Dynamic Kinetic Resolution of Secondary Diols
J . Org. Chem., Vol. 64, No. 14, 1999 5239
Sch em e 3. F or m a tion of Meso Com p ou n d by
ruthenium catalyst in combination with enzymatic acy-
lation resulted in full transformation of the diol to
enantiomerically pure diacetate. The yields and selectivi-
ties were consistently high, and in most cases ee’s were
>99%.
In tr a m olecu la r Acyl Tr a n sfer
Exp er im en ta l Section
Gen er a l Exp er im en ta l P r oced u r es. 1H and 13C NMR
spectra were recorded in CDCl3 at 400 and 100 MHz, respec-
tively. Solvents for extraction and chromatography were
technical grade and distilled. Column chromatography was
performed with Merck 60 silica gel. Analytical high-pressure
liquid chromatography (HPLC) was performed employing a
Daicel, Chiralcel OD-H column. Solvents for HPLC use were
spectrometricgrade. Flow parameters were isocratic at the
stated conditions: method (hexane/iPrOH, 0.5 mL/min). GLC
analyses were performed with the following columns: Rescom
SE54 and J W Cyclodex B.
76 and 77% yield, respectively, and, importantly, with
high diastereoselectivities (<2% meso). The pyridine
derivative 157e behaved similarly, and diacetate 16 was
isolated in 78% yield as a single enantiomer with no
detectable amount of the meso isomer (entry 9, Table 1).
The corresponding diol is a useful precursor for enantio-
merically pure tridentate diphosphine ligands.16 Amino-
diol 1717 gave a result comparable to that of heptanediol
6 in terms of both yield and diastereoselectivity, produc-
ing diacetate 18 in 64% yield with an R,R/meso ratio of
89:11 (entry 10, Table 1). We were not able to separate
these diastereomers, but an estimate of the enantiomeric
All reactions were carried out under dry argon atmosphere
in oven-dried (140 °C) glassware except for those reactions
utilizing water as a solvent, which were run in air. Novozym
435 (C. antarctica lipase B; 8200 U/g) was a generous gift from
Novo Nordisk A/S, Denmark. Substrate 4 was commercially
available and used without further purification. 2,5-Hexanediol
2 and 2,6-heptanediol 6 were prepared by NaBH4 reduction
of commercially available 2,5-hexanedione and 2,6-heptanedi-
one11 using standard techniques. Compounds 1,6 9,21 11,7e 13,7e
15,7e and 1717a were prepared following literature procedures.
Gen er a l P r oced u r e for th e Ru th en iu m - a n d En zym e-
Cou p led Resolu tion of Secon d a r y Diols. Catalyst [Ru2-
(CO)4(µ-H)(C4Ph4COHOCC4Ph4] (1) (22 mg, 0.02 mmol) and
Novozym 435 (30 mg) were placed in a long Schlenk flask, and
the atmosphere was changed to argon. Argon was bubbled
through a solution of R,R′-dihydroxy-1,3-diethylbenzene (11)
(83 mg, 0.5 mmol; dl/meso ∼50/50) and 4-chlorophenyl acetate
(0.26 g, 1.5 mmol) in toluene (1.0 mL), followed by transfer to
the ruthenium catalyst and enzyme. The reaction was stirred
under argon for 24 h at 70 °C. The reaction mixture was
filtered and separated on silica (pentane/Et2O 9:1) to yield R,R′-
diacetoxy-1,3-diethylbenzene (12) (95 mg, 76%). The NMR-
spectra were in agreement with the data previously reported
in the literature.7e Diacetate 12 (85 mg, 0.51 mmol) was
hydrolyzed by treatment with K2CO3 (207 mg, 1.5 mmol) in
methanol/water (4:1) for 16 h at room temperature. The
methanol was evaporated, and the aqueous phase was ex-
tracted with Et2O (4 × 20 mL). The combined organic phases
were washed with brine, dried over Na2SO4, and reduced in
vacuo. The residue was filtered through a short plug of Celite
(Et2O) to give diol 11 (56 mg, 99%).The ee and diastereomeric
ratio were determined by chiral HPLC analysis (hexane/iPrOH
9:1): ee >99%, R,R/meso 98/2, racemic/meso 11 was used as
reference.
1
excess was obtained by H NMR analysis of the diaster-
eomeric salt formed upon addition of (R)-MTPA.
In a previous report on the enzymatic resolution of
diols using C. antarctica lipase, it was shown that
considerable amounts of the meso-diacetate were formed
when diol 4 was employed as the substrate.7a The authors
proposed two possible reasons for its formation: (i) an
intramolecular acyl transfer from the (R)-acetate to the
(S)-alcohol in the monoacylated (R,S)-diol with subse-
quent enzyme-catalyzed acylation of the (R)-alcohol func-
tion released would give the meso-diacetate (Scheme 3);18
(ii) the selectivity of the enzyme may differ for the diol
and the monoacetylated product. Thus, if the acylation
of the (S)-alcohol group in the (R)-acetoxy monoacetate
of the (R,S)-diol is comparable in rate to the acylation of
the (R,R)-diol, this would lead to formation of the meso
compound.19,20
Our results support the first explanation since a clear
trend in diastereoselectivity can be seen on going from
pentanediol 2 to heptanediol 6. A highly favored six-
membered transition state for the pentanediol leads to
a large amount of meso compound, which decreases with
increased chain length. Further evidence in favor of the
intramolecular acyl-transfer mechanism is given by the
nonflexible aromatic substrates 11, 13, and 15, which all
give significantly lower amounts of the corresponding
meso-diacetates.
2,5-Dia cetoxyh exa n e (3). Following the general procedure,
but using 1.5 mL of toluene and running the reaction 48 h,
diol 2 gave diacetate 3 in 63% yield. The ee and diastereomeric
ratio were determined on 3 by chiral GC; ee >99%, R,R/meso
86/14. The NMR spectra were in agreement with the data
previously reported in the literature.1b
2,4-Dia cetoxyp en ta n e (5). Following the general proce-
dure, diol 4 gave diacetate 5 in 90% yield. The ee and
diastereomeric ratio were determined on 5 by chiral GC; ee
>99%, R,R/meso 38/62. The NMR spectra were in agreement
with the data previously reported in the literature.22
Con clu sion
We have demonstrated that an in situ isomerization
of a substrate diol, as a mixture of dl/meso, by a
2,6-Dia cetoxyh ep ta n e (7). Following the general proce-
dure, diol 6 gave diacetate 7 in 63% yield. H NMR, δ: 4.87
(m, 2H), 2.01 (s, 6H), 1.64-1.20 (m, 6H), 1.91 (d, J ) 6.2 Hz,
1
(16) Sablong, R.; Newton, C.; Dierkes, P.; Osborn, J . A. Tetrahedron
Lett. 1996, 37, 4933.
(17) (a) Dubois, L.; Fiaud, J .-C.; Kagan, H. B. Tetrahedron 1995,
51, 3803. (b) Zhang, H.-C.; Harris, B. D.; Costanzo, M. J .; Lawson, E.
C.; Maryanoff, C. A.; Maryanoff, B. E. J . Org. Chem. 1998, 63, 7964.
(18) Liu, K. K.-C.; Nozaki, K.; Wong, C.-H. Biocatalysis 1990, 3, 169.
(19) An observation where the rate of the first acylation of the slow
reacting S,S isomer of diol 4 is of the same magnitude as the second
acylation of the fast reacting R,R isomer in a lipase catalyzed kinetic
resolution has been reported: Guo, Z.-W.; Wu, S.-H.; Chen, C.-S.;
Girdaukas, G.; Sih, C. J . J . Am. Chem. Soc. 1990, 112, 4942.
(20) The (S,S)-4 isomer has been shown to be almost totally
unreactive toward acylation using lipase from C. antarctica; see ref
7a.
(21) Ba¨ckvall, J . E.; Bystro¨m, S. E.; Nordberg, R. E. J . Org. Chem.
1984, 49, 4619.
(22) Itoh, O.; Ichikawa, Y.; Katano, H.; Ichikawa, K. Bull. Chem.
Soc. J pn. 1976, 49, 1353.