c. Jpn.
© 2002 The Chemical Society of Japan
Bull. Chem. Soc. Jpn., 75, 2225–2231 (2002) 2225
e Chemical
ciety of Ja-
n
e Chemical
ciety of Ja-
n
Why Does a Color-Developing Phenomenon Occur on Thermal Paper
Comprising of a Fluoran Dye and a Color Developer Molecule?
Color Developing Phenomenon on Thermal Paper
Y. Takahashi et al.
Yoshiyuki Takahashi, Ayako Shirai, Takako Segawa,† Tatsuya Takahashi,† and Kazuhisa Sakakibara*,†
02
25
31
SJA8
09-2673
121
Advanced Technology Research Laboratory, Oji Paper Company, 1-10-6 Shinonome, Kohtoh-ku, Tokyo 135-8558
†Department of Applied Chemistry, Yokohama National University,
79-5 Tokoiwadai, Hodogaya-ku, Yokohama 240-8501
(Received May 10, 2002)
02
02
.4
The mechanism of the color development on thermal paper, comprising a fluoran dye (S-205) and a color developer
molecule, such as bisphenol A, was elucidated based on spectroscopic analyses (IR, and NMR) on an isolated black-col-
ored compound prepared by a reaction of S-205 and bisphenol A. We propose that this black-colored compound is, in-
deed, a color-developing complex (CDC) with a definite molar ratio (S-205:bisphenol A = 1:4 ) which has been formed
between the open-form S-205 (generated by the cleavage of the lactone ring of S-205: zwitterion) and bisphenol A
through hydrogen-bonding. The enthalpy gain associated with the formation of CDC plays an important role for black-
color formation on thermal paper.
Thermal paper is presently widely used in our daily life be-
cause of the easiness of printing that requires simple hardware
for quick printing, which can make printing devices compact
and practically maintenance-free. Thermal paper1 is composed
of a supporting material (paper) and a coating layer in which a
fluoran dye precursor, a color developer, and a sensitizer are
dispersed uniformly as fine particles. When a certain surface
area on thermal paper is heated by the thermal head of the
printer, the fluoran dye precursor, the color developer, and the
sensitizer melt together and form a color as the result of a
chemical reaction. Among many fluoran dyes, 2ꢀ-anilino-6ꢀ-
(N-ethyl-N-isopentyl) amino)- 3ꢀ- methylspiro[isobenzofuran-
1(3H), 9ꢀ-(9H)xanthen]-3-one, hereafter referred to as S-205,
is widely used as a dye precursor for black color development;
the black color is due to the strong absorption maxima of this
dye in the visible region at around 450 (yellow) and 590 nm
(purple), which are in a relation of complementary colors.
A simple acid-base equilibrium mechanism2 for color devel-
oping has been proposed and accepted without any definite ex-
perimental evidence until now. That is, a proton released from
phenols attacks an ester oxygen atom in the fluoran dye (S-
205, for example), which leads to a cleavage of the lactone-
ring, as shown in Scheme 1. By opening the lactone ring, the
electronic state of spiro-carbon in S-205 changes from sp3 hy-
bridization to sp2, and π-electron conjugation in the xanthene
ring extends over to give rise to a black-color formation. Al-
though it is experimentally sure that black-color development
of the dye occurs by the addition of strong acids, such as HCl
and CH3COOH, a question prevails as to whether the same
mechanism works between dyes and phenols, because; (1) the
acidity of phenols is known to be weak (pKa is 8–11)3, (2) car-
boxy functional group generated in the dye as a result of the
cleavage of the lactone-ring takes the carboxylate form
(–COO−), not the carboxylic acid form (–COOH), which was
elucidated from IR spectrum measurements (see Results and
Discussion), and (3) the above color-developing reaction pro-
ceeds more in solvents with less polarity than in high polarity.
We, in this paper, propose an alternate, or co-working, mecha-
nism for color developing phenomena on thermal paper, be-
tween a fluoran dye and phenols, represented here by bisphe-
nol A.
The new mechanism is based on our findings that a black-
colored compound between S-205 and bisphenol A can be iso-
lated under certain experimental conditions. This compound
was characterized to be a molecular complex (Color Develop-
ing Complex, CDC) consisting a definite molecular ratio of
the dye and the color developer. We deduce that CDC is stabi-
lized by the hydrogen bonding interaction between the dye and
the color developer.
Results and Discussion
Preparation and Isolation of the Color Developing Com-
plex (CDC). The color developing complex (CDC) was pre-
pared as black precipitates by dissolving both S-205 and color
developer bisphenol A in hot toluene, and rapidly cooling
down the toluene solution in an ice bath. Slow cooling-down
and prolonged cooling precipitated solely bisphenol A crystals
and obscured the molar ratio of the two components in the pre-
pared CDC. The obtained black precipitates were quickly fil-
tered and washed by cold toluene with suction, and then dried
in vacuo to give rise to a black powder. This black powder is
fairly stable as long as it is in the solid state. However, its
black color disappears soon when it contacts with oil and vari-
ous organic solvents.
Infrared (IR) Spectrum of CDC. The frequencies of the
characteristic CwO stretching vibration peaks of the CDC and
relevant compounds are summarized in Table 1, and their IR
spectra are shown in Fig. 1. The IR spectrum of the CDC indi-