Full Papers
In an effort to develop various ATH methods,[12] we found
that the chiral h6-mesitylene-Ru complex based on N-(2-amino-
1,2-diphenylethyl)-4-methylbenzenesulfonamide (TsDPEN) was
highly efficient in the ATH of imines and ketones.[12a,b] In this
contribution, we realise the dual transformation of a-keto-
imides by ATH. As expected, the transformation of a-keto-
imides catalysed by (S,S)-[RuCl(h6-mesitylene)TsDPEN] affords
various chiral a-hydroxy imides with high yields and enantiose-
lectivities, whereas that catalysed by (S,S)-[RuCl(h6-hexamethyl-
benzene)TsDPEN] gives the desirable chiral a-hydroxy esters
through a slight adjustment of reaction conditions. Such
a strategy makes this asymmetric reaction an attractive feature
in the selective preparation of chiral a-hydroxy imides or a-hy-
droxy esters from a-ketoimides in a controllable manner.
Table 1. Optimisation of reaction conditions in the ATH of N-(2-oxo-2-
phenylacetyl)benzamide to (R)-N-(2-hydroxy-2-phenylacetyl)benzamide.[a]
Entry Solvent/hydrogen source Acid
Time [h] Yield [%][b] ee [%][c]
1
2
3
4
5
6
7
8
HCOOH+NEt3
iPrOH
HCOOH
–
–
–
–
–
–
–
–
–
–
–
–
8
24
24
8
2
2
2
2
2
2
2
2
2
1
1
3
1
1
40
n.d.[d]
70
n.d.[d]
n.d.[d]
71
70
63
53
78
72
64
96
94
93
95[e]
91[f]
86[g]
91
5
83
62
86
10
80
80
90
68
68
70
95
86
89
95
97
H2O/HCOONa
H2O/HCOONa
PEG400/H2O/HCOONa
THF/HCOONa
Acetone/HCOONa
DMF/HCOONa
DMSO/HCOONa
MeOH/HCOONa
EtOH/HCOONa
iPrOH/HCOONa
MeOH/HCOONa
MeOH/HCOONa
MeOH/HCOONa
MeOH/HCOONa
MeOH/HCOONa
Results and Discussion
Optimisation of reaction conditions in the ATH of N-(2-oxo-
2-phenylacetyl)benzamide to (R)-N-(2-hydroxy-2-phenyl-
acetyl)benzamide
9
10
11
12
13
14
15
16
17
18
–
We chose the ATH of N-(2-oxo-2-phenylacetyl)benzamide as
a model reaction. The asymmetric reaction was optimised
through the use of 2.0 mol% (S,S)-[RuCl(h6-mesitylene)TsDPEN]
as a catalyst to determine the optimal hydrogen source, sol-
vent and additive to obtain the highly efficient transformation
of N-(2-oxo-2-phenylacetyl)benzamide to (R)-N-(2-hydroxy-2-
phenylacetyl)benzamide.
HCOOH
HCOOH
HCOOH
AcOH
TsOH
82
[a] Reactions were performed with 2.0 mmol of catalyst, 0.10 mmol of
N-(2-oxo-2-phenylacetyl)benzamide and 10 equiv. of the hydrogen source
in 3.0 mL of solvent at 258C. [b] Isolated yield. [c] Determined by HPLC.
[d] Not detected. [e] Data were obtained with 5.0 equiv. of HCOOH as an
additive. [f] Data were obtained with 2.5 equiv. of HCOOH as an additive.
[g] Data were obtained with 7.5 equiv. of HCOOH as an additive.
First, we used four common hydrogen sources that are
often used in ATH reactions, formic acid/triethylamine, formic
acid, 2-propanol and sodium formate (HCOONa), to compare
the catalytic performance systemically. In the case of HCOONa
as a hydrogen source, the ATH of N-(2-oxo-2-phenylacetyl)-
benzamide afforded (R)-N-(2-hydroxy-2-phenylacetyl)benz-
amide with a medium yield and ee value, which was clearly
better than that obtained with the other hydrogen sources
(Table 1, entry 4 vs. 1–3), which suggests that HCOONa was the
best hydrogen source.
(Table 1, entries 12–13). Similarly, their yields did not change
significantly because of the same alcoholysis process.
To suppress the alcoholysis of chiral products and to en-
hance the yield of (R)-N-(2-hydroxy-2-phenylacetyl)benzamide,
HCOOH was introduced as an additive to this catalytic system,
which was inspired by its suppressing role in the alcoholysis of
a-ketoimides.[13] The result showed the yield of (R)-N-(2-hy-
droxy-2-phenylacetyl)benzamide could be enhanced signifi-
cantly and the ee value had no clear decrease. Further optimi-
sation of the molar amounts of HCOOH showed that 5.0 equiv-
alents of HCOOH was optimal (Table 1, entry 14 vs. 15–16),
with which the yield of (R)-N-(2-hydroxy-2-phenylacetyl)benz-
amide could be enhanced from 68 to 95% and the ee value
reached 95%. Such a result was better than that of CH3COOH
or TsOH as additives (Table 1, entry 14 vs. 17–18).
Therefore, in the presence of 2.0 mol% of (S,S)-[RuCl(h6-mesi-
tylene)TsDPEN], the optimal reaction conditions for the trans-
formation of a-ketoimides to chiral a-hydroxy imides were the
use of HCOONa as the hydrogen source, MeOH as the solvent
and HCOOH as the additive at a reaction temperature of 258C.
After we had determined the best reaction conditions in the
case of 2.0 mol% of (S,S)-[RuCl(h6-mesitylene)TsDPEN] as a cata-
lyst, the analogues of chiral h5-Cp*-M complexes B–D and h6-
Next, because of the poor solubility of the substrate in
water, a series of polar solvents was screened. As shown in en-
tries 6–10, it was found that in all cases that yields increased
relative to that in water within 2 h, even with the use of PEG-
400 as a phase-transfer catalyst (Table 1, entry 5 vs. 6–10).
However, their ee values were not affected clearly. To our sur-
prise, if MeOH was used as the solvent, the enantioselectivity
was enhanced greatly although the yield only increased slight-
ly (Table 1, entry 5 vs. 11). A detailed analysis of this reaction
found that the transformation of N-(2-oxo-2-phenylacetyl)benz-
amide is quantitative (more than 99% conversion), which sug-
gests the formation of byproducts in this catalytic reaction.
The byproduct was determined as (R)-methyl 2-hydroxy-2-phe-
nylacetate, which demonstrates that the reaction goes through
an alcoholysis process. This behaviour indicates an adjustable
process that will be discussed below. To confirm the role of al-
cohols in this reaction system, two alcohols (EtOH and iPrOH)
were further investigated as solvents. In both cases, the ee
value of the target chiral products was enhanced steadily
ChemCatChem 2016, 8, 412 – 416
413
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