Lewis Acid-Nucleophile-Based Asymmetric Catalysis
A R T I C L E S
Lewis base in concert could also lead to a self-quenching
reaction, but when the right pair is combined, for example a
hard metal ion with a soft base (using Pearson’s terminology),
reaction rates may increase significantly.7 The most important
precedent for this is found in the work of Aggarwal on catalysis
of the Baylis-Hillman reaction through the use of an achiral
Lewis base, such as dabco, together with a lanthanide metal
triflate salt, to yield the desired products with enhanced rates.8
efficient bifunctional system for the asymmetric synthesis of
â-lactams.
Results and Discussion
Metal Screening. A while ago we discovered that ben-
zoylquinine (BQ), in the presence of a stoichiometric base, could
catalyze the formation of â-lactams with high enantioselectivity
and moderate to good chemical yields, employing acid chlorides
as ketene precursors or “equivalents” and R-imino esters as
reaction partners. The mechanistic hypothesis we favor for
â-lactam cycloaddition reactions involves the formation of
zwitterionic enolates that add to the imino ester nucleophilically
to form reactive intermediates leading to the desired â-lactam
products (eq 1).17 Much of the remaining mass balance of the
reaction is attributable to polymerized acid chloride and imino
ester. It occurred to us that an additional mode of activation
may enhance chemical yields; for example, if a Lewis acid
cocatalyst were also present in the reaction to activate the imino
ester further, an enhancement in the yield of desired products
by alteration of the reaction manifold could be expected.
Background. The use of “rationally designed” bifunctional
Lewis acid/Lewis base systems in asymmetric catalysis has only
recently come of age. This new methodology can be divided
into two main classes: two-component systems, in which Lewis
acids and Lewis bases work in tandem; and homogeneous
bifunctional catalysts. However, there are relatively few ex-
amples of the combination of achiral Lewis acids and chiral
Lewis bases. Of note, Shi has reported an efficient aza-Baylis-
Hillman reaction in which Ti(Oi-Pr)4 is used to catalyze imine
formation while a cinchona alkaloid derivative attacks the enone
substrate.9 Similarly, a chiral Lewis acid and an achiral Lewis
base can be utilized for the cyanosilylation of aldehydes,10 as
Chen et al. have shown. In this case the authors employed an
achiral N-oxide in conjunction with a chiral titanium complex
to achieve catalysis. Similarly, Yamamoto has successfully
applied a tandem Lewis acid/Lewis base system to both the
Sakurai-Hosomi allylation and the Mukaiyama aldol reaction.11
His system involves the use of a chiral Ag-phosphine complex
and a catalytic amount of fluoride ion. On the other hand, use
of chiral Lewis acids in tandem with chiral Lewis bases has
been relatively unexplored in organic synthesis.
Bifunctional catalysts, ones that contain both Lewis acidic
and basic sites, can play two possible roles. They can either
activate both reagents and substrates or one reactive center can
bind the substrate while another center performs the transforma-
tion. Shibasaki has designed a series of bifunctional catalysts
that incorporate Lewis basic sites onto a binol template.12 His
catalyst system has been applied to asymmetric hydrophospho-
nylation, as well as the cyanosilylation of aldehydes and related
Michael reactions. Baeza et al. have designed a similar system
for the cyanophosphorylation of aldehydes.13 Hoveyda has
employed a small peptide with a Lewis acidic site for imine
chelation to effect an asymmetric Strecker reaction.14 Kozlow-
ski’s dialkylzinc addition to keto esters utilizes a titanium-
salen complex containing nucleophilic appendages to effect the
transformation.15 Additionally, Annunziata et al.16 have reported
a related bifunctional system in which a Lewis acid and
nucleophile act in sequential reactions but not in tandem. These
examples offered us some background for the design of an
We drew upon our extensive experience with the activation
of R-imino esters by chiral Lewis acids for guidance. Our
previous work in this area detailed the catalytic, asymmetric
alkylation of R-imino esters and N,O-acetals with enol silanes,
silyl ketene acetals, alkenes, and allylsilanes to form a wide
variety of R- and â-amino acid derivatives in high chemical
yield, high anti-diastereoselectivity, and uniformly high enan-
tioselectivity using chiral late transition metal bis(phosphine)
complexes as catalysts (Scheme 2).18
Our catalyst of choice, easily prepared from Cu(I) salts and
(R)- or (S)-tol-binap, has also been exploited by other groups,
demonstrating the wide scope, flexibility, and utility of this chiral
Lewis acid system.19 We began our studies by adding sub-
stoichiometric amounts of metal cocatalysts. We chose the late
transition metal based salts and complexes that worked well in
our Lewis acid-catalyzed imino ester chemistry, including
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