reaction mixture.10 The methanol-induced decomposition
products of potassium borohydride had no effect either.11
Scheme 1. Manufacture of artemether 1
A
minor effect (-5% yield) from humidity was seen when
calcium chloride was used which had been exposed to air
for 24 h prior to use.
Thus far, with all these experiments we had gained
knowledge of how to prevent some yield losses, but we had
not yet found a deviation which would lead to a complete
failure. The situation changed when we ran the reduction in
the presence of potassium hydroxide.12 The effect of a
catalytic amount of potassium hydroxide on the degradation
rate of dihydroartemisinin, 4, proved to be dramatic. When
the reduction was run in the presence of only 1 mol % of
potassium hydroxide (relative to 3), a large part of 4 was
degraded.13 The isolated yield was below 10%, and the HPLC
fingerprints of the by-products in the mother liquor of this
laboratory experiment were almost identical with those of
failed batch 35. These observations suggest that small
amounts of potassium hydroxide have been the main root
cause for the complete failure.
2.2. Optimized Process Conditions for the Manufac-
ture of Dihydroartemisinin, 4. Having recognized the
extreme vulnerability of 4 towards small amounts of strong
bases, the further optimization strategy to make the reduction
reaction more robust became straightforward. Apparently,
the desired conversion 3 f 4 is in competition with the base-
induced degradation of 4. Even with a stringent limitation
of potassium hydroxide in potassium borohydride, an element
of risk would persist. Some traces of strong bases would
certainly not lead to a complete batch failure but would
nevertheless have a negative impact on the yield. As a
consequence, the reaction time has to be kept short, and the
reaction temperature kept as low as possible. In addition,
care has to be taken with the conditions of the quench with
hydrochloric acid. Consequently, by reducing the addition
time of potassium borohydride from around 10 h to below 6
h, adjusting the reaction temperature from 5 to 7 °C to 1-3
°C, and by keeping the pH during the acid quench at 4-6
(instead of 0-1), the whole process became very robust.
After reintroduction into production, an increase of the
average yield from originally 79% to 89% was observed. In
addition, due to the lower reaction temperature, the excess14
of potassium borohydride could also be reduced. Since a
consumption of 3, the excess of potassium borohydride was
destroyed by adding concentrated hydrochloric acid at 0-6
°C until a pH of 0.5-1 was reached. To precipitate the
product, water was added, and the pH of the reaction mixture
was adjusted to 5-6 by quenching the excess of hydrochloric
acid with aqueous potassium hydroxide. Filtration, washing
with water, and drying completed the manufacturing process
and led to pure dihydroartemisinin in 79% yield. Apart from
a somewhat above normal variation in the yield (74-84%),
no particular problems were encountered during the early
production batches in autumn 2004. However, from batch
20 on, the yield variation became larger, and after a dramatic
collapse7 in batch 35, the campaign was stopped, and a
program was initiated to rework the process.
2.1. Root Cause for Batch Failure. A batch failure to
such an extent as was experienced in batch 35 is a dramatic
event in a production plant, particularly with regard to the
loss of such a highly valuable starting material. At first, we
suspected a severe manipulation error; however, after an in-
depth analysis of the batch history, this possibility was ruled
out. The speculation of having used contaminated artemisinin
as starting material in batch 35 could also be excluded.
Consequently, we set up a program to systematically
investigate the influence of the various process parameters
on the yield by performing a series of scale-down experi-
ments for this reduction process. In parallel, the isolation of
the formed by-products in batch 35 was initiated as well
(section 2.3).
In view of the acid-sensitive hemiacetal moiety8a-d in 4,
studying the influence of the acidic quench conditions on
the yield seemed a good starting point for this investigation.
Indeed, when the quench was performed at 20 °C (instead
of 0-6 °C), the yield loss was 40%. Additionally, if the
amount of concentrated hydrochloric acid was increased from
1.5 to 2.3 equiv, a yield loss of 25% was observed.
Apparently, the quench conditions are important to obtain
an optimal yield, but they could not explain a complete
failure.9 Typical scale-up phenomenon such as the mode of
stirring showed only little or no effect at all. Also, no
negative effect was noted when iron salts were added to the
(10) It is assumed that the iron-catalyzed cleavage of the peroxy function of
artemisinin triggers its antiparasitic activity (see for instance Jefford, C.
W. Curr. Med. Chem. 2001, 8, 1803; Wu, Y. Acc. Chem. Res. 2002, 35,
255). This mechanism of action is in agreement with the cleavage of the
peroxy function when artemisinin is treated with FeCl2 in acetonitrile at 25
°C (Jefford, C. W.; Vincente, M. G. H.; Jacquier, Y.; Favarger, F.; Mareda,
J.; Millasson-Schmidt, P.; Brunner, G.; Burger, U. HelV. Chim. Acta 1996,
79, 1475). However, no decomposition was observed after 48 hours upon
treating artemisinin with 0.2 mol % FeCl2 in methanol at 5 °C.
(11) To investigate this hypothesis, potassium borohydride was completely
decomposed in methanol (leading to a pH around 9). After adding of
artemisinin 3 and calcium chloride, the reduction reaction was run under
standard conditions. No influence on the yield was noted.
(12) Potassium hydroxide is a “logical” impurity in potassium borohydride. The
latter compound is usually obtained by treating sodium borohydride with
ethanolic KOH and subsequent washing with ethanol.
(13) Besides 4, artemisinin, 3, is also sensitive towards strong base. However,
whereas catalytic amounts of a strong base are sufficient to cause significant
degradation in the lactol 4, molar quantities of base are needed in the case
of lacton 3.
(5) Compared to sodium borohydride, potassium borohydride is less hygroscopic
and therefore easier to handle on large scale.
(6) The reduction is also described with sodium borohydride without addition
of calcium chloride: Sing, C.; Tiwari, P. Ind. J. Chem. 2002, 41B, 2185.
(7) In this batch, the isolated yield dropped from an average yield of 79% to
only 2%.
(8) (a) Idowu, O. R.; Maggs, J. L.; Ward, S. A.; Edwards, G. Tetrahedron 1990,
46, 1871. (b) Yagen, B.; Pu, Y. M.; Yeh, H. J. C.; Ziffer, H. J. Chem. Soc.
Perkin Trans. I 1994, 843. (c) Baker, J. K.; Chi, H. T. Heterocycles, 1994,
38, 1497. (d) Imakura, Y.; Hachiya, K.; Ikemoto, T.; Yamashita, S.; Kihara,
M.; Kobayashi, S.; Shingu, T.; Milhous, W. K.; Lee, K. H. Heterocycles
1990, 31, 1011.
(9) Large deviations in temperature and amount of acid as applied in these
laboratory experiments could be ruled out for batch 35.
(14) The application of
a
lower reaction temperature leads to
a
slower
decomposition of potassium borohydride by methanol.
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