Organic Process Research & Development 2010, 14, 205–214
Exploring the Scope for Scale-Up of Organic Chemistry Using a Large Batch
Microwave Reactor
Jason R. Schmink, Chad M. Kormos, William G. Devine, and Nicholas E. Leadbeater*
Department of Chemistry, UniVersity of Connecticut, 55 North EagleVille Road, Storrs, Connecticut 06269-3060, U.S.A.
Abstract:
ous-flow reactors,5 small-scale batch stop-flow protocols,6,7 or
large-scale, single-batch reactors.8 Recent work in our laboratory
and by others9 has been focused at exploring all three possibili-
ties. There are a number of advantages to continuous-flow
chemistry. It limits the amount of material in the microwave
cavity at any given time, and as a result, the possibility of
catastrophic loss of an entire reaction batch is greatly reduced.
The overall scale becomes essentially limitless, and reactions
can be “scaled-out” not “scaled-up.” However, continuous-flow
processing has some drawbacks. Many reaction mixtures are
heterogeneous, biphasic, or require long reaction times (e.g.,
30-60 min) at elevated temperatures. Continuous-flow technol-
ogy is generally not amenable in these cases, and extensive
reoptimization must be undertaken in order to develop ap-
propriate homogeneous reaction conditions and suitable resi-
dence times. This in itself may require additional solvent and/
or catalyst screening. A stop-flow approach to scale-up has
similar limitations: homogeneous conditions must be maintained
throughout the cycle to avoid clogging issues. In addition, the
majority of small-scale reactions are optimized under batch
conditions. Thus, the development of a batch microwave reactor
that could perform reactions on the kilogram scale would be
highly desirable. Ideally, the scaling of a protocol from the
milligram scale to the kilogram scale should be straightforward
with little need for reoptimization. As recently addressed by
Strauss,10 and due to the overwhelming body of evidence that
A new batch microwave reactor has been evaluated in the context
of palladium-mediated transformations, condensation reactions,
nucleophilic aromatic substitution reactions, and alkylations.
Importantly, a linear scaling approach was taken, no changes being
made to the protocol when moving from the small, developmental
scale to larger scales. In some cases reactions were scaled over
18,000-fold when moving from small (0.1-1 mmol) to large (1-18
mol) runs.
Introduction
Microwave heating is a versatile and widely used tool for
preparative chemistry and continually demonstrates its worth
within the laboratory setting.1 Small-scale monomode micro-
wave units facilitate initial drug discovery and development
processes. They are suitable for performing reactions on small
scales, and reactions times can be dramatically shortened due
to the ready access to elevated temperatures in sealed vessels.
Of great interest to the process chemist is the claim that cleaner
reaction profiles can be obtained when performing chemistry
using microwave heating, due to the mitigation of thermal wall
effects.2 Since microwave irradiation heats the reaction mixture
directly and standard laboratory glassware is essentially trans-
parent when compared with the contents, the vessel walls are
the coolest part of the system. Furthermore, the rapid energy
transfer that is possible when using microwave irradiation means
that a reaction can be heated to the target temperature in a
shorter time than with conventional heating.
(5) For examples of continuous-flow processing see: (a) Moseley, J. D.;
Lawton, S. J. Chem. Today 2007, 25, 16. (b) Khadlikar, B. M.; Madyar,
V. R. Org. Process Res. DeV. 2001, 5, 452. (c) Kazba, K.; Chapados,
B. R.; Gestwicki, J. E.; McGrath, J. L. J. Org. Chem. 2000, 65, 1210.
(d) Esveld, E.; Chemat, F. van Haveren. J. Chem. Eng. Technol. 2000,
23, 429. (e) Marquie´, J.; Salmoria, G.; Poux, M.; Laporterie, A.; Dubac,
J.; Roques, N. Ind. Eng. Chem. Res. 2001, 40, 4485.
While the use of microwave heating for performing reactions
on the millimolar scale in sealed vessels is straightforward, our
group and others have been actively addressing the issues
associated with scale-up.3,4 Possible approaches include continu-
* Author for correspondence. E-mail: nicholas.leadbeater@uconn.edu.
(1) A number of books on microwave-promoted synthesis have been
published recently. For examples see: (a) Loupy, A., Ed. MicrowaVes
in Organic Synthesis, 2nd ed.; Wiley-VCH: Weinheim, 2006. (b)
Kappe, C. O.; Stadler, A. MicrowaVes in Organic and Medicinal
Chemistry; Wiley-VCH: Weinheim, 2005. (c) Lidstro¨m, P., Tierney,
J. P., Eds. MicrowaVe-Assisted Organic Synthesis; Blackwell: Oxford,
2005.
(2) Moseley, J. D.; Lenden, P.; Lockwood, M.; Ruda, K.; Sherlock, J.-P.;
Thomson, A. D.; Gilday, J. P. Org. Process Res. DeV. 2008, 12, 30.
(3) For a discussion of scale-up of microwave-assisted organic synthesis
see: Roberts, B. A., Strauss, C. R., Lindstro¨m, P., Tierney, J. P., Eds.
MicrowaVe-Assisted Organic Synthesis; Blackwell: Oxford, 2005.
(4) For recent reports from our laboratories see: (a) Bowman, M. D.;
Holcomb, J. L.; Kormos, C. M.; Leadbeater, N. E.; Williams, V. A.
Org. Process Res. DeV. 2008, 12, 41. (b) Bowman, M. D.; Schmink,
J. R.; McGowan, C. M.; Kormos, C. M.; Leadbeater, N. E. Org.
Process Res. DeV. 2008, 12, 1078. (c) Iannelli, M.; Bergamelli, F.;
Kormos, C. M.; Paravisi, S.; Leadbeater, N. E. Org. Process Res. DeV.
2009, 13, 634.
(6) Arvela, R. K.; Leadbeater, N. E.; Collins, M. J. Tetrahedron 2005,
61, 9349.
(7) (a) Moseley, J. D.; Woodman, E. K. Org. Process Res. DeV. 2008,
12, 967. (b) Pitts, M. R.; McCormack, P.; Whittall, J. Tetrahedron
2006, 62, 4705. (c) Loones, K. T. J.; Maes, B. U. W.; Rombouts, G.;
Hostyn, S.; Diels, G. Tetrahedron 2005, 61, 10338.
(8) For examples of batch processing using one vessel see: (a) Raner,
K. D.; Strauss, C. R.; Trainor, R. W.; Thorn, J. S. J. Org. Chem. 1995,
60, 2456. (b) Shackelford, S. A.; Anderson, M. B.; Christie, L. C.;
Goetzen, T.; Guzman, M. C.; Hananel, M. A.; Kornreich, W. D.; Li,
H.; Pathak, V. P.; Rabinovich, A. K.; Rajapakse, R. J.; Truesdale,
L. K.; Tsank, S. M.; Vazir, H. N. J. Org. Chem. 2003, 68, 267. (c)
Khadilkar, B. M.; Rebeiro, G. L. Org. Process Res. DeV. 2002, 6,
826. (d) Fraga-Dubreuil, J.; Famelart, M. H.; Bazureau, J. P. Org.
Process Res. DeV. 2002, 6, 374. (e) Cleophax, J.; Liagre, M.; Loupy,
A.; Petit, A. Org. Process Res. DeV. 2000, 4, 498. (f) Perio, B.; Dozias,
M.-J.; Hamelin, J. Org. Process Res. DeV. 1998, 2, 428.
(9) For a recent and comprehensive comparison of apparatus for scale-
up, see ref 2.
(10) Strauss, C. R. Org. Process Res. DeV. 2009, 13, 10.1021/op900194z.
10.1021/op900287j 2010 American Chemical Society
Published on Web 01/15/2010
Vol. 14, No. 1, 2010 / Organic Process Research & Development
•
205