Communications
formed (Scheme 1c). This synthetic strategy has been satisfac-
torily reported by using a metal complex as the oxidant[12] and
by applying other redox biocatalysts such as laccases in combi-
nation with 2,2,6,6-tetramethylpiperidin-1-oxyl (TEMPO).[13]
Clearly, in this case the oxidation reaction must be quantitative
to obtain a proper deracemization protocol.
Table 1. Bioreduction of acetophenone (2a, 40 mm).[a]
Entry
Oxidant (equiv.)
c [%][b]
ee [%][b]
Herein, we report a versatile and commonly applicable dera-
cemization strategy for secondary alcohols involving nonselec-
tive chemical oxidation by employing the iodine/TEMPO
system and a stereoselective bioreduction step. After optimiza-
tion of the individual processes, both were combined in a one-
pot and stepwise manner to yield the (R)- or (S)-alcohols de-
pending on the stereopreference of the ADH used in the re-
duction of the ketone intermediate.
1
2
3
4
5
6
7
–
>99
85
91
73
2
>99
96
>99
>99
n.d.
99
TEMPO (0.1)
PIDA (2)
TEMPO/PIDA (0.1/2)
TEMPO/NCS (0.1/1.5)
TEMPO/PIDA (0.1/2)[c]
TEMPO/I2 (0.1/2)[c]
85
>99
>99
[a] Bioreduction was performed by using ADH-A and 2-PrOH (6.4%v/v) in
the presence of the different oxidizing agents at 308C for 24 h at
250 rpm. [b] Conversion and enantiomeric excess values were measured
by GC analyses (see the Supporting Information for details). n.d.=not de-
termined. [c] Na2S2O3 saturated aqueous solution (200 mL) was supple-
mented before enzyme addition.
The oxidation of alcohols for the formation of carbonyl com-
pounds is a key reaction in organic synthesis.[14] Therefore,
a number of strategies have appeared in the literature involv-
ing metal or organic oxidants such as chromium(VI) salts, man-
ganese dioxide, activated dimethyl sulfoxides, and hypervalent
iodine reagents, among others. In the search for a simple and
compatible approach with the bioreduction process, the use of
a catalytic amount of TEMPO in combination with several oxi-
dizing agents was tested to oxidize the model substrate 1-phe-
nylethanol (1a). A premise for this study was the development
of the oxidative process in a buffer system, which is the
medium required for the ADH-catalyzed bioreduction
(Scheme 2). Tris-HCl buffer pH 7.5 and a catalytic amount of
ed as the oxidant, as it can be easily quenched afterwards by
sodium thiosulfate, which converts the excess amount of
iodine into harmless iodide anions (Table 1, entries 6 and 7).
With this treatment, the activity of ADH-A remained unaltered
in the stereoselective reduction of acetophenone and a total
conversion was obtained in the bioreduction step (Table 1,
entry 7). In summary, iodine was selected as a mild oxidant for
two main and important reasons. On the one hand, it allows
the simple reoxidation of TEMPO (0.1 equiv.) in aqueous
medium under mild reaction conditions. On the other hand,
the destruction of the excess amount of iodine into iodide
ions can be accomplished in one pot without detriment to the
enzymatic activity, which is in contrast to the inhibition or
competitive oxidative reverse reaction observed with other oxi-
dants tested in this study.
Scheme 2. Oxidation of (Æ)-1-phenylethanol (1a) with a catalytic amount of
TEMPO and different oxidizing agents in Tris-HCl buffer pH 7.5.
Once a convenient oxidation protocol was found, an exhaus-
tive optimization study was performed by searching for suita-
ble conditions for the complete oxidation of 1-phenylethanol
(Table 2). Different parameters that could affect the reactivity
of the catalytic TEMPO/iodine system were analyzed, such as
the amount of TEMPO, number of equivalents of iodine, sub-
strate concentration, pH, and temperature.
TEMPO were initially selected for screening. A series of oxi-
dants including sodium hypochlorite (NaOCl),[15] phenyliodi-
ne(III) diacetate (PIDA),[16] N-chlorosuccinimide (NCS),[17] and
iodine[18] were tested and used in slight excess amounts at dif-
ferent temperatures (30–508C), and significant conversions
into acetophenone (2a) were found.
Once the chemical oxidation of a series of secondary alco-
hols was explored, we focused on the bioreduction step of 2a
by using a Prelog ADH, such as the one from Rhodococcus
ruber (ADH-A),[19] and 2-PrOH (6.4%v/v) as the hydrogen donor
in a “coupled-substrate” approach.[20] To identify compatible
conditions with the oxidizing systems, the bioreduction of 2a
was studied in the presence of the previously tested chemical
oxidants by using favorable conditions for the overexpressed
ADH-A mediated reductions (Table 1).
The first attempts for the oxidation of 1a were performed
by using a 50 mm Tris-HCl buffer pH 7.5, a catalytic amount of
TEMPO (0.1–0.2 equiv.), and an excess amount of iodine (1.5–
2 equiv.), but low conversions were obtained (Table 2, en-
tries 1–3). The presence of a hydrophobic cosolvent such as
hexane (10%v/v; Table 2, entry 4) did not lead to any improve-
ment. A significant increase in the conversion values was
achieved at pH 9 (Table 2, entry 5), which allowed the 50%
conversion to be surpassed if 0.2 equivalents of TEMPO were
employed (Table 2, entry 6). This is due to the fact that TEMPO
works better under basic conditions. Unfortunately, the activity
of the system dramatically decreased at higher substrate con-
centrations (80-160 mm; Table 2, entries 7 and 8). Similar re-
sults were attained by using lower concentrations of the alco-
hol or higher temperatures (Table 2, entries 9–11). A similar
The enantiomeric excess (ee) of (S)-1-phenylethanol was
slightly affected by the presence of TEMPO or PIDA, which re-
sulted in a notable decrease in the conversion (Table 1, en-
tries 2–4) that dramatically diminished upon using NCS
(Table 1, entry 5). In the search for compatible redox conditions
for the overall deracemization process, iodine was then select-
ChemCatChem 2015, 7, 4016 – 4020
4017
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