SCHEME 1. Proposed Mechanism of the Ugi Four
Component Coupling Reaction
Catalysis of Ugi Four Component Coupling
Reactions by Rare Earth Metal Triflates
Babajide O. Okandeji, Jonathan R. Gordon, and
Jason K. Sello*
Department of Chemistry, Brown UniVersity, 324 Brook
Street, ProVidence, Rhode Island 02912
ReceiVed April 07, 2008
In recent years, there has been much interest in catalysis of
isocyanide-based multicomponent reactions.3,4 Because the Ugi
4CC reaction is generally high yielding (especially in protic
solvents like methanol and trifluoroethanol), there has been little
interest in catalysis of the Ugi four component reaction. Catalysts
for the Ugi 4CC reaction would be valuable in cases where
substrates have limited reactivity (e.g., aromatic aldehydes and
ketones). Moreover, catalysis is likely to provide the general
and much needed strategy that enables asymmetric Ugi 4CC
reactions.5 To the best of our knowledge, there are only two
catalysts reported to be useful in Ugi 4CC reactions.6 First, there
are a few examples in which stoichiometric quantities of ZnCl2
are used to both activate and rigidify chiral imines for asym-
metric additions of isocyanides.6a–c Second, Ciufolini and co-
workers reported that TiCl4 is a particularly effective Lewis acid
catalyst at 5 mol % for Ugi five center-four component reactions
of R-amino acids, aromatic aldehydes, isocyanides, and
methanol.6d They hypothesized that TiCl4 enhances these
reactions by activating the aldehydes for imine formation.
The multistep mechanism of the Ugi 4CC reaction makes it
an intriguing and challenging subject for catalysis. Of particular
interest is catalytic activation of the reaction’s imine intermediate
for the addition of the isocyanide. In situ Brønsted acid catalysis
via protonation of the imine by the carboxylic acid substrate is
believed to facilitate the addition of the isocyanide in the Ugi
4CC reaction.2 A Lewis acid catalyst could activate the imine
intermediate in a similar way. Further, a chiral catalyst that
activates the imine for isocyanide addition could also provide
stereocontrol over this stereogenic step of the Ugi 4CC reaction.
In an effort to identify catalysts that could activate the imine
intermediate of the Ugi 4CC reaction, we turned our attention
to the Lewis-acidic rare earth metals. Rare earth metal triflates,
like scandium and ytterbium triflate, are known to catalyze
reactions of imines, including allylations, aza Diels-Alder
reactions, cyanations, imino-aldol reactions and three-component
Substoichiometric quantities of scandium and ytterbium
triflate increase the yield of Ugi four component coupling
reactions of aromatic aldehydes 2- to 7-fold. These rare earth
metal triflates enhance the reaction yields primarily via
activation of the imine intermediate of this multicomponent
reaction.
From a mechanistic perspective, multicomponent reactions
are among the most peculiar in organic chemistry. In these
reactions, more than two reactants condense with retention of
most of their atoms to yield a defined product.1 In the most
preparatively useful multicomponent reactions, a sequence of
reversible steps is concluded by an enthalpically driven and
irreversible product-forming step.2 Beyond their mechanistic
interest, multicomponent reactions are extensively used in total
synthesis, drug discovery, and bioconjugation.3
One of the best known multicomponent reactions is the Ugi
four component coupling (4CC) reaction (Scheme 1).2 The
substrates for this reaction are an isocyanide, an amine, a
carboxylic acid, and either an aldehyde or a ketone. In this
reaction, these substrates spontaneously condense to yield an
R-acylamino carboxamide. The generally accepted mechanism
of the Ugi 4CC reaction involves four elementary steps, the
last of which is irreversible.2 In the first step, the carbonyl
compound condenses with an amine to form an imine. Next,
the isocyanide adds to the imine to yield a nitrilium ion. Then,
a reactive O-acylimidate is formed via the R-addition of the
carboxylate anion to the nitrilium ion. The fourth and final step
is the O- to N-acyl transfer (Mumm rearrangement) to yield
the R-acylamino carboxamide product.
(4) (a) Denmark, S. E.; Fan, Y. J. Am. Chem. Soc. 2003, 125, 7825. (b)
Andreana, P. R.; Liu, C.; Schreiber, S. L. Org. Lett. 2004, 6, 4231. (c) Henkel,
B.; Beck, B.; Westner, B.; Mejat, B.; Do¨mling, A. Tetrahedron Lett. 2003, 44,
8947. (d) Wang, S.-X.; Wang, M.-X.; Wang, D.-X.; Zhu, J. Angew.Chem., Int.
Ed. 2008, 47, 388–391.
(5) Ramo´n, D. J.; Yus, M. Angew. Chem., Intl. Ed. 2005, 44, 1602.
(6) (a) Kunz, H.; Pfrengle, W. J. Am. Chem. Soc. 1988, 110, 651–652. (b)
Oertel, K.; Zech, G.; Kunz, H. Angew. Chem., Int. Ed. 2000, 39, 1431–4333.
(c) Ross, G. F.; Herdtweck, E.; Ugi, I. Tetrahedron 2002, 58, 6127–6133. (d)
Godet, T.; Bonvin, Y.; Vincent, G.; Merle, D.; Thozet, A.; Ciufolini, M. A.
Org. Lett. 2004, 6, 3281.
(1) Zhu, J., Bienayme, H. Multicomponent Reactions; Verlag GmbH & Co.
KGaA: Weinheim, 2005.
(2) Do¨mling, A. Angew. Chem., Intl. Ed. 2000, 39, 3168–3210.
(3) Do¨mling, A. Chem. ReV. 2006, 106, 17–89.
10.1021/jo800745a CCC: $40.75
Published on Web 06/21/2008
2008 American Chemical Society
J. Org. Chem. 2008, 73, 5595–5597 5595