Chiral Bifunctional Organocatalysts in
Asymmetric Aza-Morita-Baylis-Hillman
Reactions of Ethyl (Arylimino)acetates with
Methyl Vinyl Ketone and Ethyl Vinyl Ketone
Min Shi,*,† Guang-Ning Ma,‡ and Jun Gao†
FIGURE 1. Structures of imines.
State Key Laboratory of Organometallic Chemistry, Shanghai
Institute of Organic Chemistry, Chinese Academy of Sciences,
354 Fenglin Lu, Shanghai 200032, China, and School of
Chemistry & Molecular Engineering, East China UniVersity of
Science and Technology, 130 MeiLong Road,
to high enantioselectivities have been reported.2,3 These findings
suggest an alternative strategy to improve enantioselectivity in
asymmetric aza-MBH reactions, such as using more syntheti-
cally useful imines as substrates. We have reported some
preliminary results regarding the use of ethyl (arylimino)acetates
1 (Figure 1) as the reactive imine electrophiles,4 with MVK
and EVK to produce the corresponding highly functionalized
adducts ethyl 3-acetyl-2-arylaminobut-3-enoates and ethyl 2-aryl-
amino-3-propionylbut-3-enoates 2 in good yields, using tri-
phenylphosphine as a Lewis base promoter.5 Since this class
of adducts can be transformed to various nitrogen-containing
compounds by simple reactions, we investigated the corre-
sponding asymmetric aza-MBH reaction of ethyl (arylimino)-
acetates 1 with MVK and EVK in the presence of bifunctional
chiral phosphine Lewis bases (R)-LB1, (S)-LB1, and (S)-H8-
LB2, and monofunctional organocatalyst (R)-MOP (Figure 2).
For optimization studies, the aza-MBH reaction of imine 1a
with MVK catalyzed by LB1 (10 mol %) was selected as the
model reaction. We initiated our investigation by screening a
Shanghai 200237, China
ReceiVed August 13, 2007
(2) (a) Shi, M.; Xu, Y.-M. Angew. Chem., Int. Ed. Engl. 2002, 41, 4507-
4510. (b) Shi, M.; Chen, L. H. Chem. Commun. 2003, 1310-1311. (c)
Kawahara, S.; Nakano, A.; Esumi, T.; Iwabuchi, Y.; Hatakeyama, S. Org.
Lett. 2003, 5, 3103-3105. (d) Balan, D.; Adolfsson, H. Tetrahedron Lett.
2003, 44, 2521-2524. (e) Matsui, K.; Takizawa, S.; Sasai, H. J. Am. Chem.
Soc. 2005, 127, 3680-3681. (f) Shi, M.; Chen, L.-H.; Li, C.-Q. J. Am.
Chem. Soc. 2005, 127, 3790-3800 and references cited therein. (g) Shi,
M.; Xu, Y.-M.; Shi, Y.-L. Chem. Eur. J. 2005, 11, 1794-1802. (h) Raheem,
I. T.; Jacobsen, E. N. AdV. Synth. Catal. 2005, 347, 1701-1705. (i)
Imbriglio, J. E.; Vasbinder, M. M.; Miller, S. J. Org. Lett. 2003, 5, 3741-
3743. (j) Miller, S. J. Acc. Chem. Res. 2004, 37, 601-610. (k) Wang, J.;
Li, H.; Yu, X. H.; Zu, L. S.; Wang, W. Org. Lett. 2005, 7, 4293-4296. (l)
Aggarwal, V. K.; Dean, D. K.; Mereu, A.; Williams, R. J. Org. Chem.
2002, 67, 510-514. (m) Aggarwal, V. K.; Emme, I.; Fulford, S. Y. J. Org.
Chem. 2003, 68, 692-700. (n) Aggarwal, V. K.; Fulford, S. Y.; Lloyd-
Jones, G. C. Angew. Chem., Int. Ed. 2005, 44, 1706-1708. (o) Shi, Y.-L.;
Shi, M. AdV. Synth. Catal. 2007, 349, 2129-2135. (p) Qi, M.-J.; Shi, M.
Tetrahedron 2007, 63, 10415-10424.
(3) For selected papers regarding asymmetric MBH reactions, see: (a)
Barrett, A. G. M.; Cook, A. S.; Kamimura, A. Chem. Commun. 1998, 2533-
2534. (b) McDougal, N. T.; Schaus, S. E. J. Am. Chem. Soc. 2003, 125,
12094-12095. (c) Iwabuchi, Y.; Nakatani, M.; Yokoyama, N.; Hatakeyama,
S. J. Am. Chem. Soc. 1999, 121, 10219-10220. (d) Yang, K.-S.; Lee, W.-
D.; Pan, J.-F.; Chen, K.-M. J. Org. Chem. 2003, 68, 915-919. (e) Matsui,
K.; Tanaka, K.; Horii, A.; Takizawa, S.; Sasai, H. Tetrahedron: Asymmetry
2006, 17, 578-583. (f) Matsui, K.; Takizawa, S.; Sasai, H. Synlett 2006,
761-765. (g) Liu, Y.-H.; Chen, L.-H.; Shi, M. AdV. Synth. Catal. 2006,
348, 973-979. (h) Gausepohl, R.; Buskens, P.; Kleinen, J.; Bruckmann,
A.; Lehmann, C. W.; Klankermayer, J.; Leitner, W. Angew. Chem., Int.
Ed. 2006, 45, 3689-3692. (i) Berkessel, A.; Roland, K.; Neudo¨rfl, J. M.
Org. Lett. 2006, 8, 4195-4198. (j) Nakano, A.; Takahashi, K.; Ishihara, J.;
Hatakeyama, S. Org. Lett. 2006, 8, 5357-5360. (k) Utsumi, N.; Zhang,
H.; Tanaka, F.; Barbas, C. F., III Angew. Chem., Int. Ed. 2007, 46, 1878-
1880.
The bifunctional chiral phosphine Lewis base (R)-2′-diphe-
nylphosphino-[1,1′-binaphthalene]-2-ol is an effective orga-
nocatalyst in the asymmetric aza-MBH reaction of ethyl
(arylimino)acetates 1 with MVK and EVK to give the
corresponding adducts in moderate to good yields and good
to high enantiomeric excesses under mild conditions.
Morita-Baylis-Hillman reactions involving simple Michael
acceptors such as methyl vinyl ketone (MVK) or methyl acrylate
have hitherto been characterized by poor enantioselectivity, thus
offering a challenging and potentially fruitful area of investiga-
tion to broaden the scope of this general class of reactions.1
Recently, aza-Morita-Baylis-Hillman (aza-MBH) reactions of
N-sulfonated imines (ArCH ) NTs) or N-phosphorated imines
[ArCH ) NP(O)R2] (Figure 1) with various Michael acceptors,
such as MVK and ethyl vinyl ketone (EVK), have received
much attention, and several excellent reaction systems using
chiral nitrogen and phosphine Lewis bases to achieve moderate
* Address correspondence to this author. Fax: 86-21-64166128.
† Chinese Academy of Sciences.
‡ East China University of Science and Technology.
(1) For reviews of the Morita-Baylis-Hillman reaction, see: (a)
Basavaiah, D.; Rao, P. D.; Hyma, R. S. Tetrahedron 1996, 52, 8001-8062.
(b) Drewes, S. E.; Roos, G. H. P. Tetrahedron 1988, 44, 4653-4670. (c)
Ciganek, E. Org. React. 1997, 51, 201-350. (d) Basavaiah, D.; Rao, A. J.;
Satyanarayana, T. Chem. ReV. 2003, 103, 811-892. (e) Iwabuchi, Y.;
Hatakeyama, S. J. Synth. Org. Chem. Jpn. 2002, 60, 2-14. (f) Cai, J.-X.;
Zhou, Z.-H.; Tang, C.-C. Huaxue Yanjiu 2001, 12, 54-64. (g) Langer, P.
Angew. Chem., Int. Ed. 2000, 39, 3049-3051. (h) Masson, G. R.;
Housseman, C.; Zhu, J. P. Angew. Chem., Int. Ed. 2007, 46, 4614-4628.
(4) For the preparation of ethyl (arylimino)acetates, see: Borrione, E.;
Prato, M.; Scorrano, G.; Stivanello, M. J. Heterocycl. Chem. 1988, 25,
1831-1836.
(5) Gao, J.; Ma, G.-N.; Li, Q.-J.; Shi, M. Tetrahedron Lett. 2006, 47,
7685-7688.
10.1021/jo701764e CCC: $37.00 © 2007 American Chemical Society
Published on Web 11/08/2007
J. Org. Chem. 2007, 72, 9779-9781
9779