achieved, the range of these reactions appeared restricted to
reactive dienes and maleimides bearing a bulky aromatic
N-substituent. Recently Tan and co-workers reported a
method for catalytic enantioselective Diels-Alder reaction
of maleimides with 3-hydroxy-2-pyrones promoted by an
amino alcohol-based organocatalyst.8
These earlier studies were carried out with only C2V-
symmetrical maleimides as dienophile. The objective of the
present work was the development of a general catalytic
asymmetric Diels-Alder reaction with both symmetrical and
unsymmetrical components. The previously proposed ster-
eochemical models4 via pretransition state assemblies analo-
gous to 4 (Figure 2) predicted that position selectivity,
enantioselectivity, and diastereoselectivity were likely.
The absolute stereochemistry of the product was determined
by comparison of optical rotation with the value reported
previously for a sample of known absolute configuration.10
The absolute stereochemistry of 6a is consistent with the
model shown in Figure 2. Enantiopurity could be improved
to >99% ee after a single recrystallization from hexanes/
EtOAc. Further studies established that the same reaction
promoted by the AlBr3-activated catalyst 311 provided endo-
product 6a with even higher selectivity (98% ee) than with
catalyst 2b (see Table 1, entry 2).
Encouraged by the preliminary results, we decided to study
the substrate scope of this reaction both in terms of
maleimide and diene. We first examined the viability of
various unsymmetrical maleimides with different steric and
electronic properties (Table 1). In general, 2-bromo-
substituted maleimides were found to be more reactive than
the corresponding 2-methyl-substituted analogs. Endo-
products were obtained exclusively in all cases with excellent
ee. This method is not limited to maleimides with bulky
N-aromatic substituent: Diels-Alder reaction of N-benzyl
and N-ethyl maleimides provided products with 93-99% ee
(entry 3, 5-6).
After demonstrating success with various maleimides and
cyclopentadiene as the diene, we turned our attention to other
dienes with the results summarized in Table 2. Reactions
with less reactive dienes such as cyclohexadiene or isoprene
provided the corresponding products 7 and 8 in high yield
and ee (entries 1-5), using in some of these cases higher
reaction temperatures or longer reaction times. Although the
product derived from isoprene and N-phenylmaleimide (8a)
was obtained with high ee (entry 5), the corresponding
reaction with N-benzylmaleimide (to form 8b) was only
moderately enantioselective, even with AlBr3-activated cata-
lyst 3 (entry 6 and 7). On the other hand, reactive dienes
such as 2-triisopropylsilyloxy-1,3-butadiene reacted ef-
ficiently with N-phenylmaleimide 5f in the presence of
20 mol % catalyst 3 to produce the Diels-Alder product 9a
in high yield and excellent ee (entry 8).
Figure 2. Expected pretransition state assembly for the Diels-Alder
reaction of maleimides.
Initial studies focused on a reaction between cyclopenta-
diene with 2-methyl-N-phenylmaleimide 5a in the presence
of 20 mol % catalyst 2b (Scheme 1).9 In a typical procedure,
Scheme 1. Asymmetric Diels-Alder Reaction of
2-Methyl-N-phenylmaleimide with Cyclopentadienea
Methylcyclopentadiene, obtained by thermal cracking of
the dimer as a 1:1 mixture of 1- and 2-methyl isomers, was
also used as diene for reaction with N-phenylmaleimide 5f
(10) Adams, D. J.; Blake, A. J.; Cooke, P. A.; Gill, C. D.; Simpkins,
N. S. Tetrahedron 2002, 58, 4603–4615. Also see Supporting Information.
(11) Typical experimental procedure: A 0.25 M solution of oxazaboro-
lidine 1 in toluene (0.5 mL; 0.125 mmol) was placed in a 10 mL oven- and
flame-dried Schlenk tube and the solvent was removed under reduced
pressure. Then 0.2 mL of abs. CH2Cl2 was added and the resulting clear
solution was cooled to -25 °C (dry ice/iso-propanol) under positive nitrogen
pressure. A solution of AlBr3 (0.1 mL of 1.0M in CH2Br2; 0.1 mmol) was
added, and the reaction mixture was stirred at -25 °C for 25 min. The
resulting green solution was cooled to -78 °C (dry ice/iso-propanol), and
a solution of maleimide 5a (94 mg; 0.5 mmol) in 0.4 mL abs. CH2Cl2 was
added. At this point, cyclopentadiene (0.21 mL; 2.5 mmol) was added down
the wall of the flask over a period of two hours and stirred at -78 °C. The
reaction was monitored by TLC and judged to be complete within 8 h.
Triethylamine (0.1 mL) was added to the reaction mixture followed Et2O
(2 mL), allowed to warm to ambient temperature and filtered through a
Celite pad. The filtrate was concentrated in vacuo and the residue purified
by silica gel column chromatography using hexanes/EtOAc (5:1 to 3:1) to
obtain, as a white crystalline solid, the desired product 6a (117 mg, 0.46
mmol, 92% yield; mp 124-125 °C). For further details about determination
of enantiomeric purity by HPLC-analysis, see Supporting Information.
a Values in parentheses correspond to the sample obtained after single
recrystallization.
slow addition of 5.0 equivalents of cyclopentadiene over two
hours to a solution of 2b and 5a in dichloromethane (final
concentration is 0.5 M with respect to 5a) at -78 °C and
further reaction at this temperature for 8 h afforded the endo-
product 6a in 92% yield as a single diastereomer in 93% ee.
(8) Soh, J. Y.-T.; Tan, C.-H. J. Am. Chem. Soc. 2009, 131, 6904–6905.
(9) Twenty mol percent catalyst was used typically for faster reaction.
It is possible to reduce the catalyst loading to 10 mol % without affecting
the reaction yield and enantioselectivity. However, in these cases reactions
must be carried out in more concentrated solution (1.0 M instead of 0.5
M).
Org. Lett., Vol. 12, No. 3, 2010
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