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Mechanistic Investigations
formed upon acylation of the isothiourea is typically invoked
as the functioning base for C(1)-ammonium enolate forma-
tion.[22] However, the reaction using acyl ammonium 43 as
precatalyst proceeded without pentafluorophenolate, leading
to the conclusion that the hemiaminal ether could function as
a Brønsted base to promote deprotonation and C(1)-ammo-
nium enolate formation in this instance. The effect of addition
of an amine base upon reaction conversion and product
enantioselectivity was therefore investigated (Table 3D).
Performing the reaction with one equivalent of Bn2NEt
(structurally similar to the hemiaminal ether 5) gave b-amino
ester product 9 in 87% yield and 96:4 er, while the use of
secondary amine Bn2NH also gave 9 in high er. However, the
use of i-Pr2NEt (a commonly used Brønsted base in tertiary
amine Lewis base catalysis) showed a significant reduction in
product conversion and reduced product er (22% yield, 89:11
er). As the addition of dibenzylamine did not lead to
significant deviation in er, an alternative iminium ion
precursor, tetra-N-benzylmethanediamine 44 was trialed in
this process, giving b-amino ester 9 in 47% yield and 93:7 er.
The nature of the base present in the reaction is therefore
highly significant, presumably effecting both iminium ion and
C(1)-ammonium enolate formation though modulation of
equilibrium distributions.
Having explored the scope and limitations of this process,
further investigations focused on developing a mechanistic
understanding. Initial studies attempted to elucidate reaction
orders and track any potential intermediates through tempo-
ral reaction monitoring using 19F{1H} NMR spectroscopy and
19F labelled reactants (see SI). However, the heterogeneous
nature of the reaction, together with the observation of
multiple resonances that could not be fully deconvoluted
meant that these investigations were abandoned.[28] Instead,
a series of control experiments were performed to give insight
to the productive reaction mechanism. At the onset of these
investigations, two feasible mechanisms were considered that
involved either enantioselective aminomethylation of a C(1)-
ammonium enolate, or an alternative dynamic kinetic reso-
lution (DKR) process of a racemic (or scalemic) b-amino
pentafluorophenyl ester product. If a DKR were operative,
a racemic b-amino pentafluorophenyl ester added to an
enantioselective reaction would be predicted to become
enantioenriched over the reaction course. To test this
hypothesis, racemic b-amino ester 41 was prepared under
standard reaction conditions using racemic BTM·HCl
(10 mol%). b-Amino ester 41 proved difficult to isolate due
to the lability of the pentafluorophenyl ester and so was used
directly without purification. Subsequent addition of 2-
naphthyl substituted pentafluorophenyl ester 42, enantiopure
(R)-BTM·HCl (15 mol%) and 5 allowed potential DKR of
the b-amino ester 41 under the reaction conditions to be
assessed alongside the enantioselective aminomethylation of
42 (Table 3A). Upon isolation, 2-naphthyl b-amino ester 25
was obtained in 92:8 er and 81% yield, with 9 isolated in 61%
yield and racemic form. This is inconsistent with a DKR of the
b-amino pentafluorophenyl ester product being operative
under catalytically competent conditions, although DKR of
a post-aminomethylation acyl ammonium ion (prior to
catalyst release by phenoxide) cannot be currently ruled
out. Interestingly, while the overall BTM enantiomeric ratio
(after second charge of catalyst) is expected to be 80:20, the er
of product 25 was 92:8. As a linear correlation between the er
of b-amino ester product 9 and catalyst BTM·HCl was
observed (Table 3B), the er of 25 was higher than expected.
We assume that either partial degradation or deactivation of
racemic-BTM·HCl from the first charge had occurred under
the reaction conditions and may account for this discrepancy.
As DKR of the b-amino pentafluorophenyl ester can be
excluded, this reaction was proposed to proceed through
enantioselective aminomethylation of a C(1)-ammonium
enolate intermediate generated from an acyl ammonium
ion. To further probe this proposal, catalyst (R)-BTM was
acylated with phenylacetyl chloride to give isolable acyl
ammonium ion 43. Acyl ammonium 43 (5 mol%) was
subsequently used as a precatalyst in the reaction process
(Table 3C), giving b-amino ester 9 in comparable yield and er
(78% yield, 95:5 er) to using (R)-BTM·HCl, indicating that 43
is a competent precatalyst for this transformation. Further
studies considered the function of the hemiaminal ether
within this process. If a pentafluorophenyl ester is used as an
acyl ammonium ion precursor, the pentafluorophenolate
Further mechanistic investigations tested the feasibility of
an iminium ion intermediate in the reaction process
(Table 3E). N,N-Dibenzyliminium ion 45 was prepared from
hemiaminal ether 5 using TMSCl (trimethylsilyl chloride)[35]
and used as a stoichiometric electrophile in a reaction with
(R)-BTM and ester 8 in the presence of Bn2NEt. b-Amino
ester 9 was generated in 65% yield and 92:8 er, consistent
with iminium ion 45 being a potential intermediate in this
reaction process. Given the known ability of tertiary amines
to add reversibly to iminium ions,[36] further consideration led
to the possibility of the iminium ion 45 being intercepted in
situ by the Lewis base (R)-BTM. Addition of (R)-BTM to
N,N-dibenzyliminium chloride 45 showed complex behavior
1
and gave a mixture of products by H NMR analysis, with
aminomethylation of the Lewis base to give 46 tentatively
assigned as a significant component.[37] The use of this mixture
as a potential precatalyst (20 mol%) gave b-amino ester 9 in
80% yield and 93:7 er upon treatment with pentafluorophen-
yl ester 8 and hemiaminal ether 5. These control studies
indicate that while 46 may be a potential reaction intermedi-
ate it is inconsequential to the outcome of the reaction
process, presumably due to its reversible formation. The
enantiodetermining step of the reaction was next investigat-
ed. Aminomethylation of the C(1)-ammonium enolate was
proposed to proceed enantioselectively, and the observed
product configuration at C(2) is consistent with the known
facial bias of the Lewis base catalyst. However, during
optimization, variation of the counterion of the (R)-BTM·HX
salt led to significant variation in product er, and so further
experiments considered the effect of a chiral counterion
through use of chiral acid additives. Performing the reaction
using either (R)- or (S)-BTM alongside chiral acids 47–49
resulted in enantiocontrol being essentially completely dic-
tated by the isothiourea, though with significant erosion of
product er observed compared with the use of (R)-BTM·HCl
11896 www.angewandte.org ꢀ 2021 The Authors. Angewandte Chemie International Edition published by Wiley-VCH GmbH Angew. Chem. Int. Ed. 2021, 60, 11892 –11900