3000
V. Kumar et al.
LETTER
To address the mechanistic issue of kinetic versus thermo- formed, thereby validating the stereochemical assump-
dynamic pathways, the pure anti and syn aldols 8, ob- tions drawn from the transition-state models.
tained by hydrolysis of the corresponding acetate
In conclusion, the stereochemical outcome of the aldol
derivatives, were subjected to retro-aldol reactions under
reactions of 3-aryl-1-alkyl dihydrothiouracils signifies an
basic conditions (LHMDS). The anti and syn diastereo-
enhancement in diastereoselectivity arising from moder-
ate to high steric interactions between the electrophiles
mers remained intact, with no traces of the other diastere-
omer even after several hours of reaction. Retro-
and a geometrically constrained heterocyclic enolate,
aldolization under acidic conditions (HCl) also gave sim-
while the electronic effects are regulated.
ilar results. These observations demonstrate that the reac-
tions proceed by a kinetic mechanism, and not through a
thermodynamic pathway.
Supporting Information for this article is available online at
Based on these results, transition-state models are pro-
posed for the reaction, taking into consideration the geom-
etry of the substrate and the conformation adopted.
Structure optimization and energy minimization11 were
performed for 4d(i), and the optimized structure is illus-
trated in Figure 1. In transition state TS-1, leading to the
formation of the anti aldol, the hydrogen atoms at C5 and
C7 share a trans relationship, whereas they have a cis dis-
position in transition state TS-2 (Figure 3). As demon-
strated by the transition-state models, when RY is
hydrogen, there is almost equal probability of forming syn
and anti aldols, since a stereofacial discrimination is not
possible with the steric and electronic factors remaining
equivalent for TS-1 and TS-2. This fact holds experimen-
tally true for unbranched aliphatic substituents at N1, af-
fording poor diastereoselectivity with ethyl, n-propyl, and
n-butyl groups (Scheme 3, products 5–7). However, with
the isopropyl group as the substituent at N1, the steric ef-
fect imparted by the electrophile favors TS-1 over TS-2,
leading to the formation of the anti aldol. This can be bet-
ter understood from the perspective of the 1,2-interaction
between the aldehyde substituent and the dihydrothiou-
racil ring. The 1,2-interaction is prominent in the six-
membered cyclic transition state TS-2 where the substitu-
ents at C5 and C7 are disposed in an equatorial–axial man-
ner, while this relation becomes diequatorial in TS-1, with
a resultant decrease in the torsional strain as the dihedral
angle shifts from gauche to anti. These attributes, arising
from steric interactions of the electrophile and the substit-
uent at N1, dictate the stereochemistry of the aldol adduct
Acknowledgment
We thank the Department of Science and Technology, Government
of India for the research funding and the University Grants Com-
mission for a research fellowship to V.K. We are also grateful to the
Centre for Pharmacoinformatics, NIPER, S. A. S. Nagar for use of
the computational facilities.
References and Notes
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S
RX
RY
RX
H
Ar
S
N
N
N
RY
H
N
H
O
C5
C7
H
RZ
Ar
RZC7
C5
HO
anti aldol
favoured
O
Li
O
TS-1
RX
S
RX
RY
S
RY
Ar
(3) For selected references, see: (a) Schetter, B.; Mahrwald, R.
Angew. Chem. Int. Ed. 2006, 45, 7506. (b) Jiang, Y.; Hong,
J.; Burke, S. D. Org. Lett. 2004, 61, 1445. (c) Crimmins, M.
T.; Dechert, A.-M. R. Org. Lett. 2009, 11, 1635. (d) Evans,
D. A.; Hu, E.; Burch, J. D.; Jaeschke, G. J. Am. Chem. Soc.
2002, 124, 5654.
N
N
N
H
RZ
O
Ar
N
O
C7
C5
C7
C5
H
RZ
H
HO
Li
O
syn aldol
disfavoured
H
TS-2
(4) (a) Xie, L.; Isenberger, K. M.; Held, G.; Dahl, L. M. J. Org.
Figure 3 Transition-state models for syn and anti aldols
Chem. 1997, 62, 7516. (b) Yamago, S.; Machii, D.;
Synlett 2011, No. 20, 2997–3001 © Thieme Stuttgart · New York