Zhiyong Jiang et al.
FULL PAPERS
elution with hexane:ethyl acetate=10/1 to 4/1 to provide
products 4a–k.
Reactions were conveniently performed in capped round-
bottom flasks without special precautions. Catalyst can be
recovered from the column using MeOH:CH2Cl2 (1:4) and
reused without lost of ee.
3.37–3.22 (m, 1H), 2.49 (dd, J=18.5, 7.3 Hz, 1H), 2.37–2.12
(m, 3H), 1.96 (dd, J=18.5, 11.5 Hz, 1H), 1.73–1.63 (m, 1H);
13C NMR (75 MHz, CDCl3): d=217.1, 195.0, 194.8, 136.6,
136.5, 134.0 (two peaks), 129.2, 128.9, 63.2, 43.5, 38.4, 37.9,
28.3; IR (film): n=3019, 1740, 1697, 1217 cmÀ1; LR-MS
(ESI): m/z=305.1172 (MÀH); HR-MS (ESI): m/z=
305.3472 (MÀH), calcd. for C20H17O3: 305.3475. The ee was
determined by HPLC analyses of the Michael adduct.
CHIRALPAK AD-H (4.6 mm i.d.250 mm); hexane/2-
propanol 90/10; flow rate: 1.0 mLminÀ1; 258C; 254 nm; re-
tention time: 22.0 min (minor), 24.5 min (major).
(R)-(+)-Dimethyl 2-(3-oxocyclopentyl)malonate (4a):
Colorless oil; yield: 94% (Et3N as solvent); 91% ee (Et3N as
1
solvent); [a]2D6: +132.8 (c 0.5, CHCl3); H NMR (300 MHz,
CDCl3): d=3.70 (s, 3H), 3.67 (s, 3H), 3.33 (d, J=9.2 Hz),
2.87–2.72 (m, 1H), 2.43 (dd, J=18.1, 8.0 Hz, 1H), 2.33–2.03
(m, 3H), 1.94 (dd, J=18.1, 10.8 Hz, 2H), 1.62–1.51 (m, 1H);
13C NMR (75 MHz, CDCl3): d=216.7, 168.4, 168.3, 55.9,
52.4, 42.7, 38.0, 36.2, 27.3; LRMS (ESI) m/z 231.9 (M+
General Procedure for the Michael Addition of 1,3-
Dicarbonyl Compounds (3a, e–f, h and k–n) to N-
Alkylmaleimides 5a–d Catalyzed by Bicyclic
Guanidine 1
+
NH4 ); HR-MS (ESI): m/z=213.0762 (MÀH), calcd. for
C10H13O5: 213.0763; The ee was determined by HPLC analy-
ses after conversion to the ethylene ketal.[23] CHIRALCEL
OD-H (4.6 mm i.d.250 mm); hexane/2-propanol=97/3;
flow rate: 0.5 mLminÀ1; 258C; 210 nm; retention time:
24.6 min (major) and 25.9 min (minor).
Et3N (0.2 mL) was added to 1,3-dicarbonyl compounds (3a,
e–f, h and k–n) (0.06 mmol) and catalyst 1 (2.24 mg,
0.01 mmol). After cooling the mixture at À508C for about
30 min, the N-alkylmaleimide 5a–d (0.05 mmol) was added.
The reaction mixture was monitored by TLC and upon com-
plete consumption of 5a–d, the solvent was removed under
vacuum. The crude product was directly loaded onto a short
silica gel column, followed by gradient elution with hex-
(R)-Ethyl 3-oxo-2-(3-oxocyclopentyl)-3-phenylpropanoate
(4e): Colorless oil; yield: 98% (Et3N as solvent); 1:1 mixture
of diastereomers. 90% and 93% ee (Et3N as solvent);
1H NMR (300 MHz, CDCl3): d=8.04–7.99 (m, 4H), 7.62–
7.58 (m, 2H), 7.52–7.46 (m, 4H), 4.29 (d, J=6.3 Hz, 1H),
4.26 (d, J=6.6 Hz, 1H), 4.20–4.10 (m, 4H), 3.15–3.06 (m,
2H), 2.58–2.50 (m, 2H), 2.38–2.04 (m, 7H), 1.86–1.71 (m,
2H), 1.54–1.42 (m, 1H), 1.20–1.14 (m, 6H); 13C NMR
(75 MHz, CDCl3): d=217.3, 193.6, 193.4, 168.5, 168.4, 136.3,
136.1, 133.8, 128.8, 128.6, 61.7 (two peaks), 59.4, 59.1, 43.3,
42.8, 38.3, 38.1, 36.6, 36.4, 28.0, 27.4, 14.0; LR-MS (EI):
m/z=274.1 (M+); HR-MS (EI): m/z=274.1207 (M+), calcd.
for C16H18O4: 274.1205. The ee was determined by HPLC
analyses of the Michael adduct. Double columns, CHIRAL-
PAK (AD-H)-(AD-H) (4.6 mm i.d.250 mm); hexane/2-
propanol 80/20; flow rate: 0.5 mLminÀ1; 258C; 254 nm; re-
tention time: 28.3 min (minor) and 45.3 min (major), 90%
ee; 32.7 min (minor) and 33.6 min (major), 93% ee.
AHCTREUNG
nylpropanoate (6c): Colorless oil; yield: 93%; 1:1 mixture of
diastereomers. 93% ee; 1H NMR (300 MHz, CDCl3): d=
7.97–7.88 (m, 2H), 7.63–7.41 (m, 3H), 5.11–4.86 (m, 1H),
4.20–4.08 (m, 2H), 3.49–3.28 (m, 1H), 2.99–2.81 (m, 5H),
1.16–1.09 (m, 3H); 13C NMR (75 MHz, CDCl3): d=193.8,
193.1, 177.8, 177.6, 176.1, 176.0, 167.9, 167.7, 135.6, 135.4,
134.0, 133.9, 128.8, 128.6 (two peaks), 128.4, 62.1, 61.9, 53.3,
51.9, 39.6, 39.4, 32.4, 32.1, 24.8, 13.7 (two peaks); IR (film):
n=2982, 2940, 1734, 1701, 1439, 1387, 1284, 1122 cmÀ1; LR-
MS (ESI): m/z=302.3 (MÀ); HR-MS (ESI): m/z=326.0999
(M+Na+), calcd. for C16H17NO5Na: 326.0999. The ee was
determined by HPLC analyses of the Michael adduct.
CHIRALPAK IA (4.6 mm i.d.250 mm); hexane/2-propa-
nol 85/15; flow rate: 1.0 mLminÀ1; 258C; 254 nm; retention
time: 11.3 min (major), 18.9 min (minor); 13.9 min (minor),
43.5 min (major).
(R)-Ethyl 3-(4-nitrophenyl)-3-oxo-2-(3-oxocyclopentyl)-
propanoate (4j): Colorless oil; yield: 91% (toluene as sol-
vent); 1:1 mixture of diastereomers. 93% and 94% ee (tolu-
1
ene as solvent); H NMR (300 MHz, CDCl3): d=8.36–8.32
(m, 4H), 8.20–8.15 (m, 4H), 4.26 (dd, J=9.4, 7.7 Hz, 2H),
4.21–4.12 (m, 4H), 3.16–3.05 (m, 2H), 2.56 (dd, J=18.1,
7.7 Hz, 2H), 2.41–2.20 (m, 6H), 2.09 (dd, J=18.8, 11.2 Hz,
1H), 1.87–1.71 (m, 2H), 1.51 (m, 1H), 1.21–1.15 (m, 6H);
13C NMR (75 MHz, CDCl3): d =216.7, 216.6, 192.2, 192.0,
167.8, 167.7, 150.6, 140.5, 140.3, 129.6, 124.1, 62.2, 62.1, 60.1,
59.8, 43.3, 42.5, 38.2, 38.0, 36.3, 36.1, 28.0, 27.2, 14.0 (two
peaks); IR (film): n=1735, 1688, 1648, 1528, 1405, 1351,
1153, 999 cmÀ1; LR-MS (EI): m/z=318.9 (M+); HR-MS
(EI): m/z=319.1062 (M+), calcd. for C16H17NO6: 319.1056.
The ee was determined by HPLC analyses of the Michael
adduct. CHIRALPAK AD-H (4.6 mm i.d.250 mm);
hexane/2-propanol 90/10; flow rate: 1.0 mLminÀ1; 258C;
254 nm; retention time: 21.6 min (minor), 23.6 min (major),
93% ee; 32.6 min (major), 36.5 min (minor), 94% ee.
Ethyl 1-[(S)-1-ethyl-2,5-dioxopyrrolidin-3-yl]-2-oxocyclo-
pentanecarboxylate (6k): Colorless oil; yield: 80%; 1:1 mix-
ture of diastereomers. 90% ee and 83% ee; 1H NMR
(300 MHz, CDCl3): d=4.24–4.04 (m, 2H), 3.55–3.32 (m,
3H), 2.91–1.96 (m, 8H), 1.28–1.07 (m, 6H); 13C NMR
(75 MHz, CDCl3): d=213.6, 212.6, 177.2, 176.9, 175.6, 175.3,
169.9, 169.7, 62.1, 62.0, 60.8, 60.67, 43.3, 42.0, 37.9, 37.8, 33.7,
32.7, 32.5, 31.9, 31.8, 19.6, 19.2, 14.0, 13.9, 12.7; IR (film):
n=2978, 1751, 1720, 1699, 1445, 1406, 1350, 1227 cmÀ1; LR-
MS (EI): m/z=281.1 (M+); HR-MS (FAB): m/z=281.1272
(M+), calcd. for C14H19NO5: 281.1263. The ee was deter-
mined by HPLC analyses of the Michael adduct. CHIRAL-
PAK IA (4.6 mm i.d.250 mm); hexane/2-propanol 92/08;
flow rate: 0.8 mLminÀ1; 258C; 210 nm; retention time:
13.9 min (minor), 16.4 min (major), 90% ee; 18.5 min
(major), 22.2 min (minor), 83% ee.
(R)-(+)-3-(1,3-Dioxo-1,3-diphenylpropan-2-yl)cyclopenta-
none (4k): Colorless oil; yield: 99% (Et3N as solvent), 91%
ee (toluene as solvent); [a]2D6: +47.1 (c 0.24, CHCl3);
1H NMR (300 MHz, CDCl3): d = 8.03–7.95 (m, 4H), 7.61–
7.56 (m, 2H), 7.49–7.41 (m, 4H), 5.19 (d, J=9.4 Hz, 1H),
2350
ꢁ 2008 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim
Adv. Synth. Catal. 2008, 350, 2345 – 2351