the catalytic processes in which gold is involved.5 In this
context, gold complexes with N-heterocyclic carbene
(NHC) ligands are gaining a great significance due to the
stability provided by the strong σ-donation and weaker
π-back-bonding ability of such ligands in comparison to
the more commonly used tertiary phosphines.6
Such a catalytic reaction constitutes nowadays the major
route for the construction of five-membered exocyclic
enol-lactones with complete atom economy. It is also
worthy of note that, although a plethora of transition-
metal catalysts including gold have been developed for this
synthetically useful transformation,16ꢀ18 efficient systems
able to operate in aqueous media are still rare.19
On the other hand, since the discoveries made by
Breslow and Grieco in the early 1980s on the positive
effect of water on the rate and endo/exo selectivity of
DielsꢀAlder reactions,7 the development of organic trans-
formations in aqueous media has become one of the major
cornerstones in modern chemistry.8 In addition, the use of
water as an alternative, available, safe, and cost-effective
solvent fullfills the principles of “Green Chemistry”,9
creating an answer to the growing concerns associated
with the environmental impact of chemical processes.10
Following this general trend, several Au-catalyzed reac-
tions conducted in aqueous media have been successfully
developed in recent years.1 However, concerning the use of
gold-NHC systems, studies in water have been scarce and
restricted to catalytic hydrations of alkynes11 and nitriles12
and MeyerꢀSchuster-type rearrangements.13
The route designed to synthesize the water-soluble Au-
(III)-NHC catalyst 3 is depicted in Scheme 1. First, the
novel zwitterionic imidazolium salt 2 was prepared by
reacting the known 2-(1H-imidazol-1-ylmethyl)pyridine
120 with 1,3-propane sultone.21 Then, sequential treatment
of 2 with Ag2O, [AuCl(SMe2)], and excess of PhICl2 led to
the clean formation of 3, via the corresponding Ag(I)- and
Au(I)-NHC intermediates.22 Complex 3, isolated as an air-
stable yellow solid in 63% yield, was characterized by
means of standard spectroscopic techniques as well as
elemental analysis. Inaddition, X-ray-quality crystals were
obtained by slow diffusion of toluene into a saturated
DMSO solution, allowing us to confirm unambiguously
the molecular structure of this new Au(III)-NHC deriva-
tive (see Supporting Information).
We wish therefore to describe herein that, despite the
high tendency of gold to promote the hydration of CtC
bonds,1ꢀ3,11,14 cycloisomerization reaction of γ-alkynoic
acids can be selectively performed in aqueous media in the
presence of a new water-soluble Au(III)-NHC complex.15
As expected, complex 3 readily dissolves in water at
room temperature. However, in this medium an equili-
brium is established between 3 and the zwitterionic deri-
vative 4, the latter resulting from the release of HCl and
concomitant coordination of the pyridyl unit to the gold
(6) For reviews on the catalytic uses of NHC-containing Au(I) and
Au(III) complexes, see: (a) Marion, N.; Nolan, S. P. Chem. Soc. Rev.
2008, 37, 1776–1782. (b) Nolan, S. P. Acc. Chem. Res. 2011, 44, 91–100.
(c) Gaillard, S.; Cazin, C. S. J.; Nolan, S. P. Acc. Chem. Res. 2012,
published ASAP ahead of print; DOI: 10.1021/ar200188f).
(16) Representative examples published by some of us: (a) Genin, E.;
^
Toullec, P. Y.; Antoniotti, S.; Brancour, C.; Genet, J.-P.; Michelet, V.
J. Am. Chem. Soc. 2006, 128, 3112–3113. (b) Genin, E.; Toullec, P. Y.;
^
Antoniotti, S.; Brancour, C.; Genet, J.-P.; Michelet, V. ARKIVOC 2007,
^
67–78. (c) Toullec, P. Y.; Genin, E.; Antoniotti, S.; Genet, J.-P.;
(7) (a) Rideout, D. C.; Breslow, R. J. Am. Chem. Soc. 1980, 102,
7816–7817. (b) Grieco, P. A.; Yoshida, K.; Garner, P. J. Org. Chem.
1983, 48, 3137–3139.
Michelet, V. Synlett 2008, 707–711. (d) Nea-tu, F.; Li, Z.; Richards, R.;
^
€
Toullec, P. Y.; Genet, J.-P.; Dumbuya, K.; Gottfried, J. M.; Steinruck,
^
H.-P.; Parvulescu, V. I.; Michelet, V. Chem.;Eur. J. 2008, 14, 9412–
€
(8) See, for example: (a) Organic Reactions in Water; Lindstrom,
^
^
9418. (e) Nea-tu, F.; Parvulescu, V. I.; Michelet, V.; Genet, J.-P.; Goguet,
U. M., Ed.; Blackwell Publishing: Oxford, 2007. (b) Li, C.-J.; Chan, T. H. In
Comprehensive Organic Reactions in Aqueous Media; Wiley-VCH:
Weinheim, 2007. (c) Genin, E.; Leseurre, L.; Michelet, V. In Geꢀnie des
Proceꢀdeꢀs Verts et Durables: Outils et Meꢀthodes; Dunod: Paris, 2010. (d) Li,
C.-J. Chem. Rev. 2005, 105, 3095–3166. (e) Shaughnessy, K. H. Chem.
Rev. 2009, 109, 643–710 and references therein.
(9) (a) Anastas, P. T.; Warner, J. C. In Green Chemistry: Theory and
Practice; Oxford University Press: Oxford, 1998. (b) Sheldon, R. A.; Arends,
I.; Hanefeld, U. Green Chemistry and Catalysis; Wiley-VCH: Weinheim,
2007.
A.; Hardacre, C. New J. Chem. 2009, 33, 102–106. (f) Nea-tu, F.;
Protes-escu, L.; Florea, M.; Parvulescu, V. I.; Teodorescu, C. M.;
^
Apostol, N.; Toullec, P. Y.; Michelet, V. Green Chem. 2010, 12, 2145–
2149.
(17) For other cycloisomerization reactions based on Au catalysts,
see: (a) Harkat, H.; Weibel, J.-M.; Pale, P. Tetrahedron Lett. 2006, 47,
6273–6276. (b) Marchal, E.; Uriac, P.; Legouin, B.; Toupet, L.; van de
ꢀ
Weghe, P. Tetrahedron 2007, 63, 9979–9990. (c) Harkat, H.; Dembele,
A. Y.; Weibel, J.-M.; Blanc, A.; Pale, P. Tetrahedron 2009, 65, 1871–
1879. (d) Sperger, C. A.; Fiksdahl, A. J. Org. Chem. 2010, 75, 4542–4553.
(18) For reviews on catalytic additions of carboxylic acids to alkynes,
see: (a) Alonso, F.; Beletskaya, I. P.; Yus, M. Chem. Rev. 2004, 104,
3079–3160. (b) Nakamura, I.; Yamamoto, Y. Chem. Rev. 2004, 104,
2127–2198. (c) Beller, M.; Seayad, J.; Tillack, A.; Jiao, H. Angew. Chem.,
(10) Kerton, F. M. In Alternative Solvents for Green Chemistry; RSC
Publishing: Cambridge, 2009.
(11) (a) Schneider, S. K.; Herrmann, W. A.; Herdtweck, E. Z. Anorg.
ꢀ
All. Chem. 2003, 629, 2363–2370. (b) de Fremont, P.; Singh, R.; Stevens,
ꢀ
~
E. D.; Petersen, J. L.; Nolan, S. P. Organometallics 2007, 26, 1376–1385.
Int. Ed. 2004, 43, 3368–3398. (d) Jimenez- Nunez, E.; Echavarren, A. M.
Chem. Commun. 2007, 333–346. (e) Bruneau, C.; Dixneuf, P. H. Acc.
Chem. Res. 1999, 32, 311–323.
ꢀ
(c) Marion, N.; Ramon, R. S.; Nolan, S. P. J. Am. Chem. Soc. 2009, 131,
ꢀ
ꢀ
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448–449. (d) Almassy, A.; Nagy, C. E.; Benyei, A. C.; Joo, F. Organo-
ꢀ
ꢀ
ꢀ
ꢀ ꢀ
metallics 2010, 29, 2484–2490. (e) Czegeni, C. E.; Papp, G.; Katho, A.;
Joo, F. J. Mol. Catal. A: Chem. 2011, 340, 1–8.
(19) Only two catalytic systems, involving Pt and Cu complexes,
active in aqueous media have been previously described: (a) Mindt,
ꢀ
ꢀ
(12) Ramon, R. S.; Marion, N.; Nolan, S. P. Chem.;Eur. J. 2009, 15,
8695–8697.
T. L.; Schibli, R. J. Org. Chem. 2007, 72, 10247–10250. (b) Aleman, J.;
del Solar, V.; Navarro-Ranninger, C. Chem. Commun. 2010, 46, 454–
456. (c) The presence of water was tolerated in ref 16c.
(20) Chiu, P. L.; Lai, C.-L.; Chang, C.-F.; Hu, C.-H.; Lee, H. M.
Organometallics 2005, 24, 6169–6178.
(21) Related zwitterionic imidazolium salts have been previously
synthesized following this route: Moore, L. R.; Cooks, S. M.; Anderson,
M. S.; Schanz, H.-J.; Griffin, S. T.; Rogers, R. D.; Kirk, M. C.;
Shaughnessy, K. H. Organometallics 2006, 25, 5151–5158.
(22) Trace amounts of HCl in the dichloromethane employed is
probably responsible for the protonation of the sulfonate group. In
addition, HCl may also be present in the iodobenzene dichloride
employed as oxidant, since it was synthesized by chlorination of
iodobenzene with NaClO2 in hydrochloric acid solution as described
in Zhao, X.-F.; Zhang, C. Synthesis 2007, 4, 551–557.
ꢀ
(13) (a) Ramon, R. S.; Marion, N.; Nolan, S. P. Tetrahedron 2009, 65,
1767–1773. (b) Ramon, R. S.; Gaillard, S.; Slawin, A. M. Z.; Porta, A.;
ꢀ
D’Alfonso, A.; Zanoni, G.; Nolan, S. P. Organometallics 2010, 29, 3665–
3668. (c) Merlini, V.; Gaillard, S.; Porta, A.; Zanoni, G.; Vidari, G.;
Nolan, S. P. Tetrahedron Lett. 2011, 52, 1124–1127.
(14) For leading references using Au(III) catalysts, see: (a) Casado,
R.; Contel, M.; Laguna, M.; Romero, P.; Sanz, S. J. Am. Chem. Soc.
2003, 125, 11925–11935. (b) Wang, W.; Xu, B.; Hammond, G. B. J. Org.
Chem. 2009, 74, 1640–1643.
(15) Competitive hydration of the substrates is probably the major
limitation when catalytic transformations of alkynes are performed in
water: (a) Chen, L.; Li, C.-J. Adv. Synth. Catal. 2006, 348, 1459–1484.
(b) Li, C.-J. Acc. Chem. Res. 2010, 43, 581–590.
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