Intramolecular Charge-Transfer Processes
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energy is shown, along with the dominant transition that is
responsible for the excitation. That is, the electronic transi-
tion that has the highest wave function coefficient. The
square of the wave function coefficient is the weighting of
this transition to the overall excitation. The oscillator
strength of the excitation is also shown, which relates direct-
ly to the strength of that band in the electronic absorption
spectrum.
The excited state data can be used to interpret the UV/
Vis spectrum of 13. The first four excited states of 13a rep-
resent the longest wavelength absorptions in the spectrum.
Transitions from the HOMO or HOMOꢀ1 to the LUMO or
LUMO+1 frontier orbitals shown in Figure 12 are the larg-
est contributors to these four excitations, as evidenced by
the coefficient of the wave function. The largest oscillator
strength among these four excitations can be expected to
dominate the appearance of the spectrum and give rise to
the main bands. In the gas phase and the chloroform calcu-
lations for 13a, the largest value of the oscillator strength
occurs for the fourth excited state transition, predominantly
a HOMOꢀ1!LUMO+1 transition. The energy of this ex-
citation was calculated to be 411.91 nm in the gas phase, and
454.81 nm in chloroform. The experimental lmax of the UV/
Vis spectrum in chloroform was recorded as 404 nm.
The only other significant oscillator strength value for
transitions in 13b occurs for the transition HOMOꢀ2!
LUMO, predicted at l=324 nm (CHCl3), or l=306 nm (gas
phase). This is in good agreement with the higher energy
band seen at l=320 nm in the UV/Vis spectrum of 13b.
The Gaussian calculations predict that the HOMOꢀ2 and
the LUMO orbital of 13b are predominantly localised on
the nitrostyryl arms. Therefore, there is reasonable agree-
ment between theoretical and experimental results. The
small observed shift to higher energy of the UV/Vis absorp-
tion maximum on conversion of 13a to 13b is reflected in
the predicted largest absorption bands.
Mechanism for interconversion: A mechanism for the con-
version of 13a to 13b in solution is proposed in Scheme 5.
The conformer 13a undergoes intramolecular charge trans-
fer (ICT) by absorption of light to form a charge-separated
excited state. The proposed quinoidal p-bonding in the ex-
cited state is supported by the computational modelling re-
sults, which show that promotion of electrons from the
HOMO (Figure 12b) and HOMOꢀ1 (Figure 12a) to the
LUMO (Figure 12c) or LUMO+1 (Figure 12d) results in
ꢀ
p-bond electron density localised on the appropriate C C
bonds. The newly formed single bonds confer additional ro-
tational freedom on the molecule and the excited state
structure is able to rearrange to another excited state geom-
etry. Rotation of the bonds indicated with curved arrows
gives rise to this structure in which the bond between the
carbons a and b to the thiophenes are twisted to give a syn
relationship between the donor–acceptor pair. The excited
ACHTUNGTRENNUNG(E,E)-1,4-Di(2’-thienyl)-1,3-butadiene 23 is analogous to
the bis-bromothiophene butadiene p system in 13b. The
spectroscopic properties of 23 have
been reported elsewhere.[70] The lmax
is reported at 381 nm in CH2Cl2. This
wavelength is 14 nm shorter than the
ꢀ
absorption maximum for 13b. At first
inspection, the p–p* transition in 23
seems to be a good model for inter-
molecule is able to twist around the central C C bond to
form a planar structure. Relaxation to a neutral form is pos-
sible when the excited electrons return through the conju-
gated framework to the thiophene group, while the nitro-
benzyl groups twist out of plane to reduce steric clash with
the thiophene groups. This results in structure 13b.
pretation of the UV/Vis spectrum of 13b. A substituent
effect, which is expected to be dominated by the strongly
electron-withdrawing nitrostyryl units, could be invoked. A
comparison between 22 and 13a shows that the difference in
lmax arising from the substituent effect of one donor–accept-
or “arm” that is absent in 22 is 7 nm. Considering 23 and
13b, the dendralene absorption is affected by the presence
of two nitrostyryl groups that are absent in 23. Thus, the ob-
served substituent effect is exactly double, which is shown
by the comparison between 22 and 13a. However, the theo-
retical calculations on 13b predict that the largest value for
the oscillator strength occurs for the 3rd excited state, which
is predominantly a HOMO!LUMO+2 transition. The
energy of this excitation was calculated to be 380.35 nm in
the gas phase, and 396.16 nm in chloroform. This also coin-
cides well with the experimental lmax of the UV/Vis spec-
trum in chloroform (395 nm). The HOMO of 13b (Fig-
ure 12g) is localised on the bisbromothiophene-butadiene
unit, while the LUMO+2 orbital (Figure 12j) is localised
on the acceptor nitrobenzene units. It is surprising that this
intramolecular charge transfer process is predicted in 13b,
given the twisted geometry between these units. This pro-
cess, which is predicted only to occur in solvated conditions,
not the gas phase, must be a through-space event.
Interestingly, structure 13a, which was the predominant
conformer in the mixture that was first isolated (as identi-
fied by TLC and H NMR spectroscopy), is analogous to the
1
structure of the precursor aldehyde 11. It is reasonable to
suggest that this donor–acceptor conformation is retained
during the Wittig reaction, and kinetically stable under the
reaction conditions (heating to reflux). In the solution state,
1H NMR indicates that the aldehyde 11 has the same confor-
mation as the crystal structure. The NMR shows no change
when the solution is exposed to ambient light over several
days. This suggests that an aldehyde group is not a strong
enough acceptor for the conformational change to occur.
Conclusion
Two new [4]-dendralenes bearing thiophene–nitrostyryl
donor–acceptor units have been prepared as mixtures of
conformers. Pure samples of the conformers have been iso-
lated by recrystallisation or flash column chromatography to
allow the study of light-driven conformational transforma-
Chem. Eur. J. 2009, 15, 11581 – 11593
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