ARTICLES
14. Cai, Y., Zhu, S.-F., Wang, G.-P. & Zhou, Q.-L. Iron-catalyzed C–H
fuctionalization of indoles. Adv. Synth. Catal. 353, 2939–2944 (2011).
15. Hansen, J. & Davies, H. M. L. High symmetry dirhodium(II) paddlewheel
complexes as chiral catalysts. Coord. Chem. Rev. 252, 545–555 (2008).
16. Doyle, M. P. & Forbes, D. C. Recent advances in asymmetric catalytic metal
carbene transformations. Chem. Rev. 98, 911–935 (1998).
17. Li, Z.-J. & Davies, H. M. L. Enantioselective C–C bond formation by rhodium-
catalyzed tandem ylide formation/[2,3]-sigmatropic rearrangement between
donor/acceptor carbenoids and allylic alcohols. J. Am. Chem. Soc. 132,
396–401 (2010).
18. Ji, J.-J. et al. Diastereoselectivity switch in cooperatively catalyzed three-
component reactions of an aryldiazoacetate, an alcohol, and a b,g-unsaturated
a-keto ester. J. Org. Chem. 76, 5821–5824 (2011).
19. Shao, Z.-H. & Zhang, H.-B. Combining transition metal catalysis and
organocatalysis: a broad new concept for catalysis. Chem. Soc. Rev. 38,
2745–2755 (2009).
20. Hu, W.-H. et al. Cooperative catalysis with chiral Brønsted acid–Rh2(OAc)4:
highly enantioselective three-component reactions of diazo compounds with
alcohols and imines. J. Am. Chem. Soc. 130, 7782–7783 (2008).
21. Jiang, J. et al. Diastereoselectively switchable enantioselective trapping of carbamate
ammonium ylides with imines. J. Am. Chem. Soc. 133, 8428–8431 (2011).
22. Williams, A. L. & Johnston, J. N. The Brønsted acid-catalyzed direct
Aza-Darzens synthesis of N-alkyl cis-aziridines. J. Am. Chem. Soc. 126,
1612–1613 (2004).
23. Johnston, J. N., Muchalski, H. & Troyer T. L. To protonate or alkylate?
Stereoselective Brønsted acid catalysis of C–C bond formation using
diazoalkanes. Angew. Chem. Int. Ed. 49, 2290–2298 (2010).
24. Zhong, C. & Shi, X.-D. When organocatalysis meets transition-metal catalysis.
Eur. J. Org. Chem. 2999–3025 (2010).
To rationalize the observed stereochemistry, an interaction
model proposed by Simon and Goodman30 can be used to explain
the stereoselective outcome of current imine additions catalysed
by BINOL-PPA catalysts (Fig. 3a). For example, in the (S)-7b cata-
lysed reaction of 1b and 2b, transition state I (TSI) is proposed to
afford 5bb with the observed stereochemistry. The direction of the
N-phenyl group on the energetically favoured E-imine is towards
the empty side of the catalyst pocket for the initial interaction
between the imine substrate and the catalyst. The imine is protonated
by the PPA catalyst with the imine maintaining its E configuration31.
We propose that the key interaction that defines the stereochemical
outcome of this reaction is a weak hydrogen bond between the
Lewis basic phosphoryl oxygen atom32 with the acidic C–H proton
in the zwitterionic intermediate, whereby proton transfer occurs
through the PPA in forming the product. Like the similar case
reported by Zhou and colleagues33, the PPA catalyst acts as a
proton-transfer shuttle in the reaction. As a result of these inter-
actions, chiral induction is achieved when the nucleophilic carbon
attacks the imine from the silicon face to give (3S, 1′R)-5bb.
To obtain more insight into the proposed proton transfer
pathway of the zwitterionic intermediate, we carried out a deuter-
ium isotope experiment comprising a PPA-catalysed C–D insertion
of d5-1a (Fig. 3b). A dramatic decrease in the deuterium content of
the product was observed, indicating an ‘indirect proton transfer’34
from the corresponding zwitterionic intermediate. Using the same
model, the observed stereochemistry for the three-component reac-
tion catalysed by (S)-7 can be rationalized by a similar transition
state (TSII) to give (2R,3R)-6 (Fig. 3c).
25. Uraguchi, D., Sorimachi, K. & Terada, M. Organocatalytic asymmetric aza-
Friedel–Crafts alkylation of furan. J. Am. Chem. Soc. 126, 11804–11805 (2004).
26. Akiyama, T., Itoh, J., Yokota, K. & Fuchibe, K. Enantioselective Mannich-type
reaction catalyzed by a chiral Brøsted acid. Angew. Chem. Int. Ed. 43,
1566–1568 (2004).
In summary, we have developed a highly efficient integrated
rhodium and chiral Brønsted acid co-catalysed process for the trapping
of zwitterionic intermediates by imines. Polyfunctionalized indole and
oxindole derivatives were obtained in a single-step transformation with
excellent diastereoselectivity and enantioselectivity. Further exploration
using other electrophiles to trap these intermediates, as well as inves-
tigations into other types of zwitterionic intermediate trapping pro-
cesses, are currently under way in our laboratories.
27. Tian, X., Jiang, K., Peng, J., Du, W. & Chen Y.-C. Organocatalytic stereoselective
Mannich reaction of 3-substituted oxindoles. Org. Lett. 10, 3583–3586 (2008).
28. Galliford, C. V. & Scheidt, K. A. Pyrrolidinyl-spirooxindole natural products as
inspirations for the development of potential therapeutic agents. Angew. Chem.
Int. Ed. 46, 8748–8758 (2007).
29. Zhang, D., Song, H. & Qin, Y. Total synthesis of indoline alkaloids: a
cyclopropanation strategy. Acc. Chem. Res. 44, 447–457 (2011).
30. Simon, L. & Goodman, J. M. A model for the enantioselectivity of imine reactions
catalyzed by BINOL-phosphoric acid catalysts. J. Org. Chem. 76, 1775–1788 (2011).
31. Liu, H., Dagousset, G., Masson, G., Retailleau, P. & Zhu, J.-P. Chiral Brønsted
acid-catalyzed enantioselective three-component Povarov reaction. J. Am. Chem.
Soc. 131, 4598–4599 (2009).
32. Jia, Y.-X., Zhong, J., Zhu, S.-F., Zhang, C.-M. & Zhou, Q.-L. Chiral Brøsted
acid catalyzed enantioselective Friedel–Crafts reaction of indoles and a-aryl
enamides: construction of quaternary carbon atoms. Angew. Chem. Int. Ed.
46, 5565–5567 (2007).
33. Xu, B., Zhu S.-F., Xie X.-L., Shen J.-J. & Zhou Q.-L. Asymmetric N–H insertion
reaction cooperatively catalyzed by rhodium and chiral spiro phosphoric acids.
Angew. Chem. Int. Ed. 50, 11483–11486 (2011).
Received 21 March 2012; accepted 12 June 2012;
published online 29 July 2012; corrected online 14 August 2012
References
1. Dorwald, F. Z. (eds) Metal Carbenes in Organic Synthesis (Wiley-VCH, 2007).
2. Zhu, S.-F., Cai, Y., Mao, H.-X., Xie, J.-H. & Zhou, Q.-L. Enantioselective iron-
catalysed O–H bond insertions. Nature Chem. 2, 546–551 (2010).
3. Zhu, S.-F., Xu, X., Perman, J. A. & Zhang, X. P. A general and efficient cobalt(II)-
based catalytic system for highly stereoselective cyclopropanation of alkenes with
a-cyanodiazoacetates. J. Am. Chem. Soc. 132, 12796–12799 (2010).
4. Lian, Y.-J. & Davies, H. M. L. Rhodium-catalyzed [3þ2] annulation of indoles.
J. Am. Chem. Soc. 132, 440–441 (2010).
34. Liang Y., Zhou H.-L. & Yu Z.-X. Why is copper (I) complex more competent
than dirhodium (II) complex in catalytic asymmetric O–H insertion reactions?
A computational study of the metal carbenoid O–H insertion into water. J. Am.
Chem. Soc. 131, 17783–17785 (2009).
5. Padwa, A. & Hornbuckle, S. F. Ylide formation from the reaction of carbenes and
carbenoids with heteroatom lone pairs. Chem. Rev. 91, 263–309 (1991).
6. Godula, K. & Sames, D. C–H bond functionalization in complex organic
synthesis. Science 312, 67–72 (2006).
7. Wang, D.-H., Engle, K. M., Shi, B.-F. & Yu, J.-Q. Ligand-enabled reactivity
and selectivity in a synthetically versatile aryl C–H olefination. Science 327,
315–319 (2010).
Acknowledgements
The authors acknowledge support from the National Science Foundation of China (nos
20932003 and 21125209 to W.-H.H.), the MOST of China (2011CB808600) and from
Shanghai (10XD1401700). M.P.D. thanks the National Institutes of Health (GM 46503)
and National Science Foundation (CHE-0748121) for financial support.
8. Davies, H. M. L. & Manning, J. R. Catalytic C–H functionalization by metal
carbenoid and nitrenoid insertion. Nature 451, 417–424 (2008).
9. Nakamura, E., Yoshikai, N. & Yamanaka, M. Mechanism of C–H bond
activation/C–C bond formation reaction between diazo compound and alkane
catalyzed by dirhodium tetracarboxylate. J. Am. Chem. Soc. 124, 7181–7192 (2002).
10. Doyle, M. P., Duffy, R., Ratnikov, M. & Zhou, L. Catalytic carbene insertion into
C–H bonds. Chem. Rev. 110, 704–724 (2010).
11. Doyle, M. P., Shanklin, M. S., Pho, H. Q. & Mahapatro, S. N. Rhodium(II) acetate
and Nafion-H catalyzed decomposition of N-aryldiazoamides. Efficient
synthesis of 2(3H)-indolinones. J. Org. Chem. 53, 1017–1022 (1988).
12. Davies, H. M. L. & Hedley, S. J. Intermolecular reactions of electron-rich heterocycles
with copper and rhodium carbenoids. Chem. Soc. Rev. 36, 1109–1119 (2007).
13. DeAngelis, A., Shurtleff, V. W., Dmitrenko, O. & Fox, J. M. Rhodium(II)-
catalyzed enantioselective C–H functionalization of indoles. J. Am. Chem. Soc.
133, 1650–1653 (2011).
Author contributions
H.Q. and M.L. contributed equally to the work. H.Q. designed and performed experiments
for the three-component reaction, and M.L. designed and performed experiments for
oxindole formation. L.-Q.J. took part in the development of the initial reaction. F.-P.L.
made the organocatalysts. L.Z. and C.-W.Z. performed experiments. M.P.D. discussed,
commented on and revised the manuscript. W.-H.H. conceived and directed the project.
W.-H.H., M.L. and H.Q. wrote the paper.
Additional information
6
© 2012 Macmillan Publishers Limited. All rights reserved.