Angewandte
Chemie
DOI: 10.1002/anie.201410293
Homogeneous Catalysis
A General and Mild Catalytic a-Alkylation of Unactivated Esters
Using Alcohols**
Le Guo, Xiaochen Ma, Huaquan Fang, Xiangqing Jia, and Zheng Huang*
Abstract: Catalytic a-alkylation of esters with primary alco-
hols is a desirable process because it uses low-toxicity agents
and generates water as the by-product. Reported herein is
a NCP pincer/Ir catalyst which is highly efficient for a-
alkylation of a broad scope of unactivated esters under mild
reaction conditions. For the first time, alcohols alkylate
unactivated a-substituted acyclic esters, lactones, and even
methyl and ethyl acetates. This method can be applied to the
synthesis of carboxylic acid derivatives with diverse structures
and functional groups, some of which would be impossible to
access by conventional enolate alkylations with alkyl halides.
peting side reactions, such as enolate eliminations and Claisen
condensations, restrict the substrate scope (e.g., the enolates
derived from methyl and ethyl acetates undergo self-con-
densations readily); and 3) the prerequisite formation of ester
enolates typically requires harsh reaction conditions (super-
base and low temperature).[1]
An alternative, but less developed method for a-alkyla-
tion of carbonyl compounds is to use alcohols as the alkylating
agents. Industrially, alcohols are preferred reagents because
they are more environmentally benign and less expensive
than alkyl halides. Moreover, alkylations with alcohols form
water as the only by-product. Over the last decade, alkyla-
tions with primary alcohols using the “borrowing hydrogen”
a-Alkylation of esters is one of the most fundamental
processes for carbon–carbon bond formation.[1] The classical
methods, enolate alkylations, involve the deprotonation of the
esters and the addition of the resulting enolate nucleophiles to
alkyl halide electrophiles (Figure 1a).[2] The noncatalytic SN2
substitution reactions are presented in every introductory
organic chemistry course. However, such methods have
several crucial limitations: 1) the use of toxic alkylating
agents and the formation of inorganic salts as waste; 2) com-
methodology have emerged as powerful and green processes
[3]
À
À
for C C and C N bond formations. Well-developed reac-
tions include N-alkylations of amines and sulfonamides,[3g,4] b-
alkylations of alcohols (Guerbet reactions),[5] a-alkylation of
ketones,[6] etc.[7]
The a-alkylation of unactivated ester with primary
alcohols, however, has remained a challenging and significant
goal. Recently, the group of Ishii reported the only examples
of a-alkylation of unactivated ester with alcohols.[8] The
reactions occurred at 1008C in tBuOH with a combination of
5 mol% [{Ir(cod)Cl}2] and 15 mol% PPh3 in the precense of
2 equivalents of KOtBu. The work represents a breakthrough
in catalytic ester alkylations, but is restricted to reactions with
tert-butyl acetate, and a large excess of this ester (10 equiv
relative to alcohol) was required.[8] tert-Butyl acetate is
relatively easy for alkylation compared to other acetates
containing smaller substituents.[1a] To the best of our knowl-
edge, however, no catalyst systems have been reported for a-
alkylations of unactivated esters other than that of tert-butyl
acetate with alcohols.[9]
Herein we demonstrate that a pincer NCP/Ir catalyst is
remarkably active for ester alkylation with primary alcohols.
Most reactions proceeded to high conversion under mild
reaction conditions using very low catalyst loading with
alcohol to ester ratios of about 1:1 (Figure 1b). More
importantly, the protocol enables the alkylation of a wide
range of esters including challenging substrates such as ethyl
and methyl acetates and a-substituted esters. Furthermore,
the alkylation of g-substituted g-butyrolactones provides cis
a,g-disubstituted isomers which cannot be accessed by con-
ventional means.
Figure 1. Classical method (a) and catalytic method (b) for a-alkyla-
tions of esters.
[*] L. Guo, X. Ma, H. Fang, X. Jia, Prof. Dr. Z. Huang
State Key Laboratory of Organometallic Chemistry
Shanghai Institute of Organic Chemistry
345 Lingling Road, Shanghai 200032 (China)
E-mail: huangzh@sioc.ac.cn
We commenced by investigating iridium catalysts for
alkylation of tert-butyl acetate (2a) with benzylalcohol (1a).
Previous work in our group showed that a PN3P pincer/Ir
complex (5; see Table 1) catalyzes a-alkylation of unactivated
secondary and tertiary acetamides with alcohols.[10] We
envisioned that pincer/Ir complexes with high thermal
[**] We gratefully acknowledge the financial support from the National
Natural Sciences Foundation of China (No. 21422209, 21432011),
and the Science and Technology Commission of Shanghai Munic-
ipality (No. 13A1404200, 13JC1406900).
Supporting information for this article is available on the WWW
Angew. Chem. Int. Ed. 2015, 54, 1 – 6
ꢀ 2015 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim
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