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F. E. Held et al. / Tetrahedron: Asymmetry 23 (2012) 1663–1669
ee, even when the heterodimer formation is not irreversible.20,31 In
this case, the maximum achievable and spontaneously generated
overall ee value (taking into account the product molecules bound
in the form of heterodimers) would obviously be small, probably
only a few percent just as we observe here.
The ee values, once generated, soon fall back to their zero equi-
librium values (Fig. 1); this is indicative of the reversibility of the
whole process. Unfortunately, and in contrast to the famous second
order autocatalytic Soai reaction,13,16 the rate determining and
configuration determining reaction steps most likely do not
coincide for the Mannich reaction studied herein. As a conse-
quence, the background reaction (without product assistance),
which gives a racemic product, and the potentially product as-
sisted reaction pathway, both possess the same activation barrier.
This lowers the temporarily observable enantiomeric excess fur-
ther. It remains to find examples in which the background reaction
is suppressed.
4.2. Synthetic procedures
4.2.1. N-PMP-protected -imino ethyl glyoxylate
a
A solution of ethyl glyoxylate (0.198 mL, 1.00 mmol) (50% in
toluene) was slowly added to a stirring solution of p-anisidine
(100 mg, 0.810 mmol) in dry CH2Cl2 (1.40 mL) with a syringe pump
within 1 h with additional preactivated 4 Å molecular sieves
(1.50 g). After the reaction mixture was stirred at 40°C for 3.5 h,
the mixture was filtered and the solvent from the filtrate was evap-
orated under reduced pressure to afford an almost pure product.
Further purification by column chromatography on silica gel under
nitrogen using dry methylene chloride as an eluent gave the imine
as a viscous yellow oil in 93% yield. 1H NMR (400 MHz, CDCl3): d
[ppm]: 7.94 (s, 1H, N@CH), 7.37 (d, J = 8.99 Hz, 2H), 6.95 (d,
J = 8.98 Hz, 2H), 4.44 (q, 2H, J = 7.13 Hz, OCH2CH3), 3.86 (s, 3H,
CH3O), 1.43 (t, 3H, J = 7.13 Hz, OCH2CH3).
To obtain spontaneously even larger ee values closer to enantio-
meric purity, it is necessary to postulate a pathway for recycling
the minor enantiomer back to the reactant.36,39 Such a hypothetical
process can, however, only take place under explicit non-equilib-
rium conditions in order to avoid a violation of microscopic
reversibility.
4.2.2. General procedure for the spontaneous symmetry
breaking reaction between N-PMP protected a-imino ethyl
glyoxylate and hydroxyacetone
A
solution of N-PMP-protected
a
-imino ethyl glyoxylate
in different solvents
(102,8 mg, 0.496 mmol, 1 equiv)
(c (educt) = 0.1–0.5 mol/L) was stirred with hydroxyacetone at
room temperature for 1 to 6 h. The solvent was evaporated and
the residue was purified by chromatography on a SiO2-column
(CH2Cl2/EtOAc/Petrolether, 1:1:1) and additional preparative TLC
to afford the desired product (Table 1). Enantioselectivities
were determined by chiral HPLC analysis (Daicel Chiralpak IA,
i-Propanol/n-Hexane = 5:95; 4:96, flow rate 1.0 mL/min, k =
254 nm) in comparison with authentic racemic material. 1H NMR
(400 MHz, CDCl3,RT): d [ppm]: 6.78 (d, J = 8.97 Hz, 2H), 6.62 (d,
J = 8.99 Hz, 2H), 4.65 (bd, 1H, OH–CH), 4.48 (bd, 1H, NH–CH),
4.48 (bd, 1H, NH–CH), 4,22 (q, 2H, J = 7.11, OCH2CH3), 3.75 (s, 3H,
CH3O), 2.32 (s, 3H, CO–CH3), 1.27 (t, 3H, J = 7.14 Hz, OCH2CH3–).
The whole reaction network is definitely complex. A conjecture
on its nature is shown in Figure 6.
3. Conclusion
In conclusion, we have gained further insights into an asymmet-
ric Mannich reaction, carried out without external catalyst, and
which is capable of generating small ee values spontaneously in
the early stages of the reaction. Without resorting to the particular
physics of a non-equilibrium steady state,39,40 the spontaneous
asymmetric amplification in the Mannich reaction could be under-
stood from two basic assumptions in accord with the well-known
Frank mechanism of spontaneous asymmetric amplification: first,
the assistance of an asymmetric product in the configuration deter-
mining step of the reaction, and secondly, the greater stability of
the product heterodimer. Our earlier reports on spontaneous sym-
metry breaking in the Mannich reaction with acetone could be fur-
ther confirmed by polarimeter and HPLC measurements, showing
again that the counter-intuitive ee generation under formally achi-
ral conditions is indeed possible. It remains to be seen, whether
this previously overlooked phenomenon could be found in other
stereoselective reactions. It is conceivable that reaction protocols
might be developed in the future, which allows us to exploit this
novel and remarkable effect.
Acknowledgments
We gratefully acknowledge generous financial support from the
Deutsche Forschungsgemeinschaft and COST Action on Systems
Chemistry CM0703. We thank Dr. Michael Mauksch for stimulating
discussions. We further thank C. Placht, H. Maid, Professor Dr. W.
Bauer for time-resolved 1H NMR measurements; Dr. J. Einsiedel,
W. Donaubauer, M. Dzialach for ESI-MS and LC–MS spectra.
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Solvents were purified by standard procedures and distilled
prior to use. Reagents obtained from commercial sources were
used without further purification. TLC chromatography was per-
formed on precoated aluminium silica gel ALUGRAM SIL G/
UV254 plates (Macherey, Nagel & Co.). Flash chromatography
was performed using silica gel ACROS 60 Å, (particle size 0.035–
0.070 mm). 1H NMR spectra were recorded in CDCl3 with Bruker
Avance 300 or 400. Enantioselectivities were determined by chiral
HPLC analysis (Daicel Chiralpak IA, i-Propanol/n-Hexane = 5:95;
4:96, flow rate 1.0 mL/min, k = 254 nm) in comparison with
authentic racemic material. Optical rotations were determined on
a PerkinElmer polarimeter, model 341, k = 589 nm.