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and structurally highly distorted triplet state which serves to
promote effective nonradiative decay (to S0) thereby leading
to very large knr.
DFT/TDDFT calculations performed on 4b and 4bb
showed that, for both complexes, their HOMOs are mainly
localized on the phenylacetylide ligand, and in each case the
H-1 (second highest occupied molecular orbital) is a p-
(C^N^C) orbital and the LUMO is predominantly a p*-
(C^N^C) orbital in character (see the Supporting Informa-
tion for the MOs). When one of the phenyl rings of the
C^N^C cyclometalated ligand is replaced by a fluorenyl ring,
the separations between HOMO and H-1 orbitals at the
ground state geometry decrease from 0.64 eV (4bb, benzene)
to 0.20 eV (4b, fluorene). This is attributed to the more
conjugated fluorene leading to destabilization of the p-
(C^N^C) orbital. Thus the lowest singlet excited state, S1,
of 4bb, comes from a HOMO!LUMO transition and is
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assigned to LLCT. On the other hand, the S1 state of 4b is
made up mainly of a H-1!LUMO transition and is best
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described as a pp* excited state localized on the C^N^C
cyclometalated ligand.
TDDFT calculations (M062X/6-311G*(SDD)) based on
triplet geometries of 4b and 4bb gave emission wavelengths
of 580 nm (4b) and 454 nm (4bb-1), respectively, which match
with the experimental data (538 nm, 4b; 473 nm, 4bb). The
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lowest triplet excited state, T1, of 4b is a pp* excited state
localized on the C^N^C cyclometalated ligand with an
optimized geometry similar to that of S0 (Figure 3). The
highly similar geometries of the T1 and S0 states means that
the nonradiative decay rate constant (knr) of T1 to S0 has to be
small. For 4bb in the ground state (S0), as the phenylacetylide
ligand can be coplanar or perpendicular to the C^N^C ligand,
two forms of 4bb were optimized as 4bb-1 (coplanar) and
4bb-2 (perpendicular), respectively.[5a] 4bb-1 is only 0.1 kcal
molꢀ1 more stable than 4bb-2. Starting from S0 of 4bb-1,
optimization of the triplet state gave a coplanar structure with
Figure 3. Comparison of the changes of key geometrical parameters of
triplet state (T1) with respect to the corresponding ground state (S0;
ground states in regular fonts, triplet states in italic fonts). 4b: C3–
C4=1.222/1.222, C4–C5=1.425/1.426, N–Au–C3=179.5/179.6, Au–
C1–N–C2=0.1/0.1, C1-Au-C5-C6=50.7/52.9 and 4bb-2: C3–
C4=1.221/1.232, C4–C5=1.426/1.416, N–Au–C3=180.0/179.6, Au–
C1–N–C2=0.0/20.6, C1-Au-C5-C6=ꢀ90.0/ꢀ99.5.
(Figure 4). Excitation of either 4b or DPA alone under the
same conditions did not invoke any delayed fluorescence.
Quenching experiments revealed that the rate constant of
quenching of 4b* by DPA is 1.87 ꢁ 109 dm3 molꢀ1 sꢀ1 revealing
an efficient energy transfer from 4b* to DPA. The delayed
fluorescence intensity of DPA showed a quadratic depend-
ence (y = x2) on the excitation laser power density (Wcmꢀ2),
confirming that the delayed fluorescence is generated by
a two-photon process (see the Supporting Information).[7] To
achieve up-conversion by means of TTA, we employed laser
light at 476 nm to selectively excite the sensitizer and
measured the fluorescence of DPA generated. As shown in
Figure 4b, excitation of a mixture of sensitizer and DPA by
a laser at 476 nm generated the fluorescence of DPA with
complete quenching of the phosphorescence of the sensitiz-
ers. The up-conversion quantum yields were estimated to be
3.5–9.8% (Table 2).
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its emission originating from the LLCT excited state. The
geometrical difference between T1 and S0 states of 4bb-1 is
small, which means that the nonradiative decay rate constant
(knr) of T1 to S0 in 4bb-1 is slow. However in the case of 4bb-2
which is just 0.1 kcalmolꢀ1 higher than 4bb-1, the optimized
T1 of 4bb-2 was found to be 5.3 kcalmolꢀ1 more stable than
the above optimized T1 of 4bb-1 having a coplanar structure.
Population of electron density into the ds* orbital of Au–
C^N^C in its T1 results in a highly distorted geometry with
a dihedral angle of 20.68 between Au–C1 and N–C2, and with
the bond lengths of Au–C(C^N^C) and Au–N(C^N^C)
substantially increased to 2.194 and 2.215 ꢀ, respectively (see
Figure 3). Such dramatic excited-state structural distortion
provides a fast channel for nonradiative decay, accounting for
the very low emission quantum yield (4 ꢁ 10ꢀ4) of 4bb.
In view of their high emission quantum yields and long
excited-state lifetimes, we have examined the capacity of the
present AuIII complexes to sensitize triplet–triplet annihila-
tion (TTA).[7,8] Excitation (355 nm, Nd:YAG laser) of a mix-
ture of 4b (2 ꢁ 10ꢀ5 moldmꢀ3) and 9,10-diphenylanthracene
(DPA, 5 ꢁ 10ꢀ5 moldmꢀ3) in deoxygenated dichloromethane
resulted in the observation of both prompt and delayed
fluorescence of DPA and residual phosphorescence of 4b
In the literature, the main strategies used to construct
molecules with large two-photon absorption (TPA) cross-
sections are to increase the conjugation of the chromophore
and to incorporate donor and acceptor moieties so as to
create a large dipole moment.[9] Without undertaking the
aforementioned structural modification, some of the present
AuIII complexes could give the green 538–540 nm emission
(clearly visible to the naked eye, Figure 5) by excitation with
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ꢀ 2013 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim
Angew. Chem. Int. Ed. 2013, 52, 1 – 6
These are not the final page numbers!