1994
J. Am. Chem. Soc. 1999, 121, 1994-1995
Scheme 1
C2-Symmetric Cu(II) Complexes as Chiral Lewis
Acids. Catalytic Enantioselective Michael Addition of
Silylketene Acetals to Alkylidene Malonates
David A. Evans,* Tomislav Rovis, Marisa C. Kozlowski, and
Jason S. Tedrow
Department of Chemistry and Chemical Biology
HarVard UniVersity, Cambridge, Massachusetts 02138
ReceiVed NoVember 9, 1998
The conjugate addition of silylketene acetals and enolsilanes
to R,â-unsaturated carbonyl derivatives, the Mukaiyama-Michael
reaction, has been shown to be a mild, versatile method for
carbon-carbon bond formation.1 While the development of
catalytic asymmetric variants of this process would provide access
to chiral enantioenriched 1,5-dicarbonyl synthons, success in such
endeavors has proven elusive.2 C2-symmetric bisoxazoline copper-
(II) complexes have been shown to be highly effective as chiral
Lewis acids in such transformations as the Diels-Alder,3 hetero
Diels-Alder,4 the Mukaiyama aldol,5 and carbonyl ene reactions.6
The unifying structural motif in these studies has been the
presence of functional groups in the substrate capable of bidentate
chelation to the metal center. We had two goals in initiating this
study: to extend the range of substrates meeting this criterion
and to develop a catalytic asymmetric Mukaiyama-Michael
reaction of silylketene acetals to alkylidene malonates (Scheme
1, eq 1).7 The alkylmalonate products of these reactions may be
induced to undergo decarboxylation to afford differentiated chiral
glutarate esters, a valuable set of chiral synthons.8
expected adduct 4a in 86% ee. However, attempts to render the
process catalytic were unsuccessful, presumably as a consequence
of the stability of the product Cu(II)-malonyl enolate complex.11
After a number of strategies for promoting catalyst turnover were
investigated, it was discovered that addition of 2 equiv of hexa-
fluoro-2-propanol (HFIP) to the reaction mixture increased
conversion from 10 to 40% (Table 1, entry 1).12 Although catalyst
turnover was achieved, conversion suffered due to competitive
HFIP-induced hydrolysis of the silylketene acetal mediated by
the copper catalyst. This side reaction could be minimized by
the slow addition of the nucleophile (entry 2); however, this failed
to provide a general solution.13 Taking advantage of the limited
solubility of HFIP at low temperatures, we found that an increase
in the concentration of alkylidene malonate from 0.2 to 0.5 M
resulted in an increase in conversion from 40 to 87% without
recourse to a slow addition procedure (Table 1, entry 3). When
the dielectric constant of the medium was lowered using a
dichloromethane/toluene mixture complete conversion at 0.2 M
concentration (entries 4 and 5) was observed. The use of toluene
without a cosolvent led to slightly longer reaction times with no
discernible benefits (entry 6).14
A variety of â-substituted alkylidene malonates were examined
in this reaction using the optimized conditions (Table 2). Aromatic
substituents such as phenyl, 2-furyl, â-naphthyl and 3-indolyl
provide high selectivities in the reaction, (entries 1-4). Ortho
substitution on the aromatic ring is well-tolerated, with the ortho-
anisyl substituent affording the addition product 4e in 99% ee,
(entry 5). Sterically demanding alkyl substituents are also well-
tolerated. Cyclohexyl, isopropyl, and even tert-butyl alkylidene
malonates all provide the addition products in enantioselectivities
of 95, 93, and 90% respectively, (entries 6, 9, 10). Interestingly,
the methyl-substituted derivative 2i provides the addition adduct
4i in only 43% ee with opposite facial selectivity, (entry 11). The
reasons for this turnover in selectivity are not clear at this time.
From a practical standpoint, it is important to note that the reaction
can be conducted using lower catalyst loadings (5 mol %), (Table
2, entry 7). Under these conditions, the cyclohexyl alkylidene
malonate 2f provides a 99% yield of the addition product 4f in
95% ee on a gram scale (Table 2, entry 8).15 The absolute
stereochemistry of the adducts was established by X-ray crystal-
lography for 4a, and by chemical correlation for 4e, 4f, 4g, and
4i. The other products were assigned by analogy.
Initial experiments revealed that the [Cu((S,S)-t-Bu-box)]-
(SbF6)2 complex 19 (100 mol %) efficiently mediates the enan-
tioselective addition of silylketene acetal 310 to the phenyl-
substituted alkylidene malonate 2a (CH2Cl2, -78 °C) to give the
(1) Oare, D. A.; Heathcock, C. H. Top. Stereochem. 1991, 20, 87. For a
seminal reference, see: Narasaka, K.; Soai, K.; Mukaiyama, T. Chem. Lett.
1974, 1223-1224.
(2) Kobayashi, S.; Suda, S.; Yamada, M.; Mukaiyama, T. Chem. Lett. 1994,
97-100. For related investigations involving chiral tin enolates, see: (a) Yura,
T.; Iwasawa, N.; Mukaiyama, T. Chem. Lett. 1988, 1021-1024. (b) Yura, T.;
Iwasawa, N.; Narasaka, K.; Mukaiyama, T. Chem. Lett., 1988, 1025-1026.
(3) (a) Evans, D. A.; Miller, S. J.; Lectka, T. J. Am. Chem. Soc. 1993,
115, 6460-6461. (b) Evans, D. A.; Murry, J. A.; von Matt, P.; Norcross, R.
D.; Miller, S. J. Angew. Chem., Int. Ed. Engl. 1995, 34, 798-800. (c) Evans,
D. A.; Kozlowski, M. C.; Tedrow, J. S. Tetrahedron Lett. 1996, 37, 7481-
7484. (d) Evans, D. A.; Barnes, D. M. Tetrahedron Lett. 1997, 38, 57-58.
(e) Evans, D. A.; Johnson, J. S. J. Org. Chem. 1997, 62, 786-787. (f) Evans,
D. A.; Shaughnessy, E. A.; Barnes, D. M. Tetrahedron Lett. 1997, 38, 3193-
3194. (g) Davies. I. W.; Senanayake, C. H.; Larsen, R. D.; Verhoeven, T. R.;
Reider, P. J. Tetrahedron Lett. 1996, 37, 1725-1729. (h) Ghosh, A. K.;
Mathivanan, P.; Cappiello, J. Tetrahedron Lett. 1996, 37, 3815-3819.
(4) (a) Evans, D. A.; Johnson, J. S. J. Am. Chem. Soc. 1998, 120, 4895-
4896. (b) Johannsen, M.; Jørgensen, K. A. J. Org. Chem. 1995, 60, 5757-
5758. (c) Johannsen, M.; Jørgensen, K. A. Tetrahedron 1996, 52, 7321-
7328. (d) Ghosh, A. K.; Mathivanen, P.; Cappiello, J.; Krishnan, K.
Tetrahedron: Asymmetry 1996, 8, 2165-2169. (e) Thorhauge, J.; Johannsen,
M.; Jørgensen, K. A. Angew. Chem., Int. Ed. 1998, 37, 2404-2406.
(5) (a) Evans, D. A.; Murry, J. A. J. Am. Chem. Soc. 1996, 118, 5814-
5815. (b) Evans, D. A.; Kozlowski, M. C.; Burgey, C. S.; MacMillan, D. W.
C. J. Am. Chem. Soc. 1997, 119, 7893-7894.
(9) For a detailed procedure for the preparation of ((S,S)-t-BuBox)Cu(SbF6)2
complex 1 see: Evans, D. A.; Peterson, G. S.; Johnson, J. S.; Barnes, D. M.;
Campos, K. R.; Woerpel, K. A. J. Org. Chem. 1998, 63, 4541-4544.
(10) For an analogy to the preparation of 3 see: Kuwajima, I.; Kato, M.;
Sato, T. J. Chem. Soc., Chem. Commun. 1978, 478-479.
(11) Trimethylsilyl trifluoromethanesulfonate (TMSOTf) was ineffective
as an additive. For its effectiveness in promoting turnover in the Mukaiyama
aldol reaction, see ref 5b.
(12) The impact of HFIP on asymmetric Michael reactions is prece-
dented: Kitajima, H.; Katsuki, T. Synlett 1997, 568.
(13) Variation of the â-substituent on the alkylidene malonate necessitated
reoptimization of addition times.
(14) The use of the cosolvent is preferred for reasons of operational
simplicity. The catalyst cannot be formed in toluene, and although the
dichloromethane can be removed once the catalyst is formed, we have found
the mixed solvent system to be superior in certain cases likely owing to
solubility issues. Full details of this work will be published in due course.
(15) Ligand recovery was 63%: see Supporting Information for details.
(6) Evans, D. A.; Burgey, C. S.; Paras, N. A.; Vojkovsky, T.; Tregay, S.
W. J. Am. Chem. Soc. 1998, 120, 5824-5825.
(7) Mukaiyama-Michael additions to the related 2-carbomethoxycyclo-
pentenone have been reported using stoichiometric amounts of Cu(II) box
complexes achieving ee’s up to 66%: Bernardi, A.; Colombo, G.; Scolastico,
C. Tetrahedron Lett. 1996, 37, 8921-8924. The authors report a single
example of a catalytic reaction, where 20 mol % catalyst gave 65% yield of
63% ee material. Ti-TADDOL was reported to be less selective as a
stoichiometric promoter with the same system: Bernardi, A.; Karamfilova,
K.; Boschin, G.; Scolastico, C. Tetrahedron Lett. 1995, 36, 1363-1364.
(8) (a) ApSimon, J. W.; Blackwell, B. A.; Edwards, O. E.; Fruchier, A.
Tetrahedron Lett. 1994, 35, 7703-7706. (b) Poch, G. D.; Powell, R. G.
Tetrahedron Lett. 1994, 35, 7707-7710. (c) Boyle, C. D.; Kishi, Y.
Tetrahedron Lett. 1995, 36, 4579-4582. (d) Singh, S. B.; Liesch, J. M.;
Lingham, R. B.; Silverman, K. C.; Sigmund, J. M.; Goetz, M. A. J. Org.
Chem. 1995, 60, 7896-7901. (e) Iwasawa, Y.; Nonoshita, K.; Tomimoto, K.
Tetrahedron Lett. 1995, 36, 7459-7462.
10.1021/ja983864h CCC: $18.00 © 1999 American Chemical Society
Published on Web 02/19/1999