J. Am. Chem. Soc. 2000, 122, 3785-3786
3785
Table 1. Selected Optimization Experimentsa
entry base catalyst mol % ligand % yieldb
Cyclic 1,2-Diketones as Building Blocks for
Asymmetric Synthesis of Cycloalkenones
% ee (er)c
1
2
3
4
NaH
NaH
None
None
5
5
5
1
4
5
5
5
77
55
76
99
-34d (33:67)
84 (92:8)
92 (96:4)
Barry M. Trost* and Gretchen M. Schroeder
95 (97.5:2.5)
Department of Chemistry, Stanford UniVersity
Stanford, California 94305-5080
a All reactions were performed in methylene chloride (0.2 M in
nucleophile) at room temperature using 1.1 equiv of 2a. b Isolated yield.
c Determined by chiral HPLC. d The negative sign indicates the opposite
chirality of product from the other entries.
ReceiVed January 25, 2000
Cyclic 1,2-diketones1 have found little use in organic synthesis.
However, their functionality offers much flexibility for further
structural variations. The fact that 3-substituted cyclic 1,2-
diketones exist as single tautomeric species raised the prospect
of an asymmetric synthesis of cycloalkenones as shown in eq 1.
pentenyl methyl carbonate (2a) to give the allylated product 3
using our standard ligand 46a (eq 2 and Table 1). While the yield
For such a scheme, nucleophiles must be shown to be capable of
participating in palladium-catalyzed allylic alkylations.2 Further-
more, the anticipated O-alkylated products must be capable of
good transfer of chirality to the C-alkylated products. We report
the realization of such a scheme based upon an asymmetric allylic
alkylation (AAA)-Claisen rearrangement3,4 protocol and the
development of a new lanthanide catalyst for the rearrangement.5
The first stage of the sequence requires the development of an
asymmetric O-alkylation. For this purpose, commercially available
3-methylcyclopentane-1,2-dione 1a was alkylated with 3-cyclo-
was fine, the ee was only 34% (entry 1). Tightening the pocket
by switching to the naphtho linker as in ligand 56b dramatically
increased the enantioselectivity to 84% ee (entry 2). Two
additional optimization experiments proved quite interesting. In
the first, removal of any exogeneous base further increased the
selectivity to 92% ee. In the second, lowering the catalyst loading
to 1% (no attempt to reduce this loading further was made) also
increased the selectivity to 95%.6 In this way, a nearly quantitative
yield of the O-alkylated product 3 of 95% ee was isolated.
Switching to the six-membered ring nucleophile 1b led to a more
sluggish reaction and required 40 °C but still gave an excellent
ee (96%). The six-membered ring electrophile 2b showed a
parallel trend (see eq 2).7
(1) For the synthesis of cyclic 1,2-diketones, see: (a) Hach, C. C.; Banks,
C. V.; Diehl, H. Organic Syntheses; John Wiley & Sons: New York, 1963;
Collect. Vol. IV, p 229. (b) Bauer, D. P.; Macomber, R. S. J. Org. Chem.
1970, 40, 1990. (c) Sato, K.; Inoue, S.; Ohashi, M. Bull. Chem. Soc. Jpn.
1974, 47, 2519. (d) Rao, D. V.; Stuber, F. A.; Ulrich, H. J. Org. Chem. 1979,
44, 456. (e) Utaka, M.; Matsushita, S.; Takeda, A. Chem. Lett. 1980, 779. (f)
Vankar, Y. D.; Chaudhuri, N. C.; Rao, C. T. Tetrahedron Lett. 1987, 28,
551. (g) Trost, B. M.; Mikhail, G. K. J. Am. Chem. Soc. 1987, 109, 4124. (h)
Kawada, K.; Gross, R. S.; Watt, D. S. Synth. Comm. 1989, 19, 777. (i)
Horiuchi, C. A.; Kiyomiya, H.; Takahashi, M.; Suzuki, Y. Synthesis 1989,
10, 785. (j) Kanu, B. C.; Jana, U. J. Org. Chem. 1999, 64, 6380.
(2) For reviews of the palladium-catalyzed allylic alkylation reaction, see:
(a) Trost, B. M.; Van Vranken, D. L. Chem. ReV. 1996, 96, 395. (b) Heumann,
A.; Reglier, M. Tetrahedron 1995, 51, 975. (c) Hayashi, T. In Catalytic
Asymmetric Synthesis; Ojima, I., Ed.; VCH Publishers Inc.; New York, 1993.
(d) Sawamura, M.; Ito, Y. Chem. ReV. 1992, 92, 857. (e) Fiaud, J. C. In Metal-
Promoted SelectiVity in Organic Synthesis; Graziani, M., Hubert, A. J., Noels,
A. F., Eds.; Kluwer Academic Publishers: Dordrecht, 1991. (f) Consiglio,
G.; Waymouth, R. M. Chem. ReV. 1989, 89, 257.
Symmetrical acyclic substrates also behaved well as shown in
eq 3.8 In these cases, the more standard ligand 4 proved to be
(3) For reviews of the Claisen rearrangement, see: (a) Ito, H.; Taguchi, T.
Chem. Soc. ReV. 1999, 28, 43. (b) Gaweski, J. J. Acc. Chem. Res. 1997, 30,
219. (c) Ganem, B. Angew. Chem., Int. Ed. Engl. 1996, 35, 936. (d) P. Wipf
in, ComprehensiVe Organic Synthesis ed. B. M. Trost and I. Fleming,
Pergamon Press: Oxford, 1991, vol 5, 827. (e) Ziegler, F. E. Chem. ReV.
1988, 88, 1423. (f) Rhoads, S. J.; Rawlins, N. R. Org. React. 1975, 22, 1.
(4) For examples of Claisen rearrangements of cyclic 1,2-diketones, see:
(a) Ponaras, A. A. J. Org. Chem. 1983, 48, 3866. (b) Ponaras, A. A.
Tetrahedron Lett. 1983, 24, 3. (c) Dauben, W. G.; Ponaras, A. A.; Chollet,
A. J. Org. Chem. 1980, 45, 4413. (d) Ponaras, A. A. Tetrahedron Lett. 1980,
21, 4803.
satisfactory. The simple 1,3-dimethylallyl system, which fails to
give useful enantioselectivity with most chiral ligands, gives
excellent (92-97% ee) results. Increasing the steric size of the
substituents to phenethyl decreased the enantioselectivity some-
(6) (a) Trost, B. M.; Van Vranken, D. L.; Bingel, C. J. Am. Chem. Soc.
1992, 114, 9327. (b) Trost, B. M.; Bunt, R. C. Angew. Chem., Int. Ed. Engl.
1996, 35, 99.
(7) The absolute configuration shown in eq 2 was assigned by applying
the mnemonic developed in the group for the palladium-catalyzed asymmetric
allylic alkylation reaction using ligands 4 and 5 (see ref 2a and 6a).
(8) The absolute configuration shown in eqs 3 and 4 was assigned by
comparison of the optical rotation of a derivative to that reported in the
literature.
(5) The palladium-catalyzed asymmetric O-alkylation of phenols and
Claisen rearrangement of the resulting allyl aryl ethers was recently reported.
(a) Trost, B. M.; Toste, F. D. J. Am. Chem. Soc. 1998, 120, 815. (b) Trost, B.
M.; Toste, F. D. J. Am. Chem. Soc. 1998, 120, 9074.
10.1021/ja000274m CCC: $19.00 © 2000 American Chemical Society
Published on Web 03/31/2000