of 1,6-enynes to racemic R-halomethylene-γ-butyrolac-
tones and lactams have been reported, including our own
work.4 Zhang et al. first reported the cycloisomerization of
1,6-enynes promoted by a rhodium catalyst for the synthe-
sis of both racemic and enantioenriched γ-butyrolactones
with excellent yields and regio- and enantioselectivities.5 In
this context, we were interested in the rhodium-catalyzed
cyclization of 1,6-enynes with a halogen atom at the allylic
position through a π-allyl or enyl (σ þ π) rhodium
intermediate.6 The resulting exocyclic vinyl-chlorine struc-
ture would be suitable to undergo further cross-coupling
reactions and provides useful functionalized heterocyclic
compounds.
Initial investigations began with the cycloisomerization of
1a as a standard substrate using 20 mol % of catalyst,
prepared in situ from [Rh(COD)2]þXꢀ with various diphos-
phines at 50 °C in ClCH2CH2Cl for 24 h. In most of the
cases, the R-chloromethylene-γ-butyrolactam product 2a
was isolated in good to excellent yields and selectivities.
Examination of the results listed in Table 1 clearly
showed that the stereochemical outcome of the reaction
depended on the structure of the ligand considered. When
the reaction was carried out using (R)-Binap (L1),7 the
cyclized product 2a was obtained in 93% isolated yield and
with an encouraging enantiomeric excess of 81% (Table 1,
entry 1). To our delight, the (R)-Synphos ligand (L2)8
exhibited extremely high catalytic activity for the cyclo-
isomerization of 1a, providing 2a in 91% yield and with an
excellent ee of 96% (Table 1, entry 2). The use of the (S)-
Difluorphos (L3),9 (S)-Segphos (L4),10 and (S)-Sunphos
(L5)11 diphosphines, possessing a similar dihedral angle
but different electronic character, gave good enantioselec-
tivities ranging from 86 to 91%. These results indicate that
the electronic feature of the ligand has no significant
influence on the enantioselectivity (Table 1, entries 3ꢀ5).
In sharp contrast, the steric properties of the diphosphine
ligand, inparticular the arylsubstituentsatthe phosphorus
atom, play a crucial role in the stereochemical outcome of
the reaction, as outlined in Table 1.
Scheme 1. 1,6-Enyne Cyclization with Halogen Migration
This steric effect was revealed by comparison of the
selectivity of the reaction conducted with catalysts bearing
the Sunphos family of ligands (Table 1, entries 5ꢀ8). The
unsubstituted diphenyl Sunphos L5 and the corresponding
4-Me-C6H4 substituted diphosphine L6 afforded 2a, in
good to excellent yields with comparable selectivities
(Table 1, entries 5ꢀ6, 86 and 87% ee, respectively), while
much lower ee’s were observed with ligands L7 and L8,
which possess bulky aryl moieties on the phosphorus
(Table 1, entries 7 and 8, 59 and 33% ee, respectively).
Based onthe aboveresults, we found that(R)-Synphoswas
well suited for the cycloisomerization reaction. The nature
Since, in these cyclization reactions, a stereogenic center
is generated in the product 2 from a planar sp2-carbon in
the starting material 1, we envisaged the development of an
asymmetric version of these cycloisomerization reactions
using a combination of chiral diphosphine ligands and
rhodium complexes. We report herein the first enantiose-
lective Rh-catalyzedconstruction of R-chloromethylene-γ-
butyrolactams from N-tethered 1,6-enynes through
cycloisomerization with intramolecular halogen migration
(Scheme 1).
In our initial work on cyclization of alkynoates, we
demonstrated that the Rh(I)-rac-BINAP complex exhib-
ited high activity in this cycloisomerization reaction.6b
Therefore, we screened a number of chiral C2-symmetric
atropisomeric diphosphine ligands L1ꢀL8 that were com-
mercially available or developed in our laboratories (Table 1).
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