Published on Web 07/01/2009
Predictable and Regioselective Insertion of Internal
Unsymmetrical Alkynes in Rhodium-Catalyzed Cycloadditions
with Alkenyl Isocyanates
Rebecca Keller Friedman and Tomislav Rovis*
Department of Chemistry, Colorado State UniVersity, Fort Collins, Colorado 80523
Received May 13, 2009; E-mail: rovis@lamar.colostate.edu
Abstract: A regioselective, rhodium-catalyzed cycloaddition between a variety of internal, unsymmetrical
alkynes is described. We document the impact of both steric and electronic properties of the alkyne on
reaction course, efficiency, and enantioselectivity. The substituent that better stabilizes a positive charge
or the larger group, all else being equal, inserts distal to the carbonyl moiety in a predictable and controllable
fashion. The reaction scope is broad and the enantioselectivities are high, providing an “instruction manual”
for substrate choice when utilizing this reaction as a synthetic tool.
Introduction
bination with a phosphine, gives rise to the formation of lactam
and vinylogous amide products dependent on the nature of the
Transition-metal catalyzed cycloadditions provide an efficient
route to complex carbocyclic and heterocyclic compounds.1 In
particular, reactions involving three π-components, such as
[2+2+2] cycloadditions, allow for access to many complex
molecules. The use of isocyanates as one π-component allows
for introduction of nitrogen functionality into the cycloadducts.2
The pioneering work of Yamazaki,3 Hoberg4 and Vollhardt5
on alkyne/isocyanate cycloadditions to form pyridones has
recently been furthered by Itoh6 and Louie.7 Asymmetric
pyridone-forming cycloadditions have appeared from the labo-
ratories of Tanaka.8
Building on these key precedents, all of which report
cycloadditions involving two alkynes as π components, we have
recently described the asymmetric, rhodium-catalyzed cycload-
dition between an isocyanate, tethered alkene and an exogenous
alkyne.9 Initial studies9a revealed that a catalyst formed from
rhodium bis(ethylene) chloride dimer [Rh(C2H4)2Cl]2, in com-
symmetrical alkyne. Further development9b led to the discovery
of successful reaction conditions employing TADDOL-phos-
phoramidite ligands (L1-L3, Figure 1), which allow the
reaction to proceed asymmetrically with terminal alkynes. We
have also shown that 1,1-disubstitution on the alkene is tolerated
in the reaction.9c The nature of the terminal alkyne (aryl or alkyl)
controls the product selectivity. Aryl groups and larger substitu-
tions tend to favor vinylogous amide product (4), while alkyl
and smaller substituents produce the lactam (3) as the major
product with the TADDOL-based ligands (L1-L3). We have
shown that a carbodiimide may be used in place of the
isocyanate, leading to a profound influence on product selectivity
due to their inherent steric bulk.9d More recently,9e we have
reported an inversion in product selectivity with the use of a
BINOL- or biphenol-phosphoramidite ligand (L4, L5 in Figure
1) and aliphatic alkynes. The ability to predict product selectivity
through alteration of the ligand allows for greater control within
the reaction. Lastly, we have gained an insight into the
coordination geometry of the active catalyst in the reaction of
diarylalkynes and alkenyl isocyanates finding that excess alkyne
substrate acts as a sixth ligand on octahedral Rh(III).9f Exploiting
this sixth ligand effect has allowed us to manipulate enantiose-
lectivities with the use of a nonparticipating additive.
These investigations greatly aid our understanding of this
reaction, and have provided an arsenal of reaction conditions
with which to tune new applications of this strategy. However,
all the above studies focused on internal symmetrical alkynes
or terminal alkynes, the latter having a large inherent difference
in both steric bulk and electronic contributions across the π
system. The use of internal, unsymmetrical alkynes in this
chemistry has the potential to introduce additional substituents,
complicated by potential problems of poor regiocontrol. In this
respect, our prior work indicating that there are elements of both
sterics and electronics influencing efficiency and selectivity was
especially worrisome. We envisioned that there may be internal,
unsymmetrical alkynes bearing contrasting substituent effects:
small, electron-withdrawing groups or large, electron-releasing
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Tanaka, K.; Takahashi, Y.; Suda, T.; Hirano, M. Synlett 2008, 1724.
(9) (a) Yu, R. T.; Rovis, T. J. Am. Chem. Soc. 2006, 128, 2782. (b) Yu,
R. T.; Rovis, T. J. Am. Chem. Soc. 2006, 128, 12370. (c) Lee, E. E.;
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Chem. Soc. 2008, 130, 3262. (e) Yu, R. T.; Lee, E. E.; Malik, G.;
Rovis, T. Angew. Chem., Int. Ed. 2009, 48, 2379. (f) Oinen, M. E.;
Yu, R. T.; Rovis, T. Manuscript submitted. (g) Oberg, K. M.; Lee,
E. E.; Rovis, T. Tetrahedron 2009, 65, 5056.
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10.1021/ja903899c CCC: $40.75 2009 American Chemical Society
J. AM. CHEM. SOC. 2009, 131, 10775–10782 10775