1038 J . Org. Chem., Vol. 61, No. 3, 1996
Saa´ et al.
the ESR spectra of radical anion/cation species.29 Only
a recently published investigation claimed, on the basis
of experimental (ESR, ENDOR, and triple studies) and
low-level theoretical (Hu¨ckel and INDO) calculations,
that the counterion actually determines the lowest energy
conformation of the radical anion/cation pair.30 Further-
more, even though solvation, concentration, and temper-
ature are known to affect the structure of the radical
anion salts (ketyls) resulting from metal reduction of
aromatic ketones,31 counterion and solvation effects in
redox reactions remain “sunk at unknown depths”,32
especially for those processes which involve two electron
transfer steps with concomitant cleavage of a C-X bond
in a position R or â to an existing π system.33
Much more information is available for electrochemi-
cally-induced reductive cleavage reactions which are
known to take place in a thin reaction layer on the
electrode surface.9g Save´ant’s cyclic voltammetric studies
call for two mechanistic scenarios according to the
concerted or stepwise nature of single electron transfer
and cleavage.21 In the inner sphere process, both are
concerted whereas in the outer sphere process electron
transfer and cleavage are consecutive steps involving an
intermediate radical anion. The electrochemical reduc-
tion of alkyl halides,9b benzyl halides,9a aryl halides9d and
N-halosultams9f appears to conform to this dual mechanim,
claims to solvent9a and counterion effects being only made
to account for the strikingly different kinetic behavior of
the otherwise identical radical anion species resulting
from electrochemical or radiolysis processes.9f
Irrespective of whether cleavage involves a radical
anion/cation or dianion/dication species, we hypothesized
that lithium ought to play a key role in promoting
cleavage in BICLE and VIBICLE processes by acting as
an internal Lewis acid in assisting the departure of the
leaving group and thus perhaps provide a bias for
stereochemical discrimination. In addition, we contended
that the metal atom should also be responsible for the
“messenger” role in activating positions far away from
the electron sink because of the likely shallow nature of
the potential energy surface of π organolithium species.39
Herein, we show that BICLE and VIBICLE are both
stepwise processes, each giving rise to π-type organo-
lithium species which do not undergo appreciable equili-
bration at T < 0 °C. However, as shown below by
calculations, a fundamental difference exists between
them: BICLE processes involve transient radical anion/
cation intermediates whereas VIBICLE reactions give
rise to radical anion/cation intermediates that can ac-
cumulate as they are more stable (either as contact ion
pairs, CIPs, or solvent separated ion pairs, SSIPs19) than
starting materials and, hence, undergo conformational
(but not configurational, see below) equilibration prior
to cleavage. Actually, according to MNDO, the stereo-
chemical outcome of VIBICLE reactions appears to be
due to the combination of two factors: (a) cleavage in the
vinylogous series involves the dianion/dication species,
and (b) the styryl unit can (if appropriately substituted)
function as a chiral plane, thereby giving rise to two
competitive, diastereoisomeric routes for cleavage.
The scenario for our studies was still somewhat
broader as, in principle, the rate-determining cleavage
step of BICLE and VIBICLE processes (Figure 1) might
involve not only the so-called radical anion but also the
dianion species (actually radical anion/cation and/or
dianion/dication pairs).34 Walsh has provided kinetic
evidence for the simultaneous occurrence of cleavage (of
a carbon-carbon bond) mechanisms from the radical
anion and dianion intermediates,35 the later species
resulting from disproportionation36 or reduction of the
corresponding radical anion.34 Other examples from the
old and recent literature37 claim that cleavage occurs
from dianions, though to the best of our knowledge, only
Kiesele38 has been able to demonstrate that the counte-
rion plays a key role, however unespecified, in the
rearrangement reaction following cleavage. Curiously
enough, despite the fact that dianions been have also
invoked by numerous workers in the past, this mecha-
nism is not unfrequently quoted as “unnecessary”.1a,34
Com p u ta tion a l Meth od s
For this study we have used the MNDO semiempirical
treatment for which lithium has been parametrized.40
MNDO, in spite of its well-known shortcomings,41 has
proven to be reliable for studying the very large struc-
tures of organolithium compounds as contact ion pairs,
(37) (a) Birch, A. J . J . Chem. Soc. 1944, 430. (b) Birch, A. J . J . Chem.
Soc. 1947, 102. (c) Eisch, J . J . J . Org. Chem. 1963, 28, 707. (d)
Normant, H.; Cuvigny, T. Bull. Soc. Chim. Fr. 1966, 3344. (e)
Testaferri, L.; Tiecco, M.; Tingoli, M.; Chianelli, D.; Montanucci, M.
Tetrahedron 1982, 38, 3687. (f) Itoh, M.; Yoshida, S.; Ando, T.; Miyaura,
N. Chem Lett. 1976, 271. (g) Eargle, D. H., J r. J . Org. Chem. 1963, 28,
1703. (h) Grovenstein, E. J r.; Bhatti, A. M.; Quest, D. E.; Sengupta,
D.; VanDerveer, D. J . Am. Chem. Soc. 1983, 105, 6290. (i) Gerdil R.
Helv. Chim. Acta 1973, 56, 196. (j) Cox, J . A.; Ozment, C. L.
Electroanal. Chem. Interfac. Electrochem. 1974, 51, 75. (k) Oku, A.;
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Kawase, T.; Fujino, S.; Oda, M. Tetrahedron Lett. 1990, 31, 545. (m)
Kawase, T.; Fujino, S.; Oda, M. Chem. Lett. 1990, 1683. Kawase, T.;
Kurata, H.; Fujino, S.; Ekinaka, T.; Oda, M. Tetrahedron Lett. 1992,
33, 7201. (n) Farnia, G.; Marcuzzi, F.; Melloni, G.; Sandona`, G. J . Am.
Chem. Soc. 1984, 106, 6503. (o) Farnia, G.; Marcuzzi, F.; Melloni, G.;
Sandona`, G. Zucca, M. V. J . Am. Chem. Soc. 1989, 111, 918.
(38) Kiesele, H. Angew. Chem., Int. Ed. Engl. 1987, 109, 1511. (b)
Kiesele, H. Tetrahedron Lett. 1981, 22, 1097.
(30) Lazana, M. C. R. L. R.; Franco, M. L. T. M. B.; Herold, B. J . J .
Am. Chem. Soc. 1989, 111, 8640.
(31) (a) Goldberg, I. B.; Bolton, J . R. J . Chem. Phys. 1970, 74, 1965.
(b) Mao, S. W.; Nakamura, K.; Hirota, N. J . Am. Chem. Soc. 1974, 96,
5341. (c) Chen, K. S.; Mao, S. W.; Nakamura, K.; Hirota, N. J . Am.
Chem. Soc. 1971, 93, 6004.
(32) Bock, H.; Ruppert, K.; Na¨ther, C.; Havlas, Z.; Herrmann, H.-
F.; Arad, C.; Go¨bel, I.; J ohn, A.; Meuret, J .; Nick, S.; Rauschenbach,
A.; Seitz, W.; Vaupel, T.; Solouki, B. Angew. Chem., Int. Ed. Engl. 1992,
31, 550.
(39) According to calculations, delocalized “carbanions” have a very
flat potential hypersurface. See: (a) Schleyer, P. v. R.; Kos, A. J .;
Wilhelm, D.; Clark, T.; Boche, G.; Decher, H.; Etzrodt, H.; Dietrich,
H.; Mahdi, W. J . Chem. Soc., Chem. Commun. 1984, 22, 1495. (b)
Bushby, R. J .; Tytko, M. P. J . Organomet. Chem. 1984, 270, 265. (c)
Morton-Blake, D. A.; Corish, J .; Be´niere, F. Theor. Chim. Acta 1985,
68, 389. See also ref 23.
(33) The formation of multiply charged ions resulting from the two
successive one-electron reductions of conjugated cyclic hydrocarbons
can be monitored by appropriately combining ESR and NMR measure-
ments. See, for example: (a) Mu¨llen, K. Angew. Chem., Int. Ed. Engl.
1987, 26, 204. (b) Mu¨llen, K. Chem Rev. 1984, 84, 603. (c) K. Mu¨llen,
Huber, W.; Neumann, G.; Schmieders, C.; Unterberg, H. J . Am. Chem.
Soc. 1985, 107, 801. Mu¨llen, K. Pure Appl. Chem. 1986, 58, 177.
(34) Holy, N. L. Chem Rev. 1974, 74, 243.
(35) Walsh, T. D. J . Am. Chem. Soc. 1987, 109, 1511.
(36) Disproportionation has been shown to be dependent on the
counterion. See: J ensen, B. S.; Parker, V. D. J . Am. Chem. Soc. 1974,
97, 5211. See also ref 19.
(40) Stewart, J . J . P. MOPAC 93, Fujitsu Limited, Tokyo, J apan,
1993. Available from Quantum Chemistry Program Exchange, Uni-
versity of Indiana, Bloomington, IN.
(41) A detailed account of pros and cons is provided by: Clark, T. A
Handbook of Computational Chemistry; Wiley Interscience: New York,
1985; Chapter 4. MNDO overestimates C-Li bond covalency and its
energy. See: Schleyer, P. v. R. Pure Appl. Chem. 1983, 55, 355. Li-H
interactions are overestimated by MNDO. See: Kauffmann, E.; Ragha-
vachari, K.; Reed, A.; Schleyer, P. v. R. Organometallics 1988, 7, 1597.
Streitweiser has stressed the inadequacy of MNDO to deal with
dilithioacetaldoxime derivatives. See: Glaser, R.; Streitweiser, A. J .
Org. Chem. 1989, 54, 5491.