Mutule et al.
JOCNote
products in the synthesis of 2,3-diacetyloxyindoles by oxida-
tion of indoles in carboxylic acid media with N-iodosuccini-
mide.11 Clearly, an improved method for the direct regio-
selective oxidation of indoles would be of value.
TABLE 1. Evaluation of the Acetoxylation Conditionsa
We envisaged that the most suitable way toward 3-oxyin-
doles would be a Pd(II)-catalyzed C-H activation-oxidation
strategy. This concept was pioneered by Henry12 and
Eberson13 in the early 1970s and later developed by Sanford14
into a regioselective heteroatom-directed acetoxylation of
arenes. This synthetic approach is based on an electrophilic
metalation of an arene with a Pd(II) species, oxidation of the
resulting σ-aryl-Pd(II) intermediate, and reductive elimina-
tion of an acetyloxyarene from the Pd(IV) complex.15 Indoles,
owing to their electron-rich character, readily undergo
metalation with electrophilic transition-metal salts,16 usually
Pd(II) complexes, affording C-3-17 or C-2-cyclopalladated18
intermediates. It has been suggested that the C-3 position
is the preferred site for electrophilic palladation and that
the isomeric C-2 palladium complexes form by a 1,2-migra-
tion of Pd(II) species.19 The formation of the C-2 indo-
lyl-Pd species is not possible in the case of N-substituted
indole-2-carboxylates. However, electron-withdrawing C-2
ester moieties may decrease the electrophilicity of the C-3
position, rendering the indole less reactive toward palla-
dation.19a
N-Methyl-5-bromoindole-2-carboxylic acid ester 1a was
chosen to test the feasibility of the C-H activation-oxida-
tion in indoles using Pd(II) salts. We were delighted to find
that the acetoxylated product 2a was readily formed in 75%
yield (Table 1, entry 1) under the conditions developed by
Crabtree.20
In the absence of Pd(OAc)2, acetoxyindole 2a was formed
in negligible amounts (<5%) (Table 1, entry 2) ruling out the
scenario of direct C-3 oxidation of indole by PhI(OAc)2.21
Notably, PtCl2 turned out to be a superior catalyst to
Pd(OAc)2 as 3-acetoxyindole 2a was formed in 91%
yield (entry 4). However, the product 2a, was contaminated
GC yieldb (%)
1a 2a
entry catalyst (mol %)
oxidant (equiv)
PhI(OAc)2 (1.3)
PhI(OAc)2 (1.3)
PhI(OAc)2 (1.3)
PhI(OAc)2 (1.3)
PhI(OAc)2 (1.3)
K2S2O8 (2.0)
Oxone (1.0)
m-CPBA (2.0)
t-BuOOH (2.0)
Cu(OAc)2 (2.0)
Mg peroxyphthalate (2.0)
1
2
3
Pd(OAc)2 (5)
none
PdCl2 (5)
9
75
95
23
<1
20
99
<1
57
<5
59c
91c
30d
0
4
PtCl2 (5)
5
6
7
8
9
10
11
Pt(OAc)2 (5)
Pd(OAc)2 (5)
Pd(OAc)2 (5)
Pd(OAc)2 (5)
Pd(OAc)2 (5)
Pd(OAc)2 (5)
Pd(OAc)2 (5)
5d
0
77
99
20
0
0
18d
aReactions were run in a sealed vessel single-mode microwave reactor
using 0.5 mmol of indole 1a in 2.0 mL of AcOH. bCalibrated GC yields
(C11H24 as an internal standard). cAccompanied with ∼5% of 3-chloro-
2a. dAccompanied by a mixture of unidentified oxidation products.
with the corresponding 3-Cl-2a (<5% GC yield). Evidently,
the C-Cl bond was formed in a competing (Cl vs OAc)
product-forming reductive elimination from a Pt(III) {or
23
Pt(IV)} complex.22 Surprisingly, Pt(OAc)2 was consi-
derably less efficient than PtCl2 (entry 5 vs entry 4). Thus,
indole 2a was formed in only 30% yield (entry 5) together
with large amounts (ca. 50%) of unidentified side pro-
ducts. In contrast, PdCl2 was inferior to Pd(OAc)2 (entry 3
vs entry 1).
Various alternative oxidants were also examined.24 K2S2-
O8, m-CPBA, t-BuOOH, and Cu(OAc)2 were totally ineffi-
cient (0% conversion; entries 6, 8-10), while the use of
Oxone resulted in an inseparable mixture of oxidation
products (entry 7). High conversion (80%) was observed in
the case of Mg peroxyphthalate (entry 11), but the desired 2a
was formed in poor yield (18%).
The optimal conditions from entry 1 and entry 4 (Table 1)
were subsequently employed to test the scope of the method
(see Table 2). Although microwave dielectric heating was
employed during evaluation of the acetoxylation conditions,
the conventional oil bath heating afforded the acetoxylated
indoles 2 in comparable yields (entries 2, 3, 5, 17, and 21,
Table 2). Consequently, both heating modes could be used
with comparable efficiency.
(11) Kwon, S.; Kuroki, N. Chem. Lett. 1980, 237.
(12) Henri, P. M. J. Org. Chem. 1971, 36, 1886.
(13) Eberson, L.; Gomez-Gonzales, L. Chem. Comm. 1971, 263.
(14) (a) Dick, A. R.; Hull, K. L.; Sanford, M. S. J. Am. Chem. Soc. 2004,
126, 2300. (b) Kalyani, D.; Sanford, M. S. Org. Lett. 2005, 7, 4149.
(15) Whitfield, S. R.; Sanford, M. S. J. Am. Chem. Soc. 2007, 129, 15142.
(16) Selected reviews on a direct functionalization of heterocycles:
(a) Seregin, I. V.; Gevorgyan, V. Chem. Soc. Rev. 2007, 36, 1173. (b) Alberico,
D.; Scott, M. E.; Lautens, M. Chem. Rev. 2007, 107, 174.
(17) Selected examples of electrophilic C-3 metalation of indoles with
Pd(II) complexes: (a) Itahara, T.; Kawasaki, K.; Ouseto, F. Synthesis 1983,
236. (b) Itahara, T.; Ikeda, M.; Sakakibara, T. J. Chem. Soc., Perkin Trans. 1
1983, 1361. (c) Jia, C.; Lu, W.; Kitamura, T.; Fujiwara, Y. Org. Lett. 1999, 1,
2097. (d) Ma, S.; Yu, S. Tetrahedron Lett. 2004, 45, 8419. (e) Grimster, N. P.;
Gauntlett, C.; Godfrey, C. R. A.; Gaunt, M. J. Angew. Chem., Int. Ed. 2005,
44, 3125. (f) Stuart, D. R.; Fagnou, K. Science 2007, 316, 1172. (g) Zhang, Z.;
Hu, Z.; Yu, Z.; Lei, P.; Chi, H.; Wang, Y.; He, R. Tetrahedron Lett. 2007, 48,
2415. (h) Bellina, F.; Benelli, F.; Rossi, R. J. Org. Chem. 2008, 73, 5529.
(18) Selected examples of electrophilic C-2 metalation of indoles with
Pd(II) complexes: (a) Lane, B. S.; Sames, D. Org. Lett. 2004, 6, 2897.
(b) Deprez, N. R.; Kalyani, D.; Krause, A.; Sanford, M. S. J. Am. Chem. Soc.
2006, 128, 4972. (c) Stuart, D. R.; Villemure, E.; Fagnou, K. J. Am. Chem.
Soc. 2007, 129, 12072. (d) Wang, X.; Gribkov, D. V.; Sames, D. J. Org. Chem.
2007, 72, 1476. (e) Lebrasseur, N.; Larrosa, I. J. Am. Chem. Soc. 2008, 130,
2926.
The Pd(II)-catalyzed oxidation was found to be sensi-
tive to the electronic nature of the substituents on both
the pyrrole and the benzene rings of the indole hetero-
cycle. Thus, electron-releasing substituents on the indole
benzene ring facilitated the oxidation (entries 5-6, Table 2),
presumably by increasing the electrophilicity of the C-3
(22) Dimeric Pt(III)-Pt(III) complexes form upon oxidation of Pt(II)
complex by PhI(OAc)2 in AcOH; in alcoholic solvents, however, monomeric
Pt(IV) complexes dominate: Dick, A. R.; Kampf, J. W.; Sanford, M. S.
Organometallics 2005, 24, 482.
(23) Prepared from PtCl2 and AgOAc as described in: Basato, M.; Biffis,
A.; Martinati, G.; Tubaro, C.; Venzo, A.; Ganis, P.; Benetollo, F. Inorg.
Chim. Acta 2003, 355, 399.
(19) (a) Lane, B. S.; Brown, M. A.; Sames, D. J. Am. Chem. Soc. 2005,
127, 8050. (b) Capito, E.; Brown, J. M.; Ricci, A. Chem. Commun. 2005, 1854.
(c) Reference 17e.
(20) Yoneyama, T.; Crabtree, R. H. J. Mol. Catal. A 1996, 108, 35.
(21) Phenyliodine(III) bis-trifluoroacetate (PIFA) has been employed for
direct 3-arylthiolation of 2-substituted indoles: Campbell, J. A.; Broka, C. A.
Gong, L.; Walker, K. A. M.; Wang, J.-H. Tetrahedron Lett. 2004, 45, 4073.
(24) Desai, L. V.; Malik, H. A.; D.; Sanford, M. S. Org. Lett. 2006, 8,
1141.
7196 J. Org. Chem. Vol. 74, No. 18, 2009