Published on Web 05/12/2006
Heterogeneously Catalyzed Asymmetric CdC Hydrogenation:
Origin of Enantioselectivity in the Proline-Directed Pd/
Isophorone System
Alexander I. McIntosh, David J. Watson, Jonathan W. Burton, and
Richard M. Lambert*
Contribution from the Department of Chemistry, UniVersity of Cambridge,
Cambridge CB2 1EW, United Kingdom
Received February 15, 2006; E-mail: RML1@cam.ac.uk
Abstract: We have studied the proline-directed, Pd-catalyzed enantioselective hydrogenation of isophorone
in the liquid state using a variety of methods. Our results unambiguously reveal the true reaction pathway
and demonstrate that all earlier mechanistic hypotheses are wrong: although a proline/isophorone
condensation product is formed, it is merely a spectator and not a key reaction intermediate in subsequent
heterogeneous hydrogenation. Enantioselectivity is the result of kinetic resolutionsa process that occurs
homogeneously in solution and not at the metal surface. Racemic 3,3,5-trimethylcyclohexanone (TMCH)
is produced by initial heterogeneous hydrogenation of isophorone; proline then reacts homogeneously,
preferentially with one enantiomer of TMCH, leaving an excess of the other. Thus in complete contrast to
the case of ketoester asymmetric hydrogenation, the metal surface is not involved in the crucial enantio-
differentiation step. The mechanism we propose also explains why the maximum attainable yield of
enantiopure TMCH cannot exceed 50%.
Introduction
is undoubtedly more to learn, our understanding of the
fundamentals of enantioselective CdO hydrogenation may be
The development of homogeneous chiral transition metal
catalysts opened up a major new field of chemistrysthe
synthesis of pure enantiomers from achiral precursors.1-3 The
academic and technical consequences of these advances have
transformed synthetic chemistry. By comparison, effective
heterogeneously catalyzed enantioselective reactions are rarities,
despite their huge potential importance which derives from the
major operational advantages offered by heterogeneous over
homogeneous catalysis. In addition to the fundamental chal-
lenges that it poses, this area is of foremost significance to the
pharmaceutical, fine chemicals, and advanced materials indus-
tries. Two systems have received intensive study: the enanti-
oselective hydrogenation of R- and â-ketoesters catalyzed by
modified platinum metals4-11 and by Ni.12-15 Although there
regarded as relatively well developedsa key point being that,
irrespective of details, the critical enantio-differentiation step
occurs at the surface of the metal catalyst.
In marked contrast, despite its potential importance in organic
synthesis, heterogeneously catalyzed asymmetric hydrogenation
of CdC bonds has received very little attention. Thus far,
essentially all the work in this area has been carried out by
Tungler and co-workers16,17 who focused on the metal-catalyzed,
proline-directed, enantioselective hydrogenation of isophorone
(1) to dihydroisophorone (2) (3,3,5-trimethylcyclohexanone,
hereafter TMCH), where relatively modest enantiomeric ex-
cesses (ee’s) have been achieved. They concluded that enanti-
oselectivity arises from the initial (homogeneous) formation of
a proline/isophorone condensation product which then adsorbs
on the metal surface where it undergoes heterogeneous asym-
metric (diastereoselective) hydrogenation. Hydrolysis of the
TMCH-proline hydrogenation product then delivers enantioen-
riched TMCH. However, there are significant apparent incon-
sistencies and gaps in their analysis of the proline/isophorone
system. Accordingly, we investigated this system in order to
(i) test earlier proposals and (ii) clarify key aspects of the
mechanism. We find that the proline/isophorone condensation
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