7516
J . Org. Chem. 1997, 62, 7516-7519
is not clear whether such enhanced Z preference is a
High ly Ster eoselective Kin etic En ola te
result of thermodynamic or kinetic deprotonation and, if
the latter, how the stereoselectivity is controlled by the
nature of active base species. This has prompted us to
investigate in more detail the relative importance of
steric vs electronic factors in the process of kinetic
enolization. We set out to study enolate selectivity from
six ketones (1a -f) in THF by four lithium amide bases:
lithium N-isopropyl(trimethylsilyl)amide (2), lithium N-
tert-butyl(trimethylsilyl)amide (3), lithium N-isopropyl-
anilide (4), and lithium N-(trimethylsilyl)anilide (5). Our
results suggest that excellent purity of E- or Z-enolate
can be selectively achieved by modifying the steric and
electronic nature of the bases.
F or m a tion : Ster ic vs Electr on ic Effects
Linfeng Xie,* Kurt M. Isenberger, Gary Held, and
Linnea M. Dahl
Department of Chemistry, University of Wisconsin,
Oshkosh, Wisconsin 54901
Received J uly 11, 1997
The utility of enolates has been well exemplified by
their applications in the synthesis of many biologically
important natural products via aldol condensation reac-
tions.1 Since specific biological activities of many natural
products are regulated by their stereochemistry, excellent
stereoselection during their synthesis is highly de-
manded.2 Previous studies have shown that kinetic aldol
diastereoselectivity depends to a large degree on the
geometry (cis or trans) of preformed enolates.3 One
important method of forming enolates is to deprotonate
a carbonyl compound with a base under either kinetic or
thermodynamic conditions. The more desirable kinetic
deprotonation usually results in regioselectively less
substituted enolates from unsymmetric ketones. Vari-
ables that affect such regioselectivity have been previ-
ously reviewed.4 However, factors governing stereoselec-
tivity of kinetic enolate formation are less well understood.
In this paper, we report the effects of the steric and
eletronic nature of lithium amide bases on the stereose-
lectivity of kinetic enolate formation.
Among many lithium amides used in kinetic enolate
formation, the most popular ones include lithium diiso-
propylamide (LDA), lithium tetramethylpiperidide
(LTMP), and lithium hexamethyldisilazide (LHMDS).
Through their elegant work with ethyl ketones, Heath-
cock and co-workers have reported the stereoselectivity
of kinetic enolization of many ketones with these bases.3a
Other researchers have studied related systems,5 em-
ploying different reaction conditions that result in either
thermodynamic or kinetic control. While LTMP was
shown to give slightly better kinetic selectivity in favor
of the E (or trans) enolate than LDA, LHMDS, a base
with comparable steric hindrance to both LDA and
LTMP, was reported to produce significantly more Z (or
cis) enolate. Use of strong cation solvating agents such
as hexamethylphosphoramide (HMPA) in enolization also
led to a substantial increase in the Z preference.5b,d,6 It
Resu lts a n d Discu ssion
Six acyclic ketones were subject to kinetic enolization
in THF with bases 2-5, which were prepared by treating
their corresponding amines7 with n-butyllithium. The
enolates formed were quenched with chlorotrimethylsi-
lane to give trimethylsilyl enol ethers, which were then
1
analyzed on GC and H NMR.8 The resulting E/Z ratios
are summarized in Table 1. The E/Z ratios previously
reported for LDA, LTMP, and LHMDS are also included
for comparisons.
We tested the temperature dependence of enolate
selectivity for 3-pentanone (1a ) by each base in order to
find optimum condition for maximum stereoselectivity.
It is clear from Table 1 that the E/Z ratios given by 2
and 4 show negligible variation with temperatures rang-
ing from 23 to -78 °C, but those by 3 and 5 are highly
temperature dependent. It is most interesting to note
that 3 gave the best E selectivity at room temperature
(entries 7-9 and 35-37), while 5 afforded outstanding
Z selectivity at -78 °C (entries 10-12). This striking
preference for the Z-enolate exhibited by 5 will be
discussed later in more detail. Comparison of the data
in Table 1 also indicates that both 2 and 4 gave similar
E/Z selectivity to that of LDA for all ketones studied. This
can be rationalized in view of the transition state model
proposed by Ireland and others (Scheme 1).6,9 The cyclic
chairlike transition state involves a concerted proton
transfer from the carbonyl compound to the base and the
lithium cation coordination to the oxygen. The amount
of E- and Z-enolates is determined by the energy differ-
ence between the two competing transition states Aq and
Bq that lead to the E- and Z-enolates, respectively. The
stability of the two transition states is, in turn, deter-
mined by both steric and electronic factors within the
structures. Due to the comparable steric hindrance10 of
an isopropyl, a phenyl, and a trimethylsilyl group, the
* Phone: (414) 424-0436. Fax: (414) 424-2042. e-mail: xie@uwosh.
edu.
(1) For recent reviews, see: (a) Evans, D. A.; Dart, M. J .; Duffy, J .
L.; Yang, M. G. J . Am. Chem. Soc. 1996, 118, 4322. (b) Braun, M.;
Sacha, H. J . Prakt. Chem./ Chem.-Ztg. 1993, 335, 653. (c) Heathcock,
C. H. In Asymmetric Synthesis; Morrison, J . D., Ed.; Academic Press:
New York, 1984; Vol. 3, p 111. (d) Masamune, S.; McCarthy, P. A. In
Macrolide Antibiotics; Omura, S., Ed.; Academic Press: New York,
1984; p 127. (e) J uaristi, E.; Beck, A. K.; Hansen, J .; Matt, T.;
Mukhopadhyay, T. Synthesis 1993, 12, 1271.
(6) Ireland, R. E.; Mueller, R. H.; Willard, A. K. J . Am. Chem. Soc.
1976, 98, 2868.
(7) N-isopropyl(trimethylsilyl)amine is not commercially available
and was prepared according to the procedure described: Courtois, G.;
Miginiac, L. J . Organomet. Chem. 1988, 340, 127.
(8) (a) House, H. O.; Czuba, L. J .; Gall, M.; Olmstead, H. D. J . Org.
Chem. 1969, 34, 2324. (b) Cazeau, P.; Duboudin, F.; Moulines, F.;
Babot, O.; Dunogues, J . Tetrahedron 1987, 43, 2075.
(9) Other modified transition state models have also been proposed.
See (a) Moreland, D. W.; Dauben, W. G. J . Am. Chem. Soc. 1985, 107,
2264. (b) Reference 5d. (c) Narula, A. S. Tetrahedron Lett. 1981, 22,
4119.
(2) Bartlett, P. A. Tetrahedron 1980, 19, 557.
(3) (a) Heathcock, C. H.; Buse, C. T.; Kleschick, W. A.; Pirrung, M.
C.; Sohn, J . E.; Lampe, J . J . Org. Chem. 1980, 45, 1066. (b) Evans, D.
A.; Vogel, E.; Nelson, J . V. J . Am. Chem. Soc. 1979, 101, 6120. (c)
Hirama, M.; Masamune, S. Tetradedron Lett. 1979, 2225. (d) Dubois,
J . E.; Fellman, P. Tetrahedron Lett. 1975, 1225.
(4) (a) d'Angelo, J . Tetrahedron 1976, 32, 2979. (b) Evans, D. A. In
Asymmetric Synthesis; Morrison, J . D., Ed.; Academic Press: New
York, 1984; Vol. 3, p 1.
(5) (a) Spears, G. W.; Caufield, C. E.; Still, W. C. J . Org. Chem. 1987,
52, 1226. (b) Xie, L.; Saunders, W. H., J r. J . Am. Chem. Soc. 1991,
113, 3123. (c) Masamune, S.; Ellingboe, J . W.; Choy, W. J . Am. Chem.
Soc. 1982, 104, 5526. (d) Fataftah, Z. A.; Kopka, I. E.; Rathke, M. W.
J . Am. Chem. Soc. 1980, 102, 3959.
(10) The A values for i-Pr, Ph, and TMS on a cyclohexane ring are
2.2, 2.8, and 2.5, respectively. For a list of A values, see: (a) Eliel, E.
L; Wilen, S. H. In Stereochemistry of Organic Compounds; J ohn Wiley
and Sons, Inc.: New York, 1993; pp 696-7. (b) Hirsch, J . A. Top.
Stereochem. 1967, 1, 199.
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