Y. Chen et al.
substituents, as well as on their positions. In the case of sub-
strate 2n, two methoxy groups (at the ortho and para posi-
tions) activate the ipso position for electrophilic attack,
while only one methoxy group (at the meta position) acti-
vates the system for ortho electrophilic cyclization; the com-
bination of the effects from the three substituents results
only in the ipso electrophilic cyclization. In the trisubstituted
substrate 2o, the two methyl groups are present on the
distal phenylꢁs meta positions, while one methoxy group oc-
cupies the para position. For this reaction, two relatively
weakly electron-donating methyl groups activate for an
ortho electrophilic attack, while the lone methoxy activates
for an ipso attack. A mixture of 3o and 4o is obtained. On
the other hand, in the case of substrate 2p, two methoxy
groups are present at the distal phenylꢁs meta position, while
the para methoxy remains present. For this reaction, two
meta methoxy groups activate for an ortho electrophilic
attack, whereas only one methoxy, at the para position, acti-
vates for an ipso attack; therefore, only the ortho electro-
philic aromatic substitution takes place, leading exclusively
to
a dibenzo[7]annulen-5-one, 4p (Table 2, entry 16).
Whereas the para methoxy substituent on the distal phenyl
group directs the electron density to the ipso position of the
1,1’-diphenyl bond in substrate 2g, the para methoxy on the
phenyl group attached to the carbonyl moiety directs the
electron density to the ortho positions of the 1,1’-diphenyl
bond (Scheme 2, structure D). For this reaction, both ipso-
cyclization product 3g and ortho electrophilic aromatic sub-
stitution product 4g are obtained (entry 7).
The ratio between the ipso-cyclization (3g, 3j–m, and 3o)
and the ortho electrophilic aromatic substitution products
(4g, 4j–m, and 4o) are, in general, determined by the rela-
tive electronic effect strength exhibited by substituents at
the distal phenyl position, or by those groups on the phenyl
directly attached to the carbonyl moiety. With respect to the
role of Na2HPO4, while it removes H+ from the carbocation
intermediate 7 in the 7-endo-dig electrophilic aromatic sub-
stitution, its role in the 6-endo-dig cyclization is unclear.
Presumably, the species acts as a proton scavenger, thereby
maintaining a necessary concentration of nucleophilic anion
(such as chloride) in the reaction media. In addition, a
higher concentration of these nucleophilic anions possibly
enhances the demethylation step from intermediate 6 to
final product 3.
Scheme 2. A plausible mechanism for the ICl-induced electrophilic cycli-
zation of 1-[4’-methoxy(1,1’-biphenyl)-2-yl]alkynones.
form the spiro compound 3. With respect to the polysubsti-
tuted distal phenyl group, a similar reaction mechanism
takes place when a second substituent is present at the ortho
position to the 1,1’-diphenyl bond. However, when a second
substituent is present at the meta position, a competing in-
tramolecular electrophilic aromatic substitution takes place,
along with the ipso cyclization. Presumably, when only a
para-methoxy is present on the distal phenyl group, the ipso
position becomes more electron-dense through resonance
(Scheme 2, A) and, therefore, an ipso electrophilic cycliza-
tion takes place. When a second electron-donating substitu-
ent is present at the ortho position of the distal phenyl ring,
an amplification of the para-methoxy groupꢁs electronic
effect reinforces the ipso-cyclization (Scheme 2, B). Howev-
er, when a second substituent, such as methoxy, methyl, or a
halogen is present at the meta position of the distal phenyl
group, the second substituent directs the electron density to
the ortho positions to the 1,1’-diphenyl bond (Scheme 2, C).
Subsequently, both the ipso and the ortho positions of the
distal phenyl group are activated, affording a mixture of
spiro compound (3) and dibenzo[7]annulen-5-one (4). When
three substituents are present on the distal phenyl group,
the outcome of the reaction depends on the identity of the
In summary, an ICl-induced 6-endo-dig electrophilic cycli-
zation of 1-[4’-methoxy(1,1’-biphenyl)-2-yl]alkynones has
been studied, leading to a class of new spiro compounds—
4’H-spiro(cyclohexaACTHNUTRGENUG[N 2,5]diene-1,1’-naphthalene)-4,4’-diones.
An interesting substituent effect was observed during the
course of our experimentation. This substituent effect finds
significance in that, with minor modification to the pattern
of reacting substrate, both ipso and ortho cyclization can be,
regiospecifically, “switched on” or “off”. The outcome of
which cyclization event will occur depends on the identity of
the substituents at the distal phenyl group of the 1-[4’-me-
thoxy(1,1’-biphenyl)-2-yl]alkynones (2), and it is this sensi-
tivity which, we believe, gives this reaction potential synthet-
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Chem. Eur. J. 0000, 00, 0 – 0
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