4H-1,3-oxazine 2a was unexpectedly generated as the major
product in moderate yield with good enantioselectivity
(71% ee), whereas the yield and selectivity of anticipated keto
amide 3a were low. The use of a Lewis base catalyst is
indispensable for the reaction, since no product was obtained
in the absence of a catalyst. The quenching method was
important; employing saturated aq. NaHCO3 instead of water
lowered the yield of 2a. Changing the solvent to propionitrile
also had a detrimental effect. Next, chiral Lewis bases other
than BINAPO were tested for the reaction of 1a (Fig. 1).
Although (R,R)-DIOPO significantly improved the yield,
the selectivity was disappointing. (S)-SEGPHOSO also
enhanced the yield of 2a, but with moderate enantioselectivity.
Other types of phosphine oxides, (S)-PhanePhosO and
(S,S)-DIOPO, could not improve both the activity and
selectivity as well. With a chiral bisquinoline N,N0-dioxide,
(R)-BQNO, the enantioselectivity for 2a decreased, but
that for 3a increased, and reduction of BQNO with
trichlorosilane was observed. Finally, the use of three
equivalents of trichlorosilane with BINAPO catalyst and an
extended reaction time proved to be the optimal conditions
(Table 1, entry 2).
the N-acyl imine generated via equilibration of enamide 1.7
This mechanistic picture may explain the difference of the
enantioselectivities between 2 and 3. Further investigations are
needed to clarify the detailed mechanism.
The synthetic utility of optically active 4H-1,3-oxazines 2
was preliminarily investigated. Treatment of 2e (81% ee) with
hydrobromic acid in ethanol gave b-amino ketone 3e (eqn (1)).
Pd/C-catalyzed hydrogenation of 2e caused cleavage of the
C–O bond of the oxazine to give saturated amide 4e
(eqn (2)).10 On the other hand, oxidation of 2e by bromine
and subsequent treatment with silica gel generated 4,5-dihydro-
oxazole 5e (eqn (3)).11 All these transformations proceeded
without losing optical purity. The absolute configuration of 2e
was R, which was determined by transforming hydrogenated
product 4e into the known primary amine, (R)-4-phenylbutan-
2-amine.9
In summary, we are the first to demonstrate that chiral
Lewis bases catalyze the enantioselective reductive cyclization
of N-acylated b-amino enones with trichlorosilane to afford
optically active 4H-1,3-oxazines. In this reaction, trichloro-
silane acts not only as a reductant, but also as a dehydrating
agent. 4H-1,3-Oxazines can be converted via a variety of
conditions to other chiral compounds without racemization.
Further investigations to elucidate the reaction mechanism,
synthetic utility and biological activity of chiral 4H-1,3-
oxazines are currently in progress.
Under the conditions using (S)-BINAPO and trichlorosilane
(3 equiv.), the reactions of N-benzoyl enones 1b (R1 = iPr) and
1c (R1 = Ph) proceeded smoothly to give products 2b and 2c
in good yields, and moderate enantioselectivities, respectively
(Table 1, entries 3 and 4). On the other hand, an electron-
donating R2 group enhanced the formation rate of 4H-1,3-
oxazines, as well as the enantioselectivity (entries 5 vs. 6). The
coordination of the amide carbonyl to trichlorosilane may
play an important role for both the rate- and enantio-
determining steps. The reaction of enone 1f, which has
a similar electron-donating N-acetyl group, also rapidly
afforded oxazine 2f and keto amide 3f, albeit with low
selectivities (Table 1, entry 7). However, oxazine 2f was
unstable and readily hydrolyzed to 3f during the workup.8
In almost all cases, the ee of 2 differed from that of 3. Even
the absolute configurations differed in many cases.9 These
observations imply that 2 is not generated from 3 via a simple
dehydration (or formation of 3 from 2 via hydrolysis). It is
plausible that 4H-1,3-oxazine 2 is generated via the conjugate
reduction of N-acylated b-amino enone 1, followed by cycliza-
tion of the resulting enolate and elimination of HOSiCl3,
whereas keto amide 3 originates from the 1,2-reduction of
This work partially supported by a Grant-in-Aid of
Scientific Research from the Ministry of Education, Culture,
Sports, Science and Technology of Japan.
Notes and references
1 (a) M. Sainsbury, in Comprehensive Heterocyclic Chemistry, ed.
A. R. Katritzky and C. W. Rees, Pergamon Press, Oxford, ch. 2.27,
1984; (b) M. Sainsbury, in Comprehensive Heterocyclic Chemistry
II, ed. A. R. Katritzky, C. W. Rees and E. F. V. Scriven,
Pergamon, Oxford, ch. 6.05, 1996; (c) A. S. Fisyuk and
M. A. Vorontsova, Chem. Heterocycl. Compd., 1998, 34, 629–645.
2 Z. Eckstein and T. Urbansky, Adv. Heterocycl. Chem., 1978, 23, 1.
3 (a) M. Lora-Tamayo, R. Madronero, G. G. Munoz and
H. Leiprand, Chem. Ber., 1964, 97, 2234; (b) M. Lora-Tamayo,
R. Madronero and H. Leiprand, Chem. Ber., 1964, 97, 2244;
(c) C. Kashima, S. Imada and T. Nishio, Chem. Lett., 1978,
1391; (d) E. Ghera, R. Maurya and A. Hassner, Tetrahedron Lett.,
1989, 30, 4741.
4 (a) K. Burger, E. Huber, W. Schontag and R. Ottlinger, J. Chem.
¨
Soc., Chem. Commun., 1983, 945; (b) P. M. Scola and
S. M. Weinreb, J. Org. Chem., 1986, 51, 3248.
5 Kundig et al. have reported that optically active 4H-1,3-benzoxa-
¨
zines derived from chiral 2-(1-aminoalkyl)phenols serve as
effective chiral ligands for metal catalysts, see: (a) E. P. Kundig
¨
and P. Meier, Helv. Chim. Acta, 1999, 82, 1360;
(b) G. H. Bernardinelli, E. P. Kundig, P. Meier, A. Pfaltz,
¨
K. Radkowski, N. Zimmermann and M. Neuburger-Zehnder,
Helv. Chim. Acta, 2001, 84, 3233.
6 M. Sugiura, N. Sato, S. Kotani and M. Nakajima, Chem.
Commun., 2008, 4309.
7 Lewis base-catalyzed enantioselective reduction of b-amino
enoates with trichlorosilane to b-amino esters has been reported.
1,2-Reduction of imines generated in situ from b-amino enoates
has been postulated for the mechanism, see: (a) O. Onomura,
Y. Kouchi, F. Iwasaki and Y. Matsumura, Tetrahedron Lett.,
2006, 47, 3751; (b) A. V. Malkov, S. Stoncius, K. Vrankova
´
,
M. Arndt and P. Kocovsky, Chem.–Eur. J., 2008, 14, 8082;
´
(c) H.-J. Zheng, W.-B. Chen, Z.-J. Wu, J.-G. Deng, W.-Q. Lin,
W.-C. Yuan and X.-M. Zhang, Chem.–Eur. J., 2008, 14, 9864. For
a recent comprehensive review on Lewis base catalysis, see:
ꢀc
This journal is The Royal Society of Chemistry 2009
3586 | Chem. Commun., 2009, 3585–3587