5678
A. S. Demir, S. Basceken / Tetrahedron Letters 54 (2013) 5677–5681
Table 1
Thus, special design is required for performing asymmetric
reactions in water. Here we report the efficient enamine-based
organocatalytic direct asymmetric aldol reactions between cyclic
ketones and aldehydes using bipyridinium trifluoromethanesulfo-
nate salt III as the additive in water without any organic solvent.
Proline-catalyzed direct aldol reactions have been shown,
experimentally and computationally, to proceed through enamine
intermediates. Based on this initial proposal, we propose that the
interaction of the thiourea–bipyridine moiety with proline in the
transition state (TS) is as shown in Figure 1. The aldehyde is acti-
vated by hydrogen bonding with the carboxyl group of the proline
in a manner such that carbon–carbon (C–C) bond formation takes
place from its re face. The presence of the bipyridine moiety re-
stricts the conformation and makes the carboxyl group a better
hydrogen-bond donor. The main advantage of this model is that
the transition state is stabilized through hydrogen bonding. There-
fore, a small change in the pKa value of an organic compound
would affect its catalytic activity and selectivity in the aldol
reaction.11,12
The enantioselective direct aldol reaction of various aldehydes 1 with cyclohexanone
2 in watera
OH
O
O
III
O
(S)-proline
Ar
anti-3a-f
dr (anti/syn)b eec (%)
+
Ar
1a-e
H2O, rt
2
Entry
Aldehyde (Ar)
Yield (%)
85
80
60
65
70
78
(Conf.)d
1
2
3
4-NO2C6H4
3-NO2C6H4
4-BrC6H4
4-CF3C6H4
2-MeOC6H4
4-NO2C6H4
98/2
98/2
91/9
91/9
99/1
44/56
99
99
98
98
96
98
(2R,10S)
(2R,10S)
(2R,10S)
(2R,10S)
(2R,10S)
(2R,10S)
4
5
6e
a
The reactions were conducted with (S)-proline (20 mol %), bipyridinium tri-
fluoromethanesulfonate salt III (10 mol %), cyclohexanone or cyclopentanone
(16 equiv), aldehyde (0.125 mmol), and H2O (20 L) for 12 h.
l
b
Determined by chiral HPLC analysis of the mixture of anti/syn product.
Determined by chiral HPLC.
Determined by comparison of their specific rotations with those reported for
c
d
As proposed for the Hajos–Eder–Sauer–Wiechert reaction,11 we
assume that the key intermediate of the direct intermolecular
asymmetric aldol reactions described is an enamine formed
between proline and the corresponding ketone donor substrate.
In analogy to the mechanism of aldolase antibody 38C2,11 this
enamine with a bipyridine thiourea moiety in the backbone attacks
the carbonyl group of the aldehyde acceptor with high enantiofa-
cial selectivity, which is imposed by a highly organized tricyclic
hydrogen bonded framework resembling a metal-free Zimmer-
man–Traxler type transition state (Scheme 2).11 This readily
anti-3a–f.
e
Cyclopentanone was used.
The isolated products showed the same stereochemical out-
come as those obtained via Barbas–List reactions. To the best of
our knowledge, this is the first organocatalytic asymmetric aldol
reaction in water with unmodified proline (host) and a bipyri-
dine-derived achiral thiourea trifluoromethanesulfonic acid salt
(guest), which gives excellent diastereo- and enantioselectivities.
Various examples were studied and the aldol products were ob-
tained in comparably good yields (60–85%) and with very high
selectivity (up to 99% ee) (Table 1). The reactions with aldehydes
bearing electron-withdrawing groups proceeded smoothly to af-
ford the aldol adducts in 12 h (Table 1, entries 1–4), with a good
level of diastereoselectivity. For the electron-rich aromatic alde-
hyde (Table 1, entry 5), the reaction required a longer time
(24 h). In entry 6, after the addition of cyclopentanone, p-nitro-
benzaldehyde was added, and stirring was continued for 12 h.
The isolated aldol product showed excellent enantioselectivity
(98%), but much lower diastereoselectivity.
Host
CF3
O
N
H
H
O
N
H
O
CF3
N
Ar
S
H
Guest
N
O
S
H
O
To test the ability and flexibility of the catalytic system, (S)-tert-
leucine (host) was used instead of proline under similar conditions.
The aldol reactions furnished anti products with excellent ee
(>98%) and good yield (80%). The reactions were conducted with
(S)-tert-leucine (20 mol %), bipyridine trifluoromethanesulfonic
acid salt III (10 mol %), cyclohexanone (16 equiv), 4-nitrobenzalde-
F3C
O
Figure 1. Proposed TS for the enantioselective aldol reaction.
host
hyde (0.125 mmol), and water (20 lL) for 12 h.
O
-H2O
N
HN
+
‘To make a good asymmetric catalyst perfect’, the role of
suitable additives can be crucial in enhancing the reactivity and
stereoselectivity of the catalytic system.11 Therefore, we decided
to use, instead of bipyridinium trifluoromethanesulfonate salt III,
pyridine, 2,6-dimethylpyridine, and bipyridine as additives in the
proline-catalyzed organocatalytic asymmetric reactions. The re-
sults should provide information on the discriminating hydrogen
bonding effect of thiourea or the basic effects of the pyridine moi-
ety. However, when pyridine and pyridine derived additives were
used in place of the thiourea, no reaction took place and we did
not obtain any product. This fact demonstrates clearly that the
hydrogen bonding effect of proline–thiourea plays the most impor-
tant role, and not the basicity of the pyridine moiety. In addition,
under similar conditions, the aldol reaction without bipyridinium
trifluoromethanesulfonate salt III did not lead to any product.
Therefore, the use of water as a reaction solvent is not always
practical for asymmetric catalytic reactions because water often
inhibits the catalyst activity or alters the enantioselectivity by
interrupting ionic interactions and hydrogen bonds critical for
stabilizing the transition states of the reaction intermediates.5
O
O
H
H
O
R
O
L*
L*
guest
O
OH
R
N
O
+H2O
R
O
N
H
OH
O
H
H
O
O
*
L
L*
re-facial attack
CF3
si-enamine + re-aldehyde
TS
OH
O
HN
HN
=
O
L*
CF3
R
+
H
HN
S
O
L*
anti
N
CF3SO3
H
Scheme 2. Proposed mechanism of the aldol reaction.