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amount of the cyclic 6b was also obtained. It is therefore
likely that light-induced twisting about the C2–C10 double
bond is operative in all cases but, while the Z isomer of 3a is
very stable, those of 3c and d undergo very fast, unobserv-
able cyclisation to the identified stable products 6c and d. A
sounder mechanistic analysis of these photoreactions is
outside the scope of the present article, and is left for future
work. The photoreactivity of 3a–d is summarised in
Scheme 3.
the tricyclic form on going from 3a to 3b to 3c and d is
qualitatively reflected by the relative order of stability of
these forms, in comparison with the Z forms, indicated by
the calculated heats of formation.
Reactivities towards hydrazine hydrate
Compounds 3c and d, when reacted with hydrazine in
water–acetic acid, yielded a complex mixture of several
products each present in small amount, 3a and 3b, however,
followed clear though distinct reaction pathways: 3a
cyclised to 1a while 3b gave a different tryciclic derivative
7b (Scheme 4). It is reasonable to think that both derive
from the same hydrazone intermediate I which can cyclise
with its NH2 group either on the carboxyl group to give II,
precursor of 1a, or on the double bond to give the 2-pyrazo-
line III which, on acetylation of NH gives 7b. An
intermediate similar to III has been proposed in the
Wolff–Kishner reduction of 2-arylmethylene-1-tetra-
lone.17,18 To investigate the reasons for the preference of
different reaction paths, we performed quantum mechanical
calculations (PM3) on I, II and III. Their heats of formation
are reported in Scheme 4. Intermediate IIa has a lower heat
of formation than IIIa, whereas the opposite occurs with
intermediates IIb and IIIb. As already indicated by the
calculated heat of formation of the hemiacetalic form 6a
(Fig. 3), formation of a tricyclic species with two penta-
tomic rings, such as IIIa, is strongly unfavoured due to
severe strain. So, simple thermodynamic considerations
might account for the different reaction paths followed by
the two compounds. On the other hand, we cannot rule out
the possibility that equilibration between reactants I and
products II and III be not achieved. Should this be the
case, kinetic control would be effective.
Theoretical analysis of the structures
To explore the relative stabilities of the E, Z and hemi-
acetalic forms of compounds 3, the preferred conformations
and the heats of formation of these compounds were
theoretically determined using a full geometry optimisation
(see the Experimental section for the computational details).
Fig. 3 shows the three-dimensional structural plots of the
minimum-energy conformations of each compound
together with the corresponding heats of formation. Quite
interestingly, while compounds E-3a and b are planar or
quasi-planar, the two compounds with the seven-membered
aliphatic ring are strongly distorted in both E and Z con-
figurations, with the ‘acrylic-acid’ moiety almost normal to
the phenyl or thiophene plane. This qualitative structural
difference is reflected in the absorption spectra of the
E-3a–c species: the spectra of the first two compounds are
bathochromically shifted with respect to the spectrum of the
third one (see the initial spectra in Fig. 5), in keeping with
them having more extended, approximately coplanar
chromophores. The E orientation is the preferred one for
3a, whereas 3b–d exhibit almost the same heats of forma-
tion for the two geometrical isomers. The latter is in contrast
with the results of the NMR measurements, which indicate
the E isomer as the only one present in fresh solutions of all
compounds. The contradiction, however, is only apparent
because, due to the very high potential-energy barrier for
twisting about the exocyclic C–C double bond, the ground-
state E–Z interconversion is extremely slow in the absence
of catalysts, as also indicated by the observed stability of the
composition of the photolysed samples over several hours or
days. Therefore, the dominant presence of E species in fresh
solutions of all compounds probably results from a stereo-
selectivity of the route followed to synthesise them, and has
little to do with the equilibrium populations of the two
isomers. On the contrary, the calculated heats of formation
of the 6 forms can be analysed with reference to the ratios of
the equilibrium populations of the Z and hemiacetalic forms
found in the NMR experiments following photolysis
because, as previously pointed out, such an equilibration
occurs rapidly with respect to the time needed for the
measurements. As clearly shown in Fig. 3 the heats of
formation of the hemiacetalic forms are systematically
lower, in absolute value, than those of the Z species.
While this result is in keeping with the experimental observ-
ations about 3a, for which no tricyclic form was observed in
equilibrium with the Z isomer, it cannot account for the low
but significant amount of 6b and the very large amounts of
6c and d observed. The discrepancy might arise from a
systematic stabilisation of the hemiacetalic forms relative
to the Z isomers arising from stronger solvation of the
former, an effect not accounted for by the calculations. On
the other hand, the observed increasing propensity to give
Conclusions
The difference in the observed reactivities of the four 1-oxo-
cycloalkan-2-ylideneacetic acids 3a–d with hydrazine
hydrate cannot be traced back to different conformations
at the exocyclic C–C double bond. In fact, in freshly
prepared non-irradiated solutions, all these compounds are
present as E isomers. Following photoisomerization to the Z
forms, differences among the reactivities of the four
compounds are observed, with an increasing propensity to
give the tricyclic forms 6 with increasing size of the ali-
phatic ring, likely associated with reduced strain. In
particular, compounds 3a and b having smaller aliphatic
cycles, can give cyclic products only in the presence of
suitable reagents. Reaction with hydrazine hydrate, being
probably controlled by the relative stabilities of the inter-
mediates of competitive paths (IIa and b and IIIa and b in
Scheme 4), cleanly leads to products 1a and 7b, respec-
tively. The severe strain in the hypothetical tricyclic deriva-
tives 6a and IIIa, featuring two pentatomic rings, can
explain the observed differencies in the results of both
photochemistry and reaction with hydrazine of compound
3a with respect to 3b. On the other hand, the fast and
thermodynamically favoured cyclization of the Z forms of
compounds 6c and d, featuring a seven-membered aliphatic
ring, suggests a general propensity of these compounds to
give cyclic products, even without hydrazine hydrate, as