C O M M U N I C A T I O N S
data were also rationalized with DFT methods. The large Stokes shift
observed in these spectra is governed by the degree of structural
relaxation in the optically excited state. In the smaller nanohoops,
3
enhanced curvature leads to greater sp hybridization and increasingly
asymmetric p orbitals, with their smaller lobes oriented inside the
nanohoops. This factor reduces steric interactions and facilitates a larger
decrease in dihedral angle in the excited state for the smaller nanohoop.
Thus smaller hoops have the potential for larger structural relaxation
and Stokes shifts. Indeed constrained DFT calculations confirmed the
observed trend that the smallest carbon nanohoop has the largest
Figure 3. (a) Absorption (solid line) and fluorescence (dashed line) spectra
of carbon nanohoops 9, 10, and 11. (b) Energy-minimized geometry of carbon
nanohoop 9 by DFT calulations.
15
relaxation in its excited state.
In conclusion, we have demonstrated the first synthesis and
characterization of [9]-, [12]-, and [18]cycloparaphenylene, the fun-
damental unit of an armchair carbon nanotube. It may be possible to
prepare extended carbon nanotubes using similar solution phase
chemistry without the need for high temperatures. Preparation of carbon
second electron transfer then produces the alkyl lithium 13 which can
aromatize via loss of a second equivalent of lithium methoxide.
Especially noteworthy is the formation of cycloparaphenylene 9, the
most strained carbon nanohoop of the series, using these low-
temperature conditions.
5
nanotubes of a specific chirality utilizing these carbon nanohoop
structures as templating agents is an intriguing prospect.
With cycloparaphenylenes in hand for the first time, we analyzed
Acknowledgment. This work was performed at the Molecular
Foundry. Experimental work was supported by the Office of
Science, Office of Basic Energy Sciences, of the U.S. Department
of Energy under Contract No. DE-AC02-05CH11231. Theoretical
work was supported by the National Science Foundation through
the Network for Computational Nanotechnology, Grant EEC-
15
their properties using a variety of methods. Interestingly, their UV/
visible absorption spectra showed symmetric peaks with a maximum
at ∼340 nm regardless of carbon nanohoop size (Figure 3a). Indeed,
the smallest carbon nanohoop (9), which has the poorest geometry
for orbital overlap and fewest number of aryl rings, has a slightly
smaller optical absorption gap than that of the larger carbon nanohoops.
This result stands in sharp contrast to the acyclic paraphenylenes in
which a narrowing of the optical absorption gap occurs with extended
0
634750.
Supporting Information Available: Procedures for the synthesis
16
conjugation. The fluorescence spectra also provided some unexpected
results. As carbon nanohoop size decreased, the Stokes shift increased.
Interestingly, the smallest carbon nanohoop 9 shows an especially broad
spectrum with a large Stokes shift of approximately 160 nm.
We further investigated the structural and optical properties of the
carbon nanohoop molecules with computational methods based on
and characterization of all new compounds and details of the compu-
tational analyses. This material is available free of charge via the
Internet at http://pubs.acs.org.
References
(
1) (a) Schr o¨ der, A.; Mekelburger, H.-B.; V o¨ gtle, F. In Topics in Current
Chemistry; Springer: Berlin, 1994; Vol. 172, p 179. (b) Girreser, U.;
Giuffrida, D.; Kohnke, F. H.; Mathias, J. P.; Philp, D.; Stoddart, J. F. Pure
Appl. Chem. 1993, 65, 119. (c) Scott, L. T. Angew. Chem., Int. Ed. 2003,
15
density functional theory (DFT). Our calculations indicate the favored
geometry for the even-membered nanohoops, [12]- and [18]cyclopar-
aphenylene, is a staggered configuration in which the dihedral angle
between two adjacent phenyl rings alternates between 33° and 34°,
respectively. This arrangement minimizes steric repulsion between
neighboring aryl rings. For [9]cycloparaphenylene, the situation is
slightly more complex. Reduced symmetry due to an odd number of
phenyl rings results in a lowest energy conformation in which the
dihedral angle varies between 18°, 30°, 31°, and 33° around the carbon
4
2, 4133. (d) Tahara, K.; Tobe, Y. Chem. ReV. 2006, 106, 5274. (d) Kawase,
T.; Kurata, H. Chem. ReV. 2006, 106, 5250.
(2) To our knowledge, the earliest attempt to synthesize the cycloparaphenylenes
was reported in 1934: Parekh, V. C.; Guha, P. C. J. Indian Chem. Soc.
1
934, 11, 95.
(3) V o¨ gtle et al. suggested a variety of approaches that to date have not led to
the synthesis of cycloparaphenylenes: Friedrich, R.; Nieger, M.; V o¨ gtle,
F. Chem. Ber. 1993, 126, 1723.
(4) Herges et al. have demonstrated the synthesis of the quinodimethane form
of benzoannelated [4]cycloparaphenylene: Kammermeier, S.; Jones, P. G.;
Herges, R. Angew. Chem., Int. Ed. 1996, 35, 2669.
(5) For a brief overview of carbon nanotube structure, see: Dai, H. Acc. Chem.
Res. 2002, 35, 1035.
15
nanohoop (Figure 3b). We found that chiral Mobius-strip like
arrangements, where the dihedral angle is successively increased by
(
6) Jagadeesh, M. N; Makur, A.; Chandrasekhar, J. J. Mol. Model. 2000, 6, 226.
∼
35° around the ring, were higher in energy by at least 2 kcal/mol
per phenyl ring. The calculated strain energies of carbon nanohoops
, 10, and 11 were 47, 28, and 5 kcal/mol with diameters of 1.2, 1.7,
and 2.4 nm, respectively.
We also performed DFT calculations to understand the counterin-
tuitive trends in the observed optical data. We estimated the average
(7) The syn stereochemistry is favored due to electrostatic interactions in the
transition state: Alonso, F.; Yus, M. Tetrahedron 1991, 47, 7471.
(8) (a) Song, Z. Z.; Wong, H. N. C. J. Org. Chem. 1994, 59, 33. (b) Yamaguchi,
9
S.; Ohno, S.; Tamao, K. Synlett 1997, 1199.
(
9) The one relevant example in the literature produces a mixture of para-
and meta-substituted aryl rings: Morrow, G. W.; Schwind, B. Synth.
Commun. 1995, 25, 269.
(
10) Alonso, F.; Yus, M. Tetrahedron 1992, 48, 2709.
(
11) Highly reactive nucleophiles have been shown to outcompete alkyl shifts
in similar systems: (a) Alonso, F.; Yus, M. Tetrahedron 1991, 47, 313. (b)
Alonso, F.; Yus, M. Tetrahedron 1991, 47, 9119.
optical absorption energy gap, E
formula: E ) ionization potential (IP) - electron affinity (EA) -
e-h, where Ee-h is the electron-hole interaction energy between the
highest-occupied and lowest-unoccupied DFT one-electron wave
g
, with the following approximate
g
(
12) Newman, M. S.; Kanakarajan, K. J. Org. Chem. 1980, 45, 2301.
13) Walborsky, H. M.; Wuest, H. H. J. Am. Chem. Soc. 1982, 104, 5807.
E
(
(14) Liu, H.-J.; Yip, J.; Shia, K.-S. Tetrahedron Lett. 1997, 38, 2253.
15
(15) For full details, see Supporting Information.
functions. As expected, we observed that IP - EA decreases as the
number of phenyl rings increase, in both the cyclic and acyclic cases.
Remarkably, however, we found that the magnitude of Ee-h grows
more dramatically with the decreasing number of phenyl rings for
(
(
16) Nijegorodov, N. I.; Downey, W. S.; Danailov, M. B. Spectrochim. Acta,
Part A 2000, 56, 783.
17) This tendency can be directly related to the difference between linear finite
(acyclic) and closed curved (cyclic) geometries. In the cyclic system, the
electron and hole states are delocalized over the entire circumference of
the molecule. In the acyclic system, electron and hole states are localized
away from the edges, toward the middle of the molecule. The spatial
distribution of these optically active electronic states results in different
electron-hole interaction energetics.
17
carbon nanohoops than for their acyclic counterparts. This computed
trend in Ee-h more than compensates for the increase in IP - EA and
g
results in an overall decrease in E with nanohoop diameter, in
agreement with the experimentally observed trends. The fluorescence
JA807126U
J. AM. CHEM. SOC. 9 VOL. 130, NO. 52, 2008 17647