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Pharmaceutical Research, Vol. 19, No. 1, January 2002 (© 2002)
Research Paper
and hypnotic drug. Soon after, it came into use as a tranquil-
izer and anti-emetic for pregnant women. Tragically, it was
soon found to be teratogenic and had to be withdrawn from
the market. However, it remained available in certain coun-
tries for research purposes. In 1964, Sheskin discovered that
thalidomide was beneficial in the treatment of erythema no-
dosum leprosum (1). Clinical and immunologic similarities
between the leprotic reaction of erythema nodosum leprosum
and diffuse connective tissue diseases, particularly rheuma-
toid arthritis (RA), have been observed (2). Gutie´rrez–
Rodríguez (3) proved that the systemic administration of tha-
lidomide to patients with RA results in rapid clinical improve-
ment, although unacceptable side effects were observed. The
action has been linked to the ability of thalidomide to sup-
press the synthesis of tumor necrosis factor alpha (TNF␣). An
alternative means of delivering thalidomide to minimize some
of its adverse effects would be desirable. We reasoned that
percutaneous delivery might allow the drug to be delivered
into the joints and other affected areas of the extremities
without raising systemic levels to a worrisome point.
Physicochemical Characterization and
Solubility Analysis of Thalidomide
and Its N-Alkyl Analogs
Colleen Goosen,1,3,6 Timothy J. Laing,4
Jeanetta du Plessis,1 Theunis C. Goosen,2,5 and
Gordon L. Flynn3
Received April 10, 2001; accepted September 27, 2001
Purpose. The present study was primarily aimed at exploring the
feasibility of improving percutaneous delivery via chemical manipu-
lation of the thalidomide molecule to form analogs with improved
physicochemical properties. N-Alkyl analogs were synthesized with
the belief that these would be suitably hydrophobic and far less crys-
talline than the reference compound. This article presents their phys-
icochemical properties.
For a drug to be taken seriously as a candidate for per-
cutaneous delivery, it must have suitable physicochemical
properties, particularly with respect to its absolute and rela-
tive solubilities and related partitioning tendencies (4,5).
Based on thalidomide’s physicochemical properties (high
melting point and low lipophilicity), it appeared unlikely that
it would be delivered percutaneously in amounts required for
arresting the symptoms of RA. Given the potential clinical
efficacy of TNF␣ inhibitors such as thalidomide in a wide
range of immunologic disorders (1,6–8), especially RA (9), it
seemed worthwhile to investigate what changes in thalido-
mide’s structure might produce an active compound suitable
for skin transport. It is for this reason that we have embraced
the idea of synthesizing N-alkyl analogs of thalidomide (Fig.
1), which should exhibit decreased crystallinity and increased
lipophilicity. Therefore, the solubilities and lipophilicities of
thalidomide and several N-alkyl analogs were determined.
Methods. Thalidomide and three of its N-alkyl analogs were synthe-
sized. Identification and levels of purity (>96%) were assured
through element analysis, fast atom-bombardment mass spectrom-
etry, nuclear magnetic resonance spectroscopy, and high-
performance liquid chromatography. N-Octanol/water partition co-
efficients were determined at pH 6.4. Solubilities in water and a series
of n-alkanols were obtained. Best-fit solubility parameters were de-
termined from the solubilities of the respective compounds in Lon-
don solvents and were also calculated from respective hexane solu-
bilities, melting points and heats of fusion.
Results. Methylation of the thalidomide molecule at its acidic nitro-
gen led to an aqueous solubility about 6-fold higher than thalidomide
but, because the alkyl chain length was further extended from methyl
to pentyl, aqueous solubilities decreased essentially exponentially.
The destabilization of the crystalline structure with increasing alkyl
chain length led to an increased solubility in nonpolar media. The log
partition coefficient increased linearly with increasing alkyl chain
length and the solubility parameters declined systematically through
this series. By adding a methyl group to the thalidomide structure, the
melting point dropped by more than 100°C. Adding to the alkyl chain
length led to further, more modest decreases. Heats of fusion de-
creased dramatically upon thalidomide’s alkylation as well.
Conclusion. Alkylation of the thalidomide molecule resulted in com-
pounds with physicochemical properties that appear to be markedly
better suited for percutaneous delivery.
MATERIALS AND METHODS
For the synthesis of thalidomide and its N-alkyl analogs,
N-phthaloyl-DL-glutamic anhydride and urea were obtained
from Aldrich (Milwaukee, WI) and methylamine, propyl-
amine, and n-amylamine were obtained from Sigma Chemical
Co. (St. Louis, MO). For solubility studies, reagent-grade or-
ganic solvents (Aldrich, Milwaukee, WI) were used as re-
ceived. High-performance liquid chromatography (HPLC)
grade acetonitrile and methanol (Fisher Scientific, Pittsburgh,
PA) were used for the chomatography procedure and to di-
lute samples in preparation for HPLC analysis, respectively.
Thalidomide and its analogs were synthesized according to
literature methods (10,11) but with modification of the pub-
lished purification procedures. Identification and levels of pu-
rity (>96%) were assured through element analysis, fast
atom-bombardment mass spectrometry, nuclear magnetic
resonance (1H-NMR and 13C-NMR) spectroscopy, HPLC,
KEY WORDS: thalidomide; N-alkyl analogs; solubility parameter;
lipophilicity; solubility.
INTRODUCTION
Synthesized in Germany in 1954, thalidomide was intro-
duced into the pharmaceutical market in 1956 as a sedative
1 Department of Pharmaceutics, School of Pharmacy, Potchefstroom,
University for Christian Higher Education, Potchefstroom, 2520,
Republic of South Africa.
2 Department of Pharmacology, School of Pharmacy, Potchefstroom,
University for Christian Higher Education, Potchefstroom, 2520,
Republic of South Africa.
3 College of Pharmacy, University of Michigan, Ann Arbor, Michigan
48109.
5 Department of Pharmacology, University of Michigan, Ann Arbor,
Michigan 48109.
6
4 Department of Rheumatology, University of Michigan, Ann Arbor,
Michigan 48109.
To whom correspondence should be addressed. (e-mail:
fmscg@puknet.puk.ac.za)
13
0724-8741/02/0100-0013/0 © 2002 Plenum Publishing Corporation