Also, a survey in the literature showed us the lack of a
general and valid one-pot procedure using water as an acid
component in the Ugi reaction. A main reason can explain
the lack of such a reaction: the poor nucleophilicity of
water in attacking the nitrilium ion.
Indeed, even if the attack of water to the nitrilium ion is
considered possible and it is reported in both books and
papers,5 there is a paucity of such examples in the literature
and the reaction didnot appearof general use. Fora deeper
insight, this reaction always requires the presence of a
Lewis or Brønsted acid pointing out a different mechanism
of action. The most puzzling situation is in the first
example of an Ugi reaction in which a carboxylic acid
has been replaced with water, reported by Ugi himself, in
order to obtain the local anesthetic xylocaine (5) in an one-
pot process. To accomplish this reaction a strong excess of
hydrochloric acid was used6 (Scheme 1).
used.11 Very recently Sugimone et al., in order to bypass
the problem of the lack of reactivity of water in the Ugi
reaction, reported the use of an aminoborane to give the
desired R-aminoamides using secondary amines.12
Another way to overcome this problem was the use of an
acid such as trifluoroacetic acid. The corresponding amide
can then be easily hydrolyzed under basic conditions.13
Also, when symmetrical secondary diamines react with a
carbonyl compound, an isocyanide, and a carboxylic acid,
a novel competing reaction, named split-Ugi, occurs14
(Scheme 2). In this case, the second secondary amine
intercepts the imino-anhydride intermediate. Even in the
presence of 2 equiv of acid, a carbonyl group and isocya-
nide, and 1 equiv of the diamine, the intramolecular split-
Ugi reaction still competes and prevails over the classical
Ugi reaction being the major component of the mixture.
Scheme 2. Split-Ugi Reaction
Scheme 1. Ugi’s Synthesis of Xylocaine
Because of the limitations cited above, in this paper we
wish to present a novel strategy to synthesize, in an easy
and straightforward manner, symmetrical and unsymme-
trical bis-(β-aminoamides) suppressing the competing
split-Ugi reaction, and without using an excess of mineral
or Lewis acids and aminoboranes. In order to demon-
strate, once more, the poor nucleophilicity of water, at the
beginning, wecarried out a reactionbetween a symmetrical
secondary diamine (6), paraformaldehyde (3), water (7),
and pentyl isocyanide (8) in methanol both at room
temperature and at reflux. In both cases we were able to
recover only the aminal (9) (Scheme 1). The use of the
diamine as dichloridrate6a did not change the result of the
reaction as well as the use of phenylphosphonic acid (10) as
the catalyst.11b These results confirm once again the poor
nucleophilicity of water and its low propensity to attack
the nitrilium ion, opening up other reaction pathways. The
presence of a carboxylic acid is therefore necessary both to
hydrolyze the aminal and to give the iminoanhydride
intermediate. In this particular situation the imidate
should be attacked by the nucleophilic solvent of the
reaction (methanol) to release the desired compound.
Unfortunately, when 2 equiv of acetic acid (11), pentyl
isocyanide, and praraformaldeyde were used, the product
of the split-Ugi reaction (12) was always the major com-
ponent compared to the symmetrical bis-(β-aminoamide)
13 (Scheme 3).
The mechanism of the reaction can be rationalized by
the fact that the more nucleophilic chloride ion attacks the
nitrilium ion instead of water.7 At this point the unstable
chloroimidate is then converted into the desired amide by
reaction with water.8 Note the presence of a secondary
amine which directly gives an iminium ion, ruling out the
use of the acid to activate the imine.9,10
Other works in which water was the fourth component
of the Ugi reaction have been and are continuously
reported, but in all cases a Lewis or Brønsted acid is always
(4) See for example: (a) Katritzky, A.; Qi, M.; Feng, D. J. Org. Chem.
1998, 63, 6712–6714. (b) Tsukube, H.; Adachi, H.; Morosawa, S. J. Org.
Chem. 1991, 25, 7102–7108.
(5) (a) Isonitrile Chemistry; Ugi, I., Ed.; Academic Press: New York,
€
1971. (b) Ugi, I.; Werner, B.; Domling, A. Molecules 2003, 8, 53–66.
€
(6) (a) Ugi, I.; Steinbruckner, C. U.S. Patent 3247200, 1966. (b) Ugi,
I; Werner, B. The four-component reaction and other multicomponent
reactions of the isocyanides. In Methods and reagents for green chem-
istry; Tundo, P., Perosa, A., Zecchini, F., Eds.; John Wiley & Sons, Inc.:
Hoboken, NJ, 2007; pp 3À22.
(7) Edwards, J. O.; Pearson, R. G. J. Am. Chem. Soc. 1962, 84, 16–24.
(8) The formation of a chloroimidate intermediate has been reported.
See for example: (a) Yue, T.; Wang, M. X.; Wang, D. X.; Zhu, J. Angew.
Chem., Int. Ed. 2008, 47, 9454–9457. (b) Giustiniano, M.; Pirali, T.;
Massarotti, A.; Biletta, B.; Novellino, E.; Campiglia, P.; Sorba, G.;
Tron, G. C. Synthesis 2010, 23, 4107–4118.
(9) Paraformaldeyde reacts with diethylamine without the need of an
acid as catalyst; see: Bhat, A. R.; Bhat, A. I.; Athar, F.; Azam, A. Helv.
Chim. Acta 2009, 92, 1644–1656.
(10) The acid could also be important to hydrolize back the aminal.
(11) (a) McFarland, J. J. Org. Chem. 1963, 28, 2179–2181. For more
recent exemples, see: (b) Pan, C. S.; List, B. Angew. Chem., Int. Ed. 2008,
47, 3622–3625. (c) Ramazani, A.; Rezai, A.; Mahyari, A.; Rouhani, M.;
Khoobi, M.; Yaaghubi, E.; Shabrendi, H.; Vessally, E.; Azizkhani, V.;
Amini, I.; Lashgari, H.; Noohi, G.; Shaghaghi, Z.; Sadri, F. Synth.
Commun. 2001, 41, 1444–1454. (d) Shaabani, A.; Keshipour, S.;
Shaabani, S.; Mahyari, M. Tetrahedron Lett. 2012, 53, 1641–1644. (e)
(12) (a) Tanaka, Y.; Hasui, T.; Sugimone, M. Org. Lett. 2007, 9,
4407–4410. (b) Tanaka, Y.; Hidaka, K.; Hasui, T.; Suginome, M. Eur. J.
Org. Chem. 2009, 1148–1151.
(13) Carniato, D.; Jaillardon, K.; Busnel, K.; Gutmann, M.; Briand,
J. F.; Deprez, B.; Thomas, D.; Bougeret, C. WO 2009150248.
(14) Giovenzana, G. B.; Tron, G. C.; Di Paola, S.; Menegotto, I.;
Pirali, T. Angew. Chem., Int. Ed. 2006, 45, 1099–1102.
€
Domling, A. Amino Group Chemistry. In From Synthesis to the Life
Science; Ricci, A., Ed.; Wiley-VCH: 2008; pp 149À182.
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