, M.-
Y.; Krische, M. J. J. Am. Chem. Soc. 2006, 128, 718. (b) Kong, J.-R.;
Krische, M. J. J. Am. Chem. Soc. 2006, 128, 16040. (c) Komanduri,
V.; Krische, M. J. J. Am. Chem. Soc. 2006, 128, 16448. (d) Cho, C.-
W.; Krische, M. J. Org. Lett. 2006, 8, 3873. (e) Hong, Y.-T.; Cho,
C.-W.; Skucas, E.; Krische, M. J. Org. Lett. 2007, 9, 3745. (f) Ngai,
M.-Y.; Barchuk, A.; Krische, M. J. J. Am. Chem. Soc. 2007, 129,
280. (g) Skucas, E.; Kong, J. R.; Krische, M. J. J. Am. Chem. Soc.
2007, 129, 7242. (h) Barchuk, A.; Ngai, M.-Y.; Krische, M. J. J. Am.
Chem. Soc. 2007, 129, 8432. (i) Ngai, M.-Y.; Barchuk, A.; Krische,
M. J. J. Am. Chem. Soc. 2007, 129, 12644.
(26) For catalytic functionalization of carbinol C-H bonds, see: (a) Shi,
L.; Tu, Y.-Q.; Wang, M.; Zhang, F.-M.; Fan, C.-A.; Zhao, Y.-M.;
Xia, W. J. J. Am. Chem. Soc. 2005, 127, 10836. (b) Jiang, Y.-J.; Tu,
Y.-Q.; Zhang, E.; Zhang, S.-Y.; Cao, K.; Shi, L. AdV. Synth. Catal.
2008, 350, 552.
9
J. AM. CHEM. SOC. VOL. 130, NO. 44, 2008 14893